Iveda Solutions (IVDA) holders report 585,068 shares; warrants capped at 4.99%
Rhea-AI Filing Summary
Iveda Solutions disclosure of beneficial ownership by Iroquois Capital Management, Richard Abbe and Kimberly Page. The filing reports each Reporting Person as beneficially owning 585,068 shares of Common Stock, reflecting shares issuable upon exercise of warrants that are subject to 4.99% Beneficial Ownership Blockers. The Form 10-K shows 11,139,740 shares outstanding as of March 15, 2026, and the warrants described are exercisable for up to 1,000,000 and 428,572 shares respectively but cannot be exercised beyond the 4.99% limit.
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Insights
Filing documents capped warrant exercises to 4.99% ownership per holder.
The statement explains that warrants held by Iroquois Master Fund and ICIG are exercisable for up to 1,000,000 and 428,572 shares, respectively, but contain Beneficial Ownership Blockers that prevent exercise above 4.99% ownership. This filing reports the post-blocker beneficial ownership as 585,068 shares per Reporting Person where applicable.
The ownership counts are tied to the company’s reported share base of 11,139,740 shares outstanding as of March 15, 2026; subsequent filings would be needed for updated share counts or blocker mechanics.
Clear attribution and disclaimers are provided for beneficial ownership.
The filing attributes holdings to Iroquois Capital, Richard Abbe and Kimberly Page and includes disclaimers that each Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest. It also states that certain warrants are not exercisable due to the blocker provisions.
Cash‑flow treatment for warrant exercise and any issuer proceeds are not described in this excerpt; related prospectus or purchase agreements would contain those terms.