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Innventure (INV) CFO awarded RSUs and premium-price stock options

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(Neutral)
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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Innventure, Inc. director and CFO/CAO David Yablunosky reported new equity awards. He received 121,228 Restricted Stock Units under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vesting in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to continuous service.

He was also granted 85,795 nonqualified stock options for Common Stock with a $6.00 exercise price, expiring on April 2, 2036. One-third vests on April 2, 2027 and the remaining two-thirds in eight substantially equal quarterly installments thereafter, contingent on continued service. Following these awards, he directly holds 542,758 Common Stock shares and indirectly 32,866 shares through a Roth IRA.

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Insider Yablunosky David
Role CFO and CAO
Type Security Shares Price Value
Grant/Award Nonqualified Stock Option (right to buy) 85,795 $0.00 --
Grant/Award Common Stock 121,228 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Nonqualified Stock Option (right to buy) — 85,795 shares (Direct); Common Stock — 542,758 shares (Direct); Common Stock — 32,866 shares (Indirect, By Community National Bank Custodian FBO David Yablunosky Roth IRA)
Footnotes (1)
  1. The Restricted Stock Units were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan"), and vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to the Reporting Person's continuous service to Innventure, Inc. (the Issuer") until the applicable vesting date. The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's common stock, par value $0.0001 per share ("Common Stock") were granted by the Issuer to the Reporting Person on April 2, 2026 pursuant to the Plan. One-third of the shares of Common Stock underlying the Stock Options vest and become exercisable on April 2, 2027 and the remaining two-thirds of the shares of Common Stock underlying the Stock Options vest and become exercisable in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date. The Stock Options were granted as a premium-price stock options. The $6.00 exercise price exceeds the $4.64 closing price of the Issuer's Common Stock on the grant date.
Restricted Stock Units granted 121,228 units Granted on April 2, 2026; vest 2027–2029
Nonqualified stock options granted 85,795 options Grant on April 2, 2026 under 2024 Plan
Option exercise price $6.00 per share Premium-price vs. $4.64 closing price on grant date
Option expiration date April 2, 2036 Nonqualified stock options expiry
Direct common shares after awards 542,758 shares Total direct Innventure Common Stock holding
Indirect Roth IRA shares 32,866 shares Held via Community National Bank custodian Roth IRA
Grant-date closing price $4.64 per share Innventure Common Stock closing price on April 2, 2026
Restricted Stock Units financial
"The Restricted Stock Units were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
nonqualified stock options financial
"The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's common stock"
A nonqualified stock option is a company-issued right that lets an employee or contractor buy shares later at a preset price, like a coupon to purchase stock regardless of the market price. It matters to investors because when the option is used the recipient owes ordinary-income tax on the difference between market and preset price, which affects the holder’s financial decisions and can change the company’s share count and reported expenses.
premium-price stock options financial
"The Stock Options were granted as a premium-price stock options."
Innventure, Inc. 2024 Equity and Incentive Compensation Plan financial
"were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan"
continuous service financial
"subject to the Reporting Person's continuous service to Innventure, Inc. until the applicable vesting date."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yablunosky David
(Last)(First)(Middle)
6900 TAVISTOCK LAKES BLVD, SUITE 400
(Street)
ORLANDO FLORIDA 32827
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CFO and CAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/02/2026A121,228(1)A$0542,758D
Common Stock32,866IBy Community National Bank Custodian FBO David Yablunosky Roth IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (right to buy)$604/02/2026A85,79504/02/2027(2)04/02/2036Common Stock85,795$085,795D
Explanation of Responses:
1. The Restricted Stock Units were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan"), and vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to the Reporting Person's continuous service to Innventure, Inc. (the Issuer") until the applicable vesting date.
2. The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's common stock, par value $0.0001 per share ("Common Stock") were granted by the Issuer to the Reporting Person on April 2, 2026 pursuant to the Plan. One-third of the shares of Common Stock underlying the Stock Options vest and become exercisable on April 2, 2027 and the remaining two-thirds of the shares of Common Stock underlying the Stock Options vest and become exercisable in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date. The Stock Options were granted as a premium-price stock options. The $6.00 exercise price exceeds the $4.64 closing price of the Issuer's Common Stock on the grant date.
Remarks:
/s/ Suzanne Niemeyer, Attorney-in-Fact04/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What equity awards did Innventure (INV) grant to CFO David Yablunosky?

Innventure granted CFO David Yablunosky 121,228 Restricted Stock Units and 85,795 nonqualified stock options. These awards were issued under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan as part of his compensation, with multi‑year vesting tied to continued service.

What are the vesting terms of David Yablunosky’s Restricted Stock Units at Innventure (INV)?

The Restricted Stock Units vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029. Each vesting date requires David Yablunosky to remain in continuous service with Innventure, aligning the awards with long-term employment.

What is the exercise price and structure of Innventure (INV) CFO’s new stock options?

The nonqualified stock options have a $6.00 per share exercise price and expire on April 2, 2036. One-third of the underlying shares vest on April 2, 2027, with the remaining two-thirds vesting in eight substantially equal quarterly installments thereafter, subject to continued service.

How does the stock option exercise price compare to Innventure (INV) share price on grant date?

The $6.00 exercise price exceeded Innventure’s $4.64 Common Stock closing price on the April 2, 2026 grant date. The company describes these as premium-price stock options, meaning they start out-of-the-money relative to the market price at grant.

How many Innventure (INV) shares does CFO David Yablunosky hold after these transactions?

After the reported awards, David Yablunosky holds 542,758 Innventure Common Stock shares directly. In addition, 32,866 shares are held indirectly through a Roth IRA account, providing both direct and retirement-related exposure to the company’s equity.

Under which plan were David Yablunosky’s new Innventure (INV) equity awards granted?

Both the Restricted Stock Units and the nonqualified stock options were granted under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan. This plan governs equity-based compensation, including vesting schedules and service conditions for company executives and other participants.