STOCK TITAN

Innventure (INV) director Hennessy sells 582,139 shares under 10b5-1 plan

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Innventure, Inc. director Daniel J. Hennessy executed an open-market sale of 582,139 shares of Common Stock of Innventure on April 20, 2026. The weighted average sale price was $5.52 per share, based on multiple trades between $5.00 and $5.85. After this transaction, Hennessy directly holds 182,358 Innventure shares. The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted by the reporting person.

Positive

  • None.

Negative

  • None.

Insights

Innventure director sells a large share block under a pre-set 10b5-1 plan.

Daniel J. Hennessy, a director of Innventure, Inc., completed an open-market sale of 582,139 shares of Common Stock at a weighted average price of $5.52 per share. The trades occurred across a price range of $5.00 to $5.85.

Following this transaction, Hennessy directly owns 182,358 shares of Innventure common stock, as shown in the filing. The filing states that the sale was carried out pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, indicating the sales were pre-arranged rather than newly decided based on recent events.

The transaction reflects a sizable reduction in this director’s direct holdings while leaving a remaining stake. Because the sale is tied to a pre-established trading plan, its timing is framed as part of ongoing portfolio management rather than a discretionary reaction to short-term developments.

Insider HENNESSY DANIEL J
Role null
Sold 582,139 shs ($3.21M)
Type Security Shares Price Value
Sale Common Stock 582,139 $5.52 $3.21M
Holdings After Transaction: Common Stock — 182,358 shares (Direct, null)
Footnotes (1)
  1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 20, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.85, inclusive. The Reporting Person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Shares sold 582,139 shares Open-market sale of Innventure common stock on April 20, 2026
Weighted average sale price $5.52 per share Average price across multiple trades from $5.00 to $5.85
Remaining direct holdings 182,358 shares Innventure common stock held directly after the transaction
Sale price range $5.00–$5.85 per share Range of individual trade prices in the reported sale
Rule 10b5-1 trading plan regulatory
"This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
transaction code S regulatory
"transaction_code": "S""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HENNESSY DANIEL J

(Last)(First)(Middle)
6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)
ORLANDO FLORIDA 32827

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)04/20/2026S582,139(2)D$5.52182,358D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 20, 2025.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.85, inclusive. The Reporting Person undertakes to provide to Innventure, Inc., any security holder of Innventure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Suzanne Niemeyer, Attorney-in-Fact04/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Innventure (INV) director Daniel J. Hennessy report in this Form 4?

Daniel J. Hennessy reported an open-market sale of 582,139 Innventure common shares on April 20, 2026. The filing shows a weighted average sale price of $5.52 per share and indicates he directly owns 182,358 shares after the transaction.

At what price did Innventure (INV) shares sell in Daniel Hennessy’s Form 4 transaction?

The Form 4 lists a weighted average sale price of $5.52 per share for Daniel Hennessy’s 582,139 Innventure shares. Footnotes explain the shares were sold in multiple trades at prices ranging from $5.00 to $5.85 per share, inclusive.

How many Innventure (INV) shares does Daniel J. Hennessy hold after this Form 4 sale?

After the reported transaction, Daniel J. Hennessy directly holds 182,358 shares of Innventure common stock. This figure, disclosed in the Form 4, reflects his direct ownership position immediately following the April 20, 2026 open-market sale.

Was Daniel Hennessy’s Innventure (INV) share sale made under a Rule 10b5-1 plan?

Yes. A Form 4 footnote states the sale was made pursuant to a Rule 10b5-1 trading plan adopted by Daniel J. Hennessy. Such plans pre-schedule trades, providing a structured framework for selling shares over time.

What type of transaction does Daniel Hennessy’s Innventure (INV) Form 4 disclose?

The Form 4 discloses an open-market sale of Innventure common stock by director Daniel J. Hennessy. It records one non-derivative transaction where 582,139 shares were sold, classified under transaction code S for sales in open-market or private transactions.