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  4. [Form 4] Identiv, Inc. Insider Trading Activity

Identiv CFO has 6,618 shares withheld for taxes

Identiv’s CFO had shares withheld to satisfy taxes on RSU vesting, leaving him with 63,128 directly held shares.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Identiv, Inc. (INVE) reported that Chief Financial Officer and Secretary Edward Kirnbauer had 6,618 shares of common stock withheld on September 15, 2026 to cover tax withholding obligations arising from the vesting and settlement of Restricted Stock Units under the company’s 2011 Incentive Compensation Plan. The shares were valued at $2.60 per share, and Kirnbauer now holds 63,128 shares of Identiv common stock directly. No Rule 10b5-1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider KIRNBAUER EDWARD
Role See Remarks
Type Security Shares Price Value
Tax Withholding Common Stock F1 6,618 $2.60 $17K
Holdings After Transaction: Common Stock — 63,128 shares (Direct)
Footnotes (1)
  1. F1. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.
Shares withheld for taxes 6,618 shares Withholding to cover tax obligations on RSU vesting on September 15, 2026
Per-share value $2.60 per share Value applied to the 6,618 withheld shares
Shares held after transaction 63,128 shares Directly owned by CFO Edward Kirnbauer following the withholding
Transaction date September 15, 2026 Date of RSU-related tax-withholding disposition
Restricted Stock Units financial
"associated with the vesting and settlement of Restricted Stock Units granted"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2011 Incentive Compensation Plan financial
"granted pursuant to Issuer's 2011 Incentive Compensation Plan"
tax withholding obligations financial
"withholding of shares to cover tax withholding obligations associated"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did INVE’s CFO report on this Form 4?
Edward Kirnbauer reported a withholding of 6,618 INVE shares on September 15, 2026 to cover tax withholding obligations from vesting Restricted Stock Units. This was coded as a tax-liability transaction, not an open-market sale.

At what price were the withheld INVE shares valued in the transaction?
The 6,618 withheld INVE shares were valued at $2.60 per share. This value applies to the tax-withholding disposition associated with the vesting and settlement of Restricted Stock Units under the 2011 Incentive Compensation Plan.

How many INVE shares does the CFO own after this Form 4 transaction?
After the September 15, 2026 tax-withholding transaction, Edward Kirnbauer directly owns 63,128 shares of Identiv, Inc. common stock. This figure reflects his holdings following the RSU-related share withholding.

Was the INVE insider transaction made under a Rule 10b5-1 trading plan?
No. The filing indicates that no Rule 10b5-1 plan is reported for this transaction. It was characterized as the withholding of shares to satisfy tax obligations tied to RSU vesting.

What compensation plan were the INVE RSUs associated with?
The Restricted Stock Units that vested and triggered the tax-withholding disposition were granted under Identiv, Inc.’s 2011 Incentive Compensation Plan, as stated in the footnote to the Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KIRNBAUER EDWARD
(Last)(First)(Middle)
1900-B CARNEGIE AVENUE
(Street)
SANTA ANA CALIFORNIA 92705
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
INVE Technologies, Inc. [ INVE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/15/2026F6,618(1)D$2.663,128D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.
Remarks:
Chief Financial Officer and Secretary
/s/ Ed Kirnbauer09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

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