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  4. [Form 4] indie Semiconductor, Inc. Insider Trading Activity

indie Semiconductor insider reports tax sale; holds 87,178 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

indie Semiconductor (INDI) reported an insider transaction by its Chief Financial Officer on a Form 4. On 11/10/2025, 10,000 shares were acquired at $0 upon the vesting of restricted stock units. On 11/11/2025, 5,261 shares were sold at $4.18 to cover withholding taxes related to the vesting. Following these transactions, the reporting person directly holds 87,178 shares, with an additional 90 shares held indirectly by a spouse.

Positive

  • None.

Negative

  • None.
Insider Wu Naixi
Role Chief Financial Officer
Sold 5,261 shs ($22K)
Type Security Shares Price Value
Sale Class A Common Stock 5,261 $4.18 $22K
Exercise Restricted Stock Units 10,000 $0.00 --
Exercise Class A Common Stock 10,000 $0.00 --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 87,178 shares (Direct); Restricted Stock Units — 0 shares (Direct); Class A Common Stock — 90 shares (Indirect, by spouse)
Footnotes (1)
  1. Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. Such restricted stock units vest at the rate of 25% annually beginning on November 10, 2022.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wu Naixi
(Last) (First) (Middle)
32 JOURNEY
(Street)
ALISO VIEJO CA 92656
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/10/2025 M 10,000 A $0 92,439 D
Class A Common Stock 11/11/2025 S(1) 5,261 D $4.18 87,178 D
Class A Common Stock 90 I by spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 11/10/2025 M 10,000 (3) (3) Class A Common Stock 10,000 $0 0 D
Explanation of Responses:
1. Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
2. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
3. Such restricted stock units vest at the rate of 25% annually beginning on November 10, 2022.
/s/ Naixi Wu by Chang Eui Kim pursuant to power of attorney filed on October 30, 2025 11/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did INDI's CFO report on the Form 4?

The CFO reported vesting of 10,000 RSUs into Class A common stock at $0 on 11/10/2025 and a sale of 5,261 shares on 11/11/2025.

At what price were INDI shares sold?

Shares were sold at $4.18 per share.

Why were the INDI shares sold?

The sale of 5,261 shares was to pay withholding taxes in connection with RSU vesting.

How many INDI shares does the reporting person now hold?

Direct holdings are 87,178 shares, with 90 shares held indirectly by a spouse.

What were the derivative securities after the transaction?

After the RSU conversion, derivative securities were 0.

What is the reporting person’s role at INDI?

The reporting person is the Chief Financial Officer.