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Innventure Board Member Bruce Brown Gains $0-Cost Stock Grant Worth 22K Shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bruce Brown, Director of Innventure, reported the acquisition of 22,305 Restricted Stock Units (RSUs) on June 25, 2025. The RSUs were granted under the company's 2024 Equity and Incentive Compensation Plan at a price of $0.

Key details of the transaction:

  • The RSUs will vest on the earlier of: (a) first anniversary of grant date or (b) next regularly scheduled annual stockholders meeting
  • Following the transaction, Brown directly owns 29,682 shares of common stock
  • The filing was signed by Suzanne Niemeyer as attorney-in-fact on June 27, 2025
  • No derivative securities were involved in this transaction

This equity grant appears to be part of the director compensation program, aligning the director's interests with those of shareholders through stock ownership.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Bruce

(Last) (First) (Middle)
6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)
ORLANDO FL 32827

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/25/2025 A 22,305(1) A $0 29,682 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted Stock Units ("RSUs") granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders of Innventure, Inc.
/s/ Suzanne Niemeyer, Attorney-in-Fact 06/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Innventure (INV) shares did Director Bruce Brown acquire on June 25, 2025?

Director Bruce Brown acquired 22,305 restricted stock units (RSUs) of Innventure (INV) common stock on June 25, 2025, awarded at $0 as part of the company's 2024 Equity and Incentive Compensation Plan.

What is the vesting schedule for INV's RSUs granted to Director Bruce Brown?

The RSUs will vest on the earlier of: (a) the first anniversary of the grant date (June 25, 2026) or (b) Innventure's next regularly scheduled annual meeting of stockholders.

How many INV shares does Bruce Brown own after the June 25, 2025 transaction?

Following the RSU grant transaction, Bruce Brown beneficially owns 29,682 shares of Innventure (INV) stock directly.

What position does Bruce Brown hold at Innventure (INV)?

Bruce Brown serves as a Director on Innventure's (INV) Board of Directors, as indicated by the Form 4 filing which marks his relationship to the issuer as 'Director.'

Under which compensation plan were INV's RSUs granted to Bruce Brown?

The RSUs were granted under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan.
Innventure, Inc.

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