CFO of IRIDEX (NASDAQ: IRIX) purchases 2,400 company shares

Rhea-AI Filing Summary

IRIDEX CORP Chief Financial Officer Romeo R. Dizon bought additional company stock in the open market. He purchased 2,400 shares of common stock at a price of $1.17 per share. After this transaction, he directly owns a total of 128,404 IRIDEX common shares.

Insider Trade Summary

Net Buyer: 2,400 shares ($2,808)

Net Buy 1 txn

Insider Dizon Romeo R

Role Chief Financial Officer

Bought 2,400 shs ($3K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	2,400	$1.17	$3K

Holdings After Transaction: Common Stock — 128,404 shares (Direct, null)

Footnotes (1)

Key Figures

Shares purchased: 2,400 shares Purchase price: $1.17 per share Total shares after transaction: 128,404 shares

3 metrics

Shares purchased 2,400 shares Open-market purchase of common stock

Purchase price $1.17 per share Price paid for IRIDEX common stock

Total shares after transaction 128,404 shares CFO’s directly owned IRIDEX common shares following purchase

Key Terms

Form 4, open-market purchase, transaction code "P"

3 terms

Form 4 regulatory

"as disclosed in the Form 4 insider transaction filing with the SEC"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

open-market purchase financial

"He purchased 2,400 shares of common stock at a price of $1.17 per share"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

transaction code "P" regulatory

"It is classified as an open-market purchase under transaction code “P,” indicating that Romeo R. Dizon bought 2,400 shares"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dizon Romeo R

(Last) (First) (Middle)

1212 TERRA BELLA AVENUE

(Street)

MOUNTAIN VIEW CALIFORNIA 94043

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
IRIDEX CORP [ IRIX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/03/2026		P		2,400	A	$1.17	128,404	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Nilo De Castro, Attorney-in-fact for Romeo R. Dizon	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did IRIDEX (IRIX) report for its CFO?

IRIDEX reported that CFO Romeo R. Dizon made an open-market purchase of company stock. He acquired 2,400 shares of IRIDEX common stock at a price of $1.17 per share, increasing his direct ownership position in the company to 128,404 shares.

How many IRIDEX (IRIX) shares did the CFO buy and at what price?

The CFO bought 2,400 IRIDEX common shares in a single transaction. The shares were purchased at $1.17 per share in an open-market trade, as reported in the Form 4, and increased his directly held position in the company’s stock.

What is the CFO’s total IRIDEX (IRIX) share ownership after this Form 4?

Following the reported purchase, CFO Romeo R. Dizon directly owns 128,404 IRIDEX common shares. This total reflects his holdings after acquiring 2,400 additional shares at $1.17 each, as disclosed in the Form 4 insider transaction filing with the SEC.

Was the IRIDEX (IRIX) CFO transaction a purchase or a sale?

The transaction was a purchase of IRIDEX common stock by the CFO. It is classified as an open-market purchase under transaction code “P,” indicating that Romeo R. Dizon bought 2,400 shares at $1.17 per share and increased his direct holdings.

Does the IRIDEX (IRIX) Form 4 show any derivative or option exercises?

The Form 4 does not show any derivative or option exercises for this event. It reports only one non-derivative transaction: an open-market purchase of 2,400 common shares at $1.17 per share by CFO Romeo R. Dizon, increasing his directly held stock position.