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Identiv, Inc. (INVE) awards director 23,810 restricted stock units

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

OUSLEY JAMES E reported acquisition or exercise transactions in this Form 4 filing.

Identiv, Inc. director James E. Ousley received a grant of 23,810 restricted stock units under the company’s 2011 Incentive Compensation Plan. These RSUs vest 1/12th monthly beginning June 1, 2026, with shares delivered on the earlier of three years from the initial vesting date or separation of service. After this award, he directly holds 309,266 shares of common stock, including 21,826 shares underlying unvested RSUs.

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Insider OUSLEY JAMES E
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 23,810 $0.00 $0.00
Holdings After Transaction: Common Stock — 309,266 shares (Direct)
Footnotes (2)
  1. F1. Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2026. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.
  2. F2. Includes an aggregate of 21,826 shares of common stock issuable pursuant to restricted stock units that have not vested.
RSUs granted 23,810 shares Restricted Stock Units granted to James E. Ousley, vesting 1/12th monthly beginning June 1, 2026
Total direct holdings after award 309,266 shares Identiv common stock directly owned by James E. Ousley following the reported grant
Unvested RSUs included in holdings 21,826 shares Shares of common stock issuable under restricted stock units that have not vested
Vesting commencement date June 1, 2026 Start date for 1/12th monthly vesting of the 23,810 RSUs
Share delivery horizon three years Vested shares delivered on earlier of three years from initial vesting date or separation of service
Restricted Stock Units financial
"Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2011 Incentive Compensation Plan financial
"granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly"
vesting commencement date financial
"vesting 1/12th monthly beginning the vesting commencement date of June 1, 2026"
The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.
separation of service financial
"delivered to the reporting person on the earlier of three years or the separation of service"

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FAQ

What insider transaction did Identiv (INVE) report for James E. Ousley?

James E. Ousley received a grant of 23,810 restricted stock units representing Identiv common stock. The grant is reported as a compensation-related acquisition, not an open-market purchase or sale, and increases his overall equity-based exposure to the company.

What is the vesting schedule for James E. Ousley’s new Identiv (INVE) RSUs?

The 23,810 restricted stock units vest 1/12th monthly starting on June 1, 2026. Vested shares are delivered on the earlier of three years from the initial vesting start date or Ousley’s separation of service from Identiv.

How many Identiv (INVE) shares does James E. Ousley hold after this award?

Following the award, James E. Ousley directly holds 309,266 shares of Identiv common stock. This figure includes 21,826 shares underlying restricted stock units that have been granted but have not yet vested.

How many unvested restricted stock units does James E. Ousley have at Identiv (INVE)?

His reported holdings include 21,826 shares of Identiv common stock issuable upon vesting of outstanding restricted stock units. These unvested RSUs form part of his total reported direct ownership position of 309,266 shares.

Under which plan were the new Identiv (INVE) RSUs granted to James E. Ousley?

The 23,810 restricted stock units were granted under Identiv’s 2011 Incentive Compensation Plan. This plan provides equity-based awards such as RSUs to eligible participants as part of their overall compensation structure.

When will James E. Ousley actually receive the Identiv (INVE) shares from these RSUs?

Shares from the RSUs will be delivered on the earlier of three years from the award’s initial vesting start date or Ousley’s separation of service. Until delivery, he holds rights to the units rather than issued shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
OUSLEY JAMES E

(Last)(First)(Middle)
1900-B CARNEGIE AVENUE

(Street)
SANTA ANA CALIFORNIA 92705

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Identiv, Inc. [ INVE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/30/2026A23,810(1)A$0.00309,266(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2026. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.
2. Includes an aggregate of 21,826 shares of common stock issuable pursuant to restricted stock units that have not vested.
/s/ Ed Kirnbauer, Attorney in Fact08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)