Innventure, Inc. filings document an industrial growth conglomerate with operating subsidiaries, common stock and warrant-related capital structure disclosures, and recurring Regulation FD and 8-K updates. Recent records cover financial results, operating-company presentations, Accelsius NeuCool product disclosures, and registration statements for resale of common stock by selling stockholders.
Governance filings include the definitive proxy statement for director elections and auditor ratification, board and committee changes, stock ownership guidelines, and Nasdaq audit-committee compliance disclosures. The filing record also documents risk and forward-looking statement language tied to Innventure’s operating-company model, capital formation arrangements, and previously issued securities.
Michael Otworth, Executive Chairman and a Class III director of Innventure, Inc., reports beneficial ownership of 2,942,902 shares of the company's common stock, representing approximately 5.5% of the 53,487,294 outstanding shares as of April 25, 2025. His position reflects shares received in connection with the October 2, 2024 business combination, milestone shares on February 4, 2025, a pro rata distribution on February 13, 2025, and conversion of 114,161 Series C preferred shares on April 24, 2025 into 228,322 common shares. Mr. Otworth states these holdings are for investment purposes and he has sole voting and dispositive power. The filing discloses 537,705 restricted stock units and 262,295 non-qualified options that vest or become exercisable on October 2, 2025, subject to continued service and lock-up terms.
Director Michael Amalfitano of Innventure reported the acquisition of 22,305 Restricted Stock Units (RSUs) on June 25, 2025. The RSUs were granted under the company's 2024 Equity and Incentive Compensation Plan at a price of $0.
Key details of the transaction:
- Following the transaction, Amalfitano directly owns 29,682 shares of common stock
- The RSUs will vest on the earlier of:
- First anniversary of grant date
- Next regularly scheduled annual stockholders meeting
- The Form 4 was filed by Attorney-in-Fact Suzanne Niemeyer on June 27, 2025
This equity compensation grant appears to be part of the director's compensation package, aligning their interests with shareholders through stock ownership.
Director Daniel J. Hennessy of Innventure reported the acquisition of 22,305 Restricted Stock Units (RSUs) on June 25, 2025. The RSUs were granted under the company's 2024 Equity and Incentive Compensation Plan at a price of $0.
Key details of the transaction:
- The RSUs will vest on the earlier of: (a) first anniversary of grant date or (b) next regularly scheduled annual stockholders meeting
- Following the transaction, Hennessy directly owns 1,199,944 shares of common stock
- The filing was signed by Suzanne Niemeyer as attorney-in-fact on June 27, 2025
This equity grant appears to be part of the director compensation program, aligning the director's interests with those of shareholders through stock ownership.
James O. Donnally, Director of Innventure, reported significant insider transactions and holdings on June 28, 2025. Key details include:
- Acquired 22,305 Restricted Stock Units (RSUs) on June 25, 2025, at $0 cost, which vest on the earlier of first grant anniversary or next annual stockholder meeting
- Directly owns 29,682 shares of common stock
- Indirectly controls 1,500,431 shares through the James O. Donnally Revocable Trust
- Has indirect interest in 4,680,272 shares through Glockner Family Venture Fund, where he owns 25% and serves as Managing Member of Bellringer Consulting Group (general partner)
Total beneficial ownership amounts to approximately 6.2 million shares, combining direct and indirect holdings. Notable is his substantial indirect control through trust arrangements and investment vehicles, though he disclaims beneficial ownership of Glockner Fund shares except for his pecuniary interest.
Bruce Brown, Director of Innventure, reported the acquisition of 22,305 Restricted Stock Units (RSUs) on June 25, 2025. The RSUs were granted under the company's 2024 Equity and Incentive Compensation Plan at a price of $0.
Key details of the transaction:
- The RSUs will vest on the earlier of: (a) first anniversary of grant date or (b) next regularly scheduled annual stockholders meeting
- Following the transaction, Brown directly owns 29,682 shares of common stock
- The filing was signed by Suzanne Niemeyer as attorney-in-fact on June 27, 2025
- No derivative securities were involved in this transaction
This equity grant appears to be part of the director compensation program, aligning the director's interests with those of shareholders through stock ownership.