IRIDEX (IRIX) CFO has 2,691 shares withheld to pay taxes

Rhea-AI Filing Summary

IRIDEX CORP Chief Financial Officer Romeo R. Dizon reported a tax-related share withholding. On this Form 4, 2,691 shares of Common Stock were disposed of at $1.12 per share to satisfy a tax obligation, classified as a tax-withholding disposition rather than an open-market sale. After this transaction, he directly holds 133,284 shares of IRIDEX CORP Common Stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Dizon Romeo R

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	2,691	$1.12	$3K

Holdings After Transaction: Common Stock — 133,284 shares (Direct, null)

Footnotes (1)

Key Figures

Tax-withholding shares: 2,691 shares Tax-withholding price: $1.12 per share Shares owned after transaction: 133,284 shares

3 metrics

Tax-withholding shares 2,691 shares Common Stock disposed to cover tax liability

Tax-withholding price $1.12 per share Price applied to 2,691-share disposition

Shares owned after transaction 133,284 shares Direct ownership by CFO after Form 4 event

Key Terms

tax-withholding disposition, Common Stock, Payment of exercise price or tax liability by delivering securities

3 terms

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition" classified under transaction code F"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Common Stock financial

"security_title: "Common Stock" for the reported 2,691-share transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Payment of exercise price or tax liability by delivering securities financial

"transaction_code_description: "Payment of exercise price or tax liability by delivering securities""

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dizon Romeo R

(Last) (First) (Middle)

1212 TERRA BELLA AVENUE

(Street)

MOUNTAIN VIEW CALIFORNIA 94043

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
IRIDEX CORP [ IRIX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/13/2026		F		2,691	D	$1.12	133,284	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Nilo De Castro, Attorney-in-fact for Romeo R. Dizon	06/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did IRIDEX (IRIX) report for CFO Romeo R. Dizon?

IRIDEX reported a tax-withholding disposition by its CFO. Romeo R. Dizon had 2,691 shares of Common Stock withheld at $1.12 per share to cover a tax liability, leaving him with 133,284 shares directly owned afterward.

Does the IRIDEX (IRIX) CFO Form 4 show an open-market stock sale?

No, the Form 4 does not show an open-market sale. The 2,691-share disposition is classified as a tax-withholding transaction, used to pay a tax liability, rather than a voluntary buy or sell trade in the market.

How many IRIDEX (IRIX) shares were withheld for taxes from the CFO?

A total of 2,691 IRIDEX Common Stock shares were withheld. These shares were disposed of at $1.12 per share in a tax-withholding transaction, as reported on the Form 4 filing for Chief Financial Officer Romeo R. Dizon.

How many IRIDEX (IRIX) shares does the CFO hold after this Form 4 transaction?

After the transaction, the CFO directly holds 133,284 shares. The Form 4 specifies this post-transaction ownership figure following the 2,691-share tax-withholding disposition of IRIDEX CORP Common Stock by Romeo R. Dizon.

What does transaction code "F" mean in the IRIDEX (IRIX) CFO Form 4?

Transaction code "F" indicates a tax-withholding disposition. In this filing, it reflects payment of a tax liability by delivering 2,691 IRIDEX Common Stock shares rather than an open-market sale or routine purchase of shares.