[Form 4] IIOT-OXYS, Inc. Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
IIOT-OXYS, Inc. CEO Clifford L. Emmons restructured his holdings through a debt-for-equity exchange involving preferred stock. He exchanged $387,242 of accrued and unpaid fees owed by the company for 268.529 shares of Series E Convertible Preferred Stock and agreed to cancel 7,800 shares of Series A Supervoting Preferred Stock he owned. Each Series A share may be converted into common stock at a 1:100 rate, while the Series E shares are convertible into common stock at $0.0005 per share and are subject to a 4.99% beneficial ownership limitation. Following these changes, Emmons is reported as directly and beneficially owning 9,280,000 shares of common stock, separate from any common shares issuable from derivative securities.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Emmons Clifford L
Role
CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Series A Super-Voting Preferred Stock | 7,800 | $0.00 | -- |
| Other | Series E Convertible Preferred Stock | 268.529 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Series A Super-Voting Preferred Stock — 9,280,000 shares (Direct);
Series E Convertible Preferred Stock — 729,749,600 shares (Direct);
Common Stock — 9,280,000 shares (Direct)
Footnotes (1)
- Each holder of Series A Supervoting Preferred Stock may voluntarily convert its shares into shares of common stock of the Company at a rate of 1:100 (as may be adjusted for any combinations or splits with respect to such shares). On October 30, 2025, the Company entered into a Debt Exchange Agreement (the "Emmons DEA") with Clifford L. Emmons, its Chief Executive Officer and Director. Pursuant to the Emmons DEA, Mr. Emmons exchanged $387,242 of accrued and unpaid fees owed to him by the Company under various agreements for 268.529 shares (the "Emmons Shares") of the Company's Series E Convertible Preferred Stock (the "Series E Preferred Stock"). In addition to the issuance of the Emmons Shares, Mr. Emmons agreed to cancel 7,800 shares of Series A Preferred Stock owned by him. The closing of the Emmons DEA occurred on November 5, 2025. Each share of Series A Supervoting Preferred Stock is exercisable until all shares have been exercised by the holder. Each share of Series E Convertible Preferred Stock is exercisable until all shares have been exercised by the holder. Subject to a 4.99% beneficial ownership limitation. Includes 76,000,000 shares of Common Stock issued upon conversion of 57 shares of Series C Preferred Stock owned by Mr. Emmons; however, the Series C Preferred Stock is subject to a 4.99% beneficial ownership limitation. Represents 9,280,000 shares of Common Stock directly and beneficially owned by the Reporting Person. These shares are separate from, and do not include, any shares of Common Stock issuable upon conversion or exercise of the derivative securities reported in Table II.
