What is the nature of the 20,998-share Itau Unibanco preferred grant to Egydio Setubal Alfredo?

The 20,998 preferred shares (ITUB4) are classified as a grant, award, or other acquisition. The transaction code is “A,” and the shares were acquired at a stated price of $0.00 per share, indicating a compensation-related equity award rather than a market purchase.

Itau Unibanco (ITUB) director receives 20,998-share grant and reports large indirect stakes

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Itau Unibanco Holding S.A. director Egydio Setubal Alfredo reported an equity compensation grant. He received 20,998 preferred shares (ITUB4) at a price of $0.00 per share, classified as a grant, award, or other acquisition. Following this grant, his directly held preferred shares total 1,510,088.

The filing also lists large indirect holdings through a corporation and through his spouse, including 5,107,553,780 common shares (ITUB3) and additional preferred shares. A footnote states these indirect shares are held via an indirect controlling shareholder he controls and that he disclaims beneficial ownership except to the extent of his pecuniary interest.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Egydio Setubal Alfredo

Role null

Type	Security	Shares	Price	Value
Grant/Award	Preferred shares (ITUB4)	20,998	$0.00	--
holding	Preferred shares (ITUB4)	--	--	--
holding	Common shares (ITUB3)	--	--	--
holding	Preferred shares (ITUB4)	--	--	--

Holdings After Transaction: Preferred shares (ITUB4) — 1,510,088 shares (Direct, null); Preferred shares (ITUB4) — 127,883 shares (Indirect, By Spouse); Common shares (ITUB3) — 5,107,553,780 shares (Indirect, By Corporation)

Footnotes (1)

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Key Figures

Preferred share grant: 20,998 shares Direct preferred holdings after grant: 1,510,088 shares Indirect common holdings: 5,107,553,780 shares +2 more

5 metrics

Preferred share grant 20,998 shares Preferred shares (ITUB4) granted at $0.00 per share

Direct preferred holdings after grant 1,510,088 shares Total preferred shares (ITUB4) directly held post-transaction

Indirect common holdings 5,107,553,780 shares Common shares (ITUB3) held indirectly through a corporation

Indirect preferred via corporation 191,842 shares Preferred shares (ITUB4) held indirectly through a corporation

Indirect preferred via spouse 127,883 shares Preferred shares (ITUB4) held indirectly by spouse

Key Terms

Grant, award, or other acquisition, indirect controlling shareholder, pecuniary interest, Section 16

4 terms

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition"

indirect controlling shareholder financial

"holds these shares indirectly through an indirect controlling shareholder of the issuer"

pecuniary interest financial

"disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein"

Section 16 regulatory

"shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

Form 4 Insider Transactions: What Each Field Means →

05/11/2026 - 05:18 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Egydio Setubal Alfredo

(Last)

(First)

(Middle)

BRIGADEIRO FARIA LIMA AVENUE, 3500

(Street)

SAO PAULO

04538-132

(City)

(State)

(Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Itau Unibanco Holding S.A. [ ITUB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol
[ITUB4]

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Preferred shares (ITUB4)	05/08/2026		A		20,998	A	$0.00	1,510,088	D
Preferred shares (ITUB4)								127,883	I	By Spouse
Common shares (ITUB3)								5,107,553,780	I	By Corporation⁽¹⁾
Preferred shares (ITUB4)								191,842	I	By Corporation⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reporting person holds these shares indirectly through an indirect controlling shareholder of the issuer which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

	/s/Alfredo Egydio Setubal	05/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Egydio Setubal Alfredo report in this Itau Unibanco (ITUB) Form 4?

He reported receiving a grant of 20,998 preferred shares (ITUB4) at $0.00 per share. The filing also updates his total direct and indirect holdings in Itau Unibanco shares, including large positions held through related entities.

How many Itau Unibanco preferred shares does Egydio Setubal Alfredo now hold directly?

After the reported grant, he directly holds 1,510,088 preferred shares (ITUB4). This reflects the addition of 20,998 shares received as a grant, award, or other acquisition at no cost, according to the Form 4 disclosure.

What indirect Itau Unibanco (ITUB) holdings are associated with Egydio Setubal Alfredo?

The Form 4 lists 5,107,553,780 common shares (ITUB3) and 191,842 preferred shares (ITUB4) held indirectly through a corporation, plus 127,883 preferred shares held by his spouse. These are reported as indirect ownership positions.

Does Egydio Setubal Alfredo claim full beneficial ownership of the indirect Itau Unibanco shares?

No. A footnote explains the indirect shares are held via an indirect controlling shareholder he controls. He disclaims beneficial ownership of those shares except to the extent of his pecuniary interest in them, consistent with Section 16 reporting practice.