Ascent Capital Partners LLC and reporting persons Jonathan Loeffler and Mark A. Pomeroy Jr. reported that they may each be deemed to beneficially own 9,310,922 shares of Innventure, Inc. (INV) Class A common stock, representing 10.72% of the class. The percentage is based on 84,612,657 shares outstanding as of August 7, 2026.
Ascent reported purchases of 1,738,498 shares on October 16, 2026 and 2,702,138 shares on October 19, 2026, except as set forth on Schedule A. The reporting persons said they intend to review the investment on an ongoing basis and have engaged, and intend to continue, discussions with Innventure management or its board about business, operations, strategy, prospects and governance.
Innventure, Inc. (INV) is the subject of an amended ownership report in which Ascent Capital Partners LLC and its managing members Jonathan Loeffler and Mark A. Pomeroy Jr. each report beneficial ownership of 9,310,922 Class A shares. The report states this represents 10.72% of the Class A shares, based on 84,612,657 shares outstanding as of August 7, 2026. It also reports purchases of 1,738,498 shares on October 16, 2026 and 2,702,138 shares on October 19, 2026. The shares are held by funds and separately managed accounts advised by Ascent Capital. The reporting persons say they acquired the securities for investment, intend to review the investment on an ongoing basis, and intend to continue discussions with Innventure’s management or board about its business, operations, strategy, prospects and governance.
Innventure, Inc. said its subsidiary Accelsius upgraded its Springdale lab and facility in Austin, Texas, to multi-megawatt power for testing two-phase, direct-to-chip liquid cooling at megawatt-class rack densities. Accelsius expects to expand its lease footprint there by an additional 18,000 square feet in January 2027. It also announced a 375 kW-capable addition to the NeuCool multi-rack family, described as the next step beyond the MR250.
Accelsius said the upgraded site will be able to power a single rack at megawatt-plus loads or multiple racks at today’s highest densities. It cited an independent benchmark published in July showing NeuCool delivered 9°C lower NVIDIA B200 junction temperatures than single-phase direct-to-chip cooling in warm-water conditions, and matched single-phase performance at NVIDIA’s 45°C facility-water benchmark with inlet water as warm as 54°C.
Innventure, Inc. (INV) entered into an at-the-market equity offering agreement for sales of its common stock with an aggregate offering size of up to $60 million. The company is under no obligation to sell shares under the agreement. It also discontinued its standby equity purchase agreement with YA II PN, Ltd., which it entered into in October 2023.
Any ATM sales are expected to occur over an extended period at Innventure’s discretion, based on parameters established and monitored by an independent and disinterested committee of the Board. Innventure said the ATM is intended to support its operations and the ongoing development of Accelsius.
Innventure, Inc. (INV) entered into an at-the-market agreement allowing it to offer and sell common stock through or to Lucid Capital Markets for an aggregate offering price of up to $60,000,000, at the company’s sole discretion. Lucid will use commercially reasonable efforts as sales agent and/or principal; Innventure gave no assurance that it will issue shares or that sales will succeed. Sales may occur through Nasdaq or in privately negotiated transactions, with prior written approval for the latter. Sales-agent commissions are 3.0% on the first $15,000,000 sold and 2.17% on the next $45,000,000.
Innventure expects net proceeds to fund working capital and general corporate purposes, including a strategic transformation focused primarily on Accelsius Holdings LLC. Acquiring additional Accelsius units is conditional on sufficient proceeds, approvals and other conditions. Separately, from September 10, 2026 through October 1, 2026, Innventure issued 2,454,689 shares to Yorkville under its existing equity purchase agreement at a weighted-average effective price of $0.6869 per share, receiving $1,686,192.79. On October 6, 2026, it said it does not intend to issue additional shares under that agreement.
Innventure, Inc. may sell up to $60,000,000 of common stock from time to time through Lucid Capital Markets under an at-the-market agreement. Sales are not guaranteed, and there is no minimum. Innventure estimates net proceeds of approximately $58.2 million after agent commissions and estimated offering expenses. The agent’s compensation is 3.0% of gross sales price on the first $15,000,000 sold and 2.17% on the next $45,000,000.
Proceeds are expected to fund working capital and general corporate purposes, including a strategic transformation focused primarily on Accelsius. Acquiring additional Accelsius units is conditional on sufficient proceeds, appropriate approvals and other conditions. An illustrative scenario assumes sales of 119,047,619 shares at $0.504 per share and estimates $0.17 per-share dilution to new investors. Innventure’s 2025 audit report contains an explanatory paragraph regarding its ability to continue as a going concern.
Innventure, Inc. says its Board appointed Michael Madon as an independent Board member on September 20, 2026, effective September 28. On October 4, the Board appointed him to its Audit Committee and Compensation Committee, effective immediately. The committee assignments had not been determined when he was appointed to the Board.
Innventure, Inc. director Bruce Brown acquired 56,541 fully vested common shares under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan. The shares resulted from his election to receive stock instead of the cash retainers otherwise payable for the third calendar quarter of 2026. Brown directly held 163,446 shares after the transaction.
Innventure, Inc. director Elizabeth Suzanne Williams acquired 21,930 fully vested shares of common stock on September 30, 2026, under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan. She elected to receive stock in lieu of 50% of the cash retainers otherwise payable during the third calendar quarter of 2026. Her direct holdings after the acquisition were 75,512 shares.
Innventure, Inc. (INV) reports that its Chief Executive Officer, William J. Grieco, received an award of 2,040,816 restricted stock units on October 1, 2026. The award was made under the company's 2024 Equity and Incentive Compensation Plan in connection with his appointment and employment letter. The RSUs vest in three equal installments on October 1, 2027, October 1, 2028 and October 1, 2029, subject to his continuous service through each vesting date. Grieco's reported direct position following the transaction was 2,171,998 shares.