STOCK TITAN

[Form 4] Innventure, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Suzanne Niemeyer, a director of Innventure, Inc. (INV), reported a transaction relating to her company stock. The Form 4 discloses a disposition of 27,276 common shares on 07/23/2025 at a price of $4.92 per share. After the transaction she beneficially owned 308,790 shares directly. The filing notes the shares were withheld to satisfy tax withholding obligations from a partial vesting of restricted stock units, and that the Form 4 was reported late due to an administrative error. This disclosure shows an equity-compensation-related reduction in shares held by an insider rather than an open-market sale for other purposes.

Suzanne Niemeyer, direttore di Innventure, Inc. (INV), ha dichiarato una operazione riguardante azioni della sua società. Il Modulo 4 rende noto il trasferimento di 27.276 azioni ordinarie il 23/07/2025 al prezzo di $4,92 per azione. Dopo l'operazione deteneva beneficiariamente 308.790 azioni in proprietà diretta. Il documento specifica che le azioni sono state trattenute per soddisfare obblighi fiscali derivanti dal parziale maturare di restricted stock units e che il Modulo 4 è stato presentato in ritardo a causa di un errore amministrativo. Questa comunicazione indica una riduzione delle azioni possedute dall'insider correlata a compensi azionari, non una vendita sul mercato aperto per altri scopi.

Suzanne Niemeyer, directora de Innventure, Inc. (INV), informó una operación relacionada con acciones de la empresa. El Formulario 4 revela una disposición de 27.276 acciones ordinarias el 23/07/2025 a un precio de $4,92 por acción. Tras la operación, poseía beneficiariamente 308.790 acciones en propiedad directa. El registro señala que las acciones fueron retenidas para cubrir obligaciones fiscales derivadas del parcial otorgamiento de unidades restringidas de acciones y que el Form 4 se presentó tarde por un error administrativo. Esta divulgación muestra una reducción de participaciones del directivo vinculada a la compensación en acciones, no una venta en el mercado abierto con otros fines.

Innventure, Inc.(INV)의 이사 Suzanne Niemeyer가 자사 주식과 관련된 거래를 보고했습니다. Form 4에는 27,276주 보통주2025-07-23에 주당 $4.92에 처분된 것으로 기재되어 있습니다. 거래 후 그녀는 직접적으로 308,790주를 실질적으로 보유하고 있었습니다. 제출서류는 해당 주식들이 제한주식단위(RSUs)의 일부 취득에서 발생한 세금 원천징수 의무를 충당하기 위해 원천징수되었다고 밝히며, Form 4는 행정적 오류로 늦게 보고되었다고 적고 있습니다. 이 공시는 내부자의 보유 주식이 공개시장 매각이 아니라 주식 보상과 관련해 감소했음을 나타냅니다.

Suzanne Niemeyer, administratrice d'Innventure, Inc. (INV), a déclaré une opération concernant des actions de sa société. Le formulaire 4 révèle une cession de 27 276 actions ordinaires le 23/07/2025 au prix de 4,92 $ par action. Après la transaction, elle détenait bénéficiairement 308 790 actions en propriété directe. Le dépôt précise que les actions ont été retenues pour satisfaire des obligations fiscales liées à la levée partielle d'unités d'actions restreintes, et que le formulaire 4 a été déclaré en retard en raison d'une erreur administrative. Cette divulgation montre une réduction des actions détenues par l'initié liée à la rémunération en actions, et non une vente sur le marché ouvert à d'autres fins.

Suzanne Niemeyer, Direktorin von Innventure, Inc. (INV), meldete eine Transaktion in Bezug auf Aktien ihres Unternehmens. Im Formblatt 4 wird eine Verfügung von 27.276 Stammaktien am 23.07.2025 zu einem Preis von $4,92 pro Aktie offengelegt. Nach der Transaktion besaß sie wirtschaftlich 308.790 Aktien direkt. Die Einreichung weist darauf hin, dass die Aktien zur Erfüllung steuerlicher Abzugsverpflichtungen einbehalten wurden, die aus einer teilweisen Vesting von Restricted Stock Units resultierten, und dass das Formblatt 4 aufgrund eines administrativen Fehlers verspätet eingereicht wurde. Diese Offenlegung zeigt eine aktienbezogene Vergütungsbedingte Verringerung des Insider-Bestands und keinen offenen Marktverkauf zu anderen Zwecken.

Positive
  • Director retains a substantial direct holding of 308,790 shares following the transaction, indicating ongoing alignment with shareholders
  • Disposition was for tax withholding on vested RSUs, a standard equity-compensation administrative action rather than an unsolicited sale
Negative
  • Form 4 was reported late due to an administrative error, reducing timely transparency required under Section 16
  • Disposition reduced insider's share count by 27,276 shares, which may modestly lower insider ownership concentration

Insights

TL;DR: Director sold 27,276 shares to cover RSU taxes; holding remains material at 308,790 shares.

The reported disposal reflects tax-withholding in connection with vested restricted stock units rather than an unsolicited divestiture. The price of $4.92 per share and the remaining direct ownership of 308,790 shares mean the director retains a meaningful stake. The late filing reduces transparency and could attract scrutiny, but the underlying transaction appears routine for equity compensation administration.

TL;DR: Routine RSU withholding occurred; late reporting is a governance weakness that should be remedied.

The explanation states the shares were withheld to cover tax obligations from partial RSU vesting, which is a common administrative action. However, the Form 4 was filed late due to an administrative error; timely Section 16 reporting is a fundamental governance obligation. Repeated late reports can erode investor confidence even if transactions are non-economic in nature.

Suzanne Niemeyer, direttore di Innventure, Inc. (INV), ha dichiarato una operazione riguardante azioni della sua società. Il Modulo 4 rende noto il trasferimento di 27.276 azioni ordinarie il 23/07/2025 al prezzo di $4,92 per azione. Dopo l'operazione deteneva beneficiariamente 308.790 azioni in proprietà diretta. Il documento specifica che le azioni sono state trattenute per soddisfare obblighi fiscali derivanti dal parziale maturare di restricted stock units e che il Modulo 4 è stato presentato in ritardo a causa di un errore amministrativo. Questa comunicazione indica una riduzione delle azioni possedute dall'insider correlata a compensi azionari, non una vendita sul mercato aperto per altri scopi.

Suzanne Niemeyer, directora de Innventure, Inc. (INV), informó una operación relacionada con acciones de la empresa. El Formulario 4 revela una disposición de 27.276 acciones ordinarias el 23/07/2025 a un precio de $4,92 por acción. Tras la operación, poseía beneficiariamente 308.790 acciones en propiedad directa. El registro señala que las acciones fueron retenidas para cubrir obligaciones fiscales derivadas del parcial otorgamiento de unidades restringidas de acciones y que el Form 4 se presentó tarde por un error administrativo. Esta divulgación muestra una reducción de participaciones del directivo vinculada a la compensación en acciones, no una venta en el mercado abierto con otros fines.

Innventure, Inc.(INV)의 이사 Suzanne Niemeyer가 자사 주식과 관련된 거래를 보고했습니다. Form 4에는 27,276주 보통주2025-07-23에 주당 $4.92에 처분된 것으로 기재되어 있습니다. 거래 후 그녀는 직접적으로 308,790주를 실질적으로 보유하고 있었습니다. 제출서류는 해당 주식들이 제한주식단위(RSUs)의 일부 취득에서 발생한 세금 원천징수 의무를 충당하기 위해 원천징수되었다고 밝히며, Form 4는 행정적 오류로 늦게 보고되었다고 적고 있습니다. 이 공시는 내부자의 보유 주식이 공개시장 매각이 아니라 주식 보상과 관련해 감소했음을 나타냅니다.

Suzanne Niemeyer, administratrice d'Innventure, Inc. (INV), a déclaré une opération concernant des actions de sa société. Le formulaire 4 révèle une cession de 27 276 actions ordinaires le 23/07/2025 au prix de 4,92 $ par action. Après la transaction, elle détenait bénéficiairement 308 790 actions en propriété directe. Le dépôt précise que les actions ont été retenues pour satisfaire des obligations fiscales liées à la levée partielle d'unités d'actions restreintes, et que le formulaire 4 a été déclaré en retard en raison d'une erreur administrative. Cette divulgation montre une réduction des actions détenues par l'initié liée à la rémunération en actions, et non une vente sur le marché ouvert à d'autres fins.

Suzanne Niemeyer, Direktorin von Innventure, Inc. (INV), meldete eine Transaktion in Bezug auf Aktien ihres Unternehmens. Im Formblatt 4 wird eine Verfügung von 27.276 Stammaktien am 23.07.2025 zu einem Preis von $4,92 pro Aktie offengelegt. Nach der Transaktion besaß sie wirtschaftlich 308.790 Aktien direkt. Die Einreichung weist darauf hin, dass die Aktien zur Erfüllung steuerlicher Abzugsverpflichtungen einbehalten wurden, die aus einer teilweisen Vesting von Restricted Stock Units resultierten, und dass das Formblatt 4 aufgrund eines administrativen Fehlers verspätet eingereicht wurde. Diese Offenlegung zeigt eine aktienbezogene Vergütungsbedingte Verringerung des Insider-Bestands und keinen offenen Marktverkauf zu anderen Zwecken.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Niemeyer Suzanne

(Last) (First) (Middle)
6900 TAVISTOCK LAKES BLVD,
SUITE 400

(Street)
ORLANDO FL 32827

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/23/2025(1) F 27,276(2) D $4.92 308,790 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction is being reported late due to an administrative error.
2. Shares withheld to cover tax withholding obligations in connection with the partial vesting of the restricted stock units.
/s/ Suzanne Niemeyer 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Suzanne Niemeyer report on Form 4 for INV?

The Form 4 reports a disposition of 27,276 common shares on 07/23/2025 at $4.92 per share.

Why were the shares disposed according to the Form 4?

The filing states the shares were withheld to cover tax withholding obligations in connection with the partial vesting of restricted stock units.

How many INV shares does the director own after the transaction?

Following the transaction, the reporting person beneficially owned 308,790 shares directly.

Was the Form 4 filed on time?

No. The Form 4 was reported late and the filing notes this was due to an administrative error.

Does the Form 4 indicate the disposition was part of open-market selling?

No. The document specifies the shares were withheld for tax purposes related to RSU vesting, not an open-market sale for other reasons.
Innventure, Inc.

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