Itaú Unibanco Holding S.A. filings document the disclosure record of a Brazil-based financial holding company that reports to the SEC as a foreign private issuer. Form 6-K reports furnish quarterly results materials, financial statements, management discussion and analysis, earnings presentations, annual-report notices, and CVM material facts.
The bank's regulatory filings also cover Pillar 3 risk and capital management, prudential metrics, capital adequacy, risk governance, stress testing, and recovery and resolution planning. Governance-related exhibits include fiscal council materials and policies for the disclosure of material acts or facts, while capital-action disclosures address interest on capital and stock repurchase programs.
Itau Unibanco Holding S.A. Chief People and MKT Officer Sergio Guillinet Fajerman reported an open-market sale of 39,477 preferred shares (ITUB4) on April 17, 2026, at a weighted average price of $9.53 per share, with individual sale prices ranging from $9.53 to $9.54.
After this transaction, he directly holds 1,205,642 preferred shares. The reported dollar prices reflect conversion from Brazilian reais using an April 17, 2026 exchange rate of R$4.9695 per US$1.00 as indicated in the filing.
Itau Unibanco Holding S.A. Chief People and MKT Officer Sergio Guillinet Fajerman completed an open-market sale of 20,000 preferred shares (ITUB4) on April 15, 2026 at $9.45 per share. After this transaction, he directly holds 1,245,119 preferred shares. The share price was originally denominated in Brazilian reais and translated into U.S. dollars using the April 15, 2026 selling rate of R$4.9928 per US$1.00 as reported by the Central Bank of Brazil.
Itau Unibanco Holding S.A. executive Sergio Guillinet Fajerman, Chief People and MKT Officer, completed an open-market sale of 50,000 preferred shares (ITUB4). The shares were sold at a price of $9.38 per share, translated from Brazilian reais using an exchange rate of R$4.9806 per US$1.00 as of April 14, 2026. After this transaction, he continues to hold 1,265,119 preferred shares directly, indicating he retains a substantial equity position in the company.
Itaú Unibanco Holding S.A. plans to release its 1Q26 results on its investor relations website on May 5, after trading hours. The bank will then host an interactive presentation with a Q&A session featuring CEO Milton Maluhy, CFO Gabriel Moura and other senior executives.
Itau Unibanco Holding S.A. retail business officer Andre Luis Teixeira Rodrigues reported an open-market sale of preferred shares. On April 8, 2026, he sold 182,800 preferred shares (ITUB4) at a weighted average price between $8.82 and $8.83 per share. The sale price was originally denominated in Brazilian reais and translated into U.S. dollars using an exchange rate of R$5.0899 per US$1.00 from the Central Bank of Brazil. After this transaction, he directly held 1,637,511 preferred shares, indicating he retains a substantial remaining position in the company.
Itaú Unibanco Holding S.A. reported a related party transaction involving an operating agreement with its subsidiary Itaú Unibanco S.A. and affiliates of Porto Seguro. The agreement covers promotion and sale of Porto Seguro insurance products through certain Itaú Unibanco channels and pays monthly remuneration.
The company states the arrangement exceeds BRL 50 million, follows its Policy for Transactions with Related Parties, and meets the strategic objectives of both conglomerates. Management believes the agreement complies with commutative conditions and notes that no Porto Seguro representatives took part in the company’s decision-making process.
The transaction is recurring and carried out in the normal course of business. For fiscal year 2026, Itaú Unibanco estimates total remuneration related to this related party transaction at approximately BRL 441 million, and similar transactions under the same terms will not be disclosed again during the year.
Itaú Unibanco Holding S.A. furnishes its Q4 2025 Pillar 3 risk and capital report, detailing capital strength, liquidity and risk governance. As of December 31, 2025, the Common Equity Tier 1 ratio was 12.3%, Tier 1 ratio 13.8% and total capital ratio 15.2%, all above regulatory minimums.
Total capital reached R$ 228,589 million against risk-weighted assets of R$ 1,505,475 million, leaving a capital excess of R$ 108,151 million and 7.2 percentage points above the 8% minimum. The Basel III leverage ratio was 7.0%, while liquidity indicators remained high with a Liquidity Coverage Ratio of 215.0% and a Net Stable Funding Ratio of 124.8%.
The report explains Itaú Unibanco’s integrated risk and capital framework, including a Board-approved Risk Appetite Statement, three-lines-of-governance structure, extensive stress testing and a recovery and resolution plan. It also provides detailed breakdowns of risk-weighted assets, leverage exposure, liquidity management, credit risk, market risk, operational risk and remuneration disclosures.
Itau Unibanco Holding S.A. director Pedro Luiz Bodin de Moraes filed an initial ownership report showing a position in the company’s preferred shares (ITUB4). The filing lists direct ownership of 703,794 preferred shares following the reported holdings, without indicating any recent purchase or sale activity.
Itau Unibanco Holding S.A. director Paulo Antunes Veras filed an initial ownership report showing a direct stake in the company’s preferred shares. The filing reports beneficial ownership of 58,490 preferred shares (ITUB4) held directly as of the reported date, without detailing any recent purchase or sale activity.