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Invesco (IVZ) Senior MD Sharp reports RSU vesting and tax share sale

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Invesco Ltd. insider equity transaction: Senior Managing Director Douglas J. Sharp reported equity award activity involving Invesco common shares and restricted stock units on January 15, 2026. A block of 29,189 Restricted Stock Units was converted into 29,189 common shares at a stated price of $0 per unit, reflecting the vesting of previously granted awards. On the same date, 13,719 common shares were disposed of at $29.39 per share in a transaction coded "F," typically used for shares withheld to cover taxes on vesting. After these transactions, Sharp directly held 15,662 common shares and 58,377 Restricted Stock Units, each RSU representing a contingent right to receive one Invesco common share. The RSUs vest in four equal annual installments and expire upon termination of employment.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sharp Douglas J

(Last) (First) (Middle)
1331 SPRING STREET, NW
SUITE 2500

(Street)
ATLANTA GA 30309

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Managing Director
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 01/15/2026 A 29,189 A $0 29,381 D
Common Shares 01/15/2026 F 13,719 D $29.39 15,662 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(1) $0 01/15/2026 M 29,189(2) (2) (2) Common Shares 29,189 $0 58,377 D
Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
2. The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.
Remarks:
/s/ Rebecca Smith, as Attorney-in-Fact 01/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Invesco (IVZ) report for Douglas J. Sharp?

Douglas J. Sharp reported conversion of 29,189 Restricted Stock Units into 29,189 common shares at $0 per share and a disposition of 13,719 common shares at $29.39 per share on January 15, 2026.

How many Invesco (IVZ) common shares does Douglas J. Sharp hold after this Form 4?

Following the reported transactions, Douglas J. Sharp directly held 15,662 common shares of Invesco Ltd.

How many Restricted Stock Units does Douglas J. Sharp hold in Invesco (IVZ)?

After the transactions, Douglas J. Sharp beneficially owned 58,377 Restricted Stock Units, each representing a contingent right to receive one Invesco common share.

What does the RSU vesting schedule look like for Douglas J. Sharp at Invesco (IVZ)?

The filing states that the Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

What does transaction code "F" mean in this Invesco (IVZ) Form 4?

The Form 4 shows a transaction coded "F" for 13,719 common shares at $29.39 per share, which indicates a disposition associated with tax withholding on the RSU vesting.

What is Douglas J. Sharp’s role at Invesco (IVZ)?

Douglas J. Sharp is reported as an officer of Invesco Ltd. with the title Senior Managing Director.

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