Iveda Solutions (IVDA) investors disclose 9.99% capped stake via warrants
Rhea-AI Filing Summary
Iveda Solutions, Inc. reported that investment entities Lind Global Fund III LP and Lind Global Partners III LLC, together with Jeff Easton, beneficially own common stock equivalents representing 1,286,794 shares, equal to 9.99% of the company’s common stock. This position arises from 1,714,286 warrants to purchase common shares.
The warrants include a conversion limitation that caps exercisability so the holders cannot beneficially own more than 9.99% of Iveda’s common stock at any time, which restricts how many shares can be treated as currently beneficially owned.
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Key Figures
Beneficially owned shares: 1,286,794 shares
Ownership percentage: 9.99%
Warrants held: 1,714,286 warrants
+2 more
5 metrics
Beneficially owned shares
1,286,794 shares
Reported beneficial ownership for each reporting person
Ownership percentage
9.99%
Percent of Iveda Solutions common stock beneficially owned
Warrants held
1,714,286 warrants
Warrants to purchase Iveda Solutions common stock held by reporting persons
Sole voting power
1,286,794 shares
Shares over which each reporting person has sole voting power
Sole dispositive power
1,286,794 shares
Shares over which each reporting person has sole dispositive power
Key Terms
beneficial ownership, dispositive power, Warrants, conversion limitations, +1 more
5 terms
beneficial ownership financial
"the reporting person's beneficial ownership has been limited to 1,286,794 shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
dispositive power financial
"Sole Dispositive Power 1,286,794.00 8 | Shared Dispositive Power 0.00"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
Warrants financial
"ownership consists of 1,714,286 warrants to purchase shares of common stock"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
conversion limitations financial
"however, due to the conversion limitations on the Warrants, the reporting person's beneficial ownership"
Sole Voting Power financial
"5 | Sole Voting Power 1,286,794.00 6 | Shared Voting Power 0.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
FAQ
What ownership stake in Iveda Solutions (IVDA) is reported in this Schedule 13G/A amendment?
The reporting persons disclose beneficial ownership of 1,286,794 shares of Iveda Solutions common stock, representing 9.99% of the outstanding class, based on their exercisable warrant position subject to a conversion cap.
Who are the reporting persons in the Iveda Solutions (IVDA) Schedule 13G/A amendment?
The filing lists Lind Global Fund III LP, Lind Global Partners III LLC, and Jeff Easton as reporting persons. Lind Global Partners III LLC is the fund’s general partner, and Jeff Easton is managing member of Lind Global Partners III LLC.
What is the conversion limitation on the Iveda Solutions (IVDA) warrants held by the reporting persons?
The warrants include a provision that prevents conversions if exercising them would cause the holder to own more than 9.99% of Iveda’s common stock, effectively capping reportable beneficial ownership below that threshold.
AI-generated analysis. How Rhea-AI works. Not financial advice.