Identiv CEO has 44K shares withheld for taxes

CEO Kirsten F. Newquist had shares withheld for taxes on RSU vesting at Identiv, Inc., leaving her with over two hundred thousand common shares directly held.

Rhea-AI Filing Summary

Identiv, Inc. (INVE) reported that Chief Executive Officer and director Kirsten F. Newquist had 44,520 shares of common stock withheld on September 15, 2026 to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units granted under the company’s 2011 Incentive Compensation Plan. The shares were valued at $2.60 per share for this withholding, and Newquist now directly holds 237,367 common shares; no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Tax Withholding: 44,520 shares

Tax Withholding 1 txn

Insider Newquist Kirsten F.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	44,520	$2.60	$116K

Holdings After Transaction: Common Stock — 237,367 shares (Direct)

Footnotes (1)

1. F1. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Key Figures

Shares withheld for taxes: 44,520 shares Reference share value: $2.60 per share Shares held after transaction: 237,367 shares

3 metrics

Shares withheld for taxes 44,520 shares Withholding to cover tax obligations on RSU vesting on September 15, 2026

Reference share value $2.60 per share Value used for the 44,520-share tax-withholding disposition

Shares held after transaction 237,367 shares Direct holdings of CEO Kirsten F. Newquist following the September 15, 2026 transaction

Key Terms

restricted stock units, withholding of shares, 2011 Incentive Compensation Plan, Rule 10b5-1

4 terms

restricted stock units financial

"associated with the vesting and settlement of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

withholding of shares financial

"Represents the withholding of shares to cover tax withholding obligations"

2011 Incentive Compensation Plan financial

"RSUs granted pursuant to Issuer's 2011 Incentive Compensation Plan"

Rule 10b5-1 regulatory

"no Rule 10b5-1 trading plan is reported for the transaction"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did INVE report for CEO Kirsten F. Newquist?

INVE reported that CEO Kirsten F. Newquist had 44,520 shares of common stock withheld on September 15, 2026 to cover tax withholding obligations related to the vesting and settlement of RSUs granted under the 2011 Incentive Compensation Plan.

Was the INVE CEO’s September 15, 2026 Form 4 transaction an open-market sale?

No. The Form 4 states the transaction was a withholding of 44,520 shares to pay tax withholding obligations from RSU vesting, not an open-market sale of INVE common stock.

How many INVE shares does CEO Kirsten F. Newquist hold after this transaction?

After the September 15, 2026 tax-withholding transaction, CEO Kirsten F. Newquist directly holds 237,367 shares of Identiv, Inc. common stock, as reported in the Form 4 filing.

At what price were the withheld INVE shares valued for the tax transaction?

The 44,520 withheld INVE shares were valued at $2.60 per share for the tax-withholding transaction associated with the vesting and settlement of restricted stock units.

Were the INVE CEO’s September 2026 transactions under a Rule 10b5-1 trading plan?

No. The Form 4 indicates no Rule 10b5-1 trading plan is reported for the September 15, 2026 tax-withholding disposition of Identiv, Inc. common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 09:22 PM Accepted by SEC EDGAR 09/17/2026 - 09:22 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Newquist Kirsten F.

(Last) (First) (Middle)

1900-B CARNEGIE AVENUE

(Street)

SANTA ANA CALIFORNIA 92705

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
INVE Technologies, Inc. [ INVE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		F		44,520(1)	D	$2.6	237,367	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted pursuant to Issuer's 2011 Incentive Compensation Plan.

	/s/ Ed Kirnbauer, Attorney in Fact	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)