InnovAge Holding (INNV) awards CFO 17,123 RSUs vesting over three years

Rhea-AI Filing Summary

Adams Benjamin C reported acquisition or exercise transactions in this Form 4 filing.

InnovAge Holding Corp. reported that Chief Financial Officer Benjamin C. Adams received an equity award of 17,123 shares of common stock in the form of Restricted Stock Units. The RSUs vest in three equal annual installments, contingent on his continued service, resulting in 17,123 directly held reported shares.

Insider Trade Summary

Net Buyer: 17,123 shares

Net Buy 1 txn

Insider Adams Benjamin C

Role CHIEF FINANCIAL OFFICER

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $0.001 par value F1	17,123	$0.00	$0.00

Holdings After Transaction: Common Stock, $0.001 par value — 17,123 shares (Direct)

Footnotes (1)

1. F1. Represents Restricted Stock Units ("RSUs") which will be settled in shares of common stock of the Issuer and will vest in three equal installments on the anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Key Figures

RSUs granted: 17,123 shares Grant price: $0.0000 per share Total shares after grant: 17,123 shares +1 more

4 metrics

RSUs granted 17,123 shares Restricted Stock Units granted to CFO Benjamin C. Adams on 2026-07-22

Grant price $0.0000 per share Reported transaction price per share for the RSU grant

Total shares after grant 17,123 shares Directly owned common shares reported following the transaction

Vesting schedule 3 equal installments RSUs vest in three equal annual installments from the grant date

Key Terms

Restricted Stock Units ("RSUs"), anniversary of the grant date, continued service

3 terms

Restricted Stock Units ("RSUs") financial

"Represents Restricted Stock Units ("RSUs") which will be settled in shares"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

anniversary of the grant date financial

"will vest in three equal installments on the anniversary of the grant date"

continued service financial

"subject to the Reporting Person's continued service with the Issuer"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/23/2026 - 04:43 PM Accepted by SEC EDGAR 07/23/2026 - 04:42 PM Learn about SEC filing dates

FAQ

What insider equity award did INNV grant to CFO Benjamin C. Adams?

InnovAge Holding Corp. granted CFO Benjamin C. Adams 17,123 RSUs tied to its common stock. These Restricted Stock Units are an equity-based compensation award, increasing his reported directly held position to 17,123 shares following the transaction.

How do the 17,123 RSUs granted by INNV to its CFO vest?

The 17,123 RSUs granted to the INNV CFO vest in three equal installments on each anniversary of the grant date. Vesting is conditioned on his continued service with InnovAge Holding Corp. through each vesting date.

What is the reported share ownership of the INNV CFO after this Form 4?

After this equity award, the INNV CFO is reported as directly holding 17,123 shares of common stock. This figure reflects the Restricted Stock Units that will settle in shares as they vest over the three-year schedule.

What transaction code was used for the INNV CFO’s RSU award?

The filing reports the RSU award to the INNV CFO with transaction code "A", described as a grant, award, or other acquisition of non-derivative common stock, rather than an open-market purchase or sale.

Was the INNV CFO’s RSU grant made under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox was not marked as an affirming trading plan. The reported grant is characterized as an equity award, not as a transaction executed under a pre-arranged trading plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Adams Benjamin C

(Last) (First) (Middle)

8950 E. LOWRY BOULEVARD

(Street)

DENVER COLORADO 80230

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
InnovAge Holding Corp. [ INNV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF FINANCIAL OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	07/22/2026		A		17,123	A(1)	$0	17,123	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents Restricted Stock Units ("RSUs") which will be settled in shares of common stock of the Issuer and will vest in three equal installments on the anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.

Remarks:

	/s/ Nicole D'Amato, by Power of Attorney	07/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)