Itau Unibanco director awarded 20,998 preferred shares

Itau Unibanco Holding S.A. director Joao Moreira Salles reported an acquisition of 20,998 preferred shares (ITUB4) at a price of $0.00 per share as a grant or award.

Rhea-AI Filing Summary

Itau Unibanco Holding S.A. director Joao Moreira Salles reported an acquisition of 20,998 preferred shares (ITUB4) at a price of $0.00 per share as a grant or award. Following this transaction, he holds 319,759 preferred shares directly. The filing also reports 2,905,107,629 common shares (ITUB3) held indirectly through an indirect controlling shareholder that he controls. He disclaims beneficial ownership of these indirectly held common shares except to the extent of his pecuniary interest.

Insider Trade Summary

Grant/Award: 20,998 shares

Grant/Award 2 txns

Insider Moreira Salles Joao

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Preferred shares (ITUB4)	20,998	$0.00	$0.00
holding	Common shares (ITUB3)	--	--	--

Holdings After Transaction: Preferred shares (ITUB4) — 319,759 shares (Direct); Common shares (ITUB3) — 2,905,107,629 shares (Indirect, By Corporation)

Footnotes (1)

1. F1. The reporting person holds these shares indirectly through an indirect controlling shareholder of the issuer which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Key Figures

Preferred shares granted: 20,998 shares Direct preferred holdings after grant: 319,759 shares Indirect common share position: 2,905,107,629 shares

3 metrics

Preferred shares granted 20,998 shares Preferred shares (ITUB4) grant at $0.00 per share

Direct preferred holdings after grant 319,759 shares Total ITUB4 shares directly held following the award

Indirect common share position 2,905,107,629 shares Common shares (ITUB3) held indirectly via controlling shareholder, with beneficial ownership disclaimed except for pecuniary interest

Key Terms

Grant, award, or other acquisition, indirect controlling shareholder, pecuniary interest, Section 16

4 terms

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

indirect controlling shareholder financial

"holds these shares indirectly through an indirect controlling shareholder of the issuer"

pecuniary interest financial

"disclaims beneficial ownership of such shares except to the extent of his pecuniary interest"

Section 16 regulatory

"shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Joao Moreira Salles report at Itau Unibanco (ITUB)?

Joao Moreira Salles reported receiving 20,998 preferred shares (ITUB4) of Itau Unibanco as a grant or award at a price of $0.00 per share. This is a compensation-type acquisition rather than an open-market purchase or sale of the company’s stock.

How many Itau Unibanco preferred shares does Joao Moreira Salles hold after this Form 4?

After the reported grant, Joao Moreira Salles holds 319,759 preferred shares (ITUB4) directly. This reflects his updated direct ownership position in Itau Unibanco’s preferred shares following the 20,998-share award reported in the Form 4 filing with the SEC.

What large indirect common share position is disclosed for Joao Moreira Salles in ITUB?

The filing discloses 2,905,107,629 common shares (ITUB3) held indirectly through an indirect controlling shareholder that he controls. He disclaims beneficial ownership of these common shares except for his pecuniary interest, clarifying that economic exposure may differ from the full reported share count.

Is the 20,998-share ITUB preferred award an open-market purchase or a grant?

The 20,998 preferred shares are reported with transaction code “A,” meaning a grant, award, or other acquisition rather than an open-market trade. The shares were acquired at a stated price of $0.00 per share, consistent with stock-based compensation instead of a cash purchase.

How does this Form 4 characterize Joao Moreira Salles’ ownership of indirect ITUB common shares?

The Form 4 states the indirect common shares are held through an indirect controlling shareholder he controls. It also says he disclaims beneficial ownership except to the extent of his pecuniary interest, so the reported 2,905,107,629 common shares may not represent his full economic stake.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/11/2026 - 05:32 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moreira Salles Joao

(Last) (First) (Middle)

BRIGADEIRO FARIA LIMA AVENUE, 3500

(Street)

SAO PAULO SAO PAULO 04538-132

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
Itau Unibanco Holding S.A. [ ITUB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[ITUB4]

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Preferred shares (ITUB4)	05/08/2026		A		20,998	A	$0	319,759	D
Common shares (ITUB3)								2,905,107,629	I	By Corporation(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person holds these shares indirectly through an indirect controlling shareholder of the issuer which the reporting person controls. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

	/s/ Joao Moreira Salles	05/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)