STOCK TITAN

indie Semiconductor (INDI) director exercises 59,932 RSUs and receives new award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

indie Semiconductor, Inc. director Diane D. Brink reported routine equity compensation changes. She exercised vested restricted stock units to receive 59,932 shares of Class A common stock at a price of $0.00 per share, increasing her direct holdings to 229,838 shares.

Brink also received a new grant of 37,454 restricted stock units under the non-employee director compensation policy. The vested units converted on May 28, 2026, the date of the 2026 Annual Meeting, and the new award is scheduled to vest on the earlier of May 28, 2027 or the 2027 Annual Shareholder Meeting.

Positive

  • None.

Negative

  • None.
Insider Brink Diane D
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 37,454 $0.00 --
Exercise Restricted Stock Units 59,932 $0.00 --
Exercise Class A Common Stock 59,932 $0.00 --
Holdings After Transaction: Restricted Stock Units — 37,454 shares (Direct, null); Class A Common Stock — 229,838 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting. The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting.
RSUs exercised 59,932 shares Restricted stock units converted into Class A common stock on May 28, 2026
Shares held after transaction 229,838 shares Director’s direct Class A common stock holdings following Form 4 transactions
New RSU grant 37,454 units Restricted stock units granted under non-employee director compensation policy
Vesting date of exercised RSUs May 28, 2026 RSUs vested on the date of the 2026 Annual Meeting
New RSU vesting deadline May 28, 2027 Vests on earlier of this date or the 2027 Annual Shareholder Meeting
Exercise price $0.00 per share Price per share for conversion of restricted stock units to Class A stock
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of Class A common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
non-employee director compensation policy financial
"The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy."
Annual Shareholder Meeting financial
"vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting."
A yearly gathering where a company’s owners (shareholders) and its leaders meet to review performance, approve key decisions like electing directors, and vote on issues such as executive pay or major policy changes. Think of it as an annual town hall for people who own part of the business: investors use it to ask questions, influence direction through votes, and gauge management’s plans and transparency, all of which can affect the stock’s outlook.
Annual Meeting financial
"The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting."
A company's annual meeting is a yearly gathering where owners (shareholders) and the board review performance, ask questions, and vote on key matters like electing directors, approving auditor choices, and sometimes setting pay or dividend policies. For investors it matters because decisions made and votes cast can change who runs the company, influence strategy and payouts, and affect the value or direction of their investment—similar to a homeowners’ meeting where rules and leaders that shape your property’s value are decided.
Class A Common Stock financial
"Each restricted stock unit represents a contingent right to receive one share of Class A common stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brink Diane D

(Last)(First)(Middle)
C/O INDIE SEMICONDUCTOR
32 JOURNEY

(Street)
ALISO VIEJO CALIFORNIA 92656

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/28/2026M59,932A$0229,838D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/28/2026A37,454 (2) (2)Class A Common Stock37,454$037,454D
Restricted Stock Units(1)05/28/2026M59,932 (3) (3)Class A Common Stock59,932$00D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
2. The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting.
3. The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting.
/s/ Diane D. Brink, by Naixi Wu pursuant to power of attorney filed on June 21, 202105/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did indie Semiconductor (INDI) report for Diane D. Brink?

indie Semiconductor reported that director Diane D. Brink exercised vested restricted stock units into 59,932 shares of Class A common stock and received a new grant of 37,454 restricted stock units as part of her non-employee director compensation.

How many indie Semiconductor (INDI) shares does Diane D. Brink hold after this Form 4?

After these transactions, Diane D. Brink directly holds 229,838 shares of indie Semiconductor Class A common stock. She also holds 37,454 restricted stock units that represent a contingent right to receive an equal number of Class A shares upon future vesting.

What equity award did Diane D. Brink receive from indie Semiconductor (INDI)?

Diane D. Brink received a grant of 37,454 restricted stock units from indie Semiconductor under its non-employee director compensation policy. Each unit represents a contingent right to receive one Class A common share when vesting conditions are satisfied in 2027.

When do Diane D. Brink’s new indie Semiconductor (INDI) restricted stock units vest?

The newly granted 37,454 restricted stock units vest on the earlier of May 28, 2027, or the date of indie Semiconductor’s 2027 Annual Shareholder Meeting, aligning vesting with the company’s board service cycle and shareholder meeting schedule.

Were there any indie Semiconductor (INDI) share sales in Diane D. Brink’s Form 4?

The Form 4 for Diane D. Brink shows only acquisition-type transactions, including an exercise of vested restricted stock units and a new restricted stock unit grant. It does not report any open-market or other sales of indie Semiconductor Class A common stock.