Invesco senior MD sells 143K shares in $32 range

Invesco’s Senior Managing Director reported open-market sales totaling 143,370 common shares over two days at weighted-average prices in the low $32 range.

Available on EDGAR 09/10/2026 - 02:03 PM EDT Accepted by SEC EDGAR 09/10/2026 - 02:02 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Invesco Ltd. (IVZ) reported that Senior Managing Director Andrew Tak Shing Lo sold a total of 143,370 common shares in open-market transactions over two days. On September 8, 2026, he sold 42,530 shares at a weighted average price of $32.845, with prices ranging from $32.80 to $32.94. On September 9, 2026, he sold 100,840 shares at a weighted average price of $32.20, with prices ranging from $32.095 to $32.435. These sales were executed through a broker-dealer, and no Rule 10b5-1 trading plan is indicated.

Insider Trade Summary

Net Seller: 143,370 shares

Net Sell 2 txns

Insider Lo Andrew Tak Shing

Role Senior Managing Director

Sold 143,370 shs ($4.64M)

Share of Position Sold 15.0%

Type	Security	Shares	Price	Value
Sale	Common Shares F1, F3	100,840	$32.20	$3.25M
Sale	Common Shares F1, F2	42,530	$32.845	$1.40M

Holdings After Transaction: Common Shares — 812,477 shares (Direct)

Holdings Before and After: Common Shares, 955,847 to 812,477 shares (Direct)

Other Insiders: 2 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (3)

1. F1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price. range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
2. F2. Reflects the weighted average sale price. The range of prices for such transactions is $32.80 - $32.94.
3. F3. Reflects the weighted average sale price. The range of prices for such transactions is $32.095 - $32.435.

Key Figures

Total shares sold: 143,370 shares Shares sold on September 8, 2026: 42,530 shares Weighted average price on September 8, 2026: $32.845 per share +2 more

5 metrics

Total shares sold 143,370 shares Aggregate open-market sales by Andrew Tak Shing Lo on September 8–9, 2026

Shares sold on September 8, 2026 42,530 shares Open-market sale of Invesco common shares

Weighted average price on September 8, 2026 $32.845 per share Sales within a price range of $32.80–$32.94

Shares sold on September 9, 2026 100,840 shares Open-market sale of Invesco common shares

Weighted average price on September 9, 2026 $32.20 per share Sales within a price range of $32.095–$32.435

Key Terms

weighted average sale price, open market sale transactions, broker-dealer

3 terms

weighted average sale price financial

"Reflects the weighted average sale price. The range of prices for such"

open market sale transactions financial

"effected multiple same-way open market sale transactions on the same day"

broker-dealer financial

"transactions on the same day at different prices through a trade order executed by a broker-dealer"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Invesco (IVZ) disclose in this Form 4?

The filing reports that Senior Managing Director Andrew Tak Shing Lo sold a total of 143,370 Invesco common shares in open-market transactions on September 8 and 9, 2026.

How many Invesco (IVZ) shares did Andrew Lo sell on each day?

On September 8, 2026, Andrew Lo sold 42,530 common shares. On September 9, 2026, he sold an additional 100,840 common shares, for a combined total of 143,370 shares.

At what prices were the Invesco (IVZ) shares sold in this Form 4?

For September 8, 2026, the weighted average sale price was $32.845, with a price range of $32.80–$32.94. For September 9, 2026, the weighted average sale price was $32.20, with a range of $32.095–$32.435.

Were Andrew Lo’s Invesco (IVZ) share sales made under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and the footnotes do not state that the transactions were made under a Rule 10b5-1 trading plan.

What type of transactions were reported for Invesco (IVZ) in this Form 4?

The Form 4 describes open market sale transactions of Invesco common shares executed through a broker-dealer, grouped and reported using weighted average sale prices within specified one-dollar price ranges.

Does the Form 4 state Andrew Lo’s remaining Invesco (IVZ) share holdings after these sales?

No. The non-derivative transaction entries do not report a total shares following transaction value, so remaining holdings are not stated in this Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lo Andrew Tak Shing

(Last) (First) (Middle)

1331 SPRING STREET, NW

SUITE 2500

(Street)

ATLANTA GEORGIA 30309

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Managing Director

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	09/08/2026(1)		S		42,530	D	$32.845(2)	913,317	D
Common Shares	09/09/2026(1)		S		100,840	D	$32.2(3)	812,477	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price. range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

2. Reflects the weighted average sale price. The range of prices for such transactions is $32.80 - $32.94.

3. Reflects the weighted average sale price. The range of prices for such transactions is $32.095 - $32.435.

Remarks:

	/s/ Rebecca Smith, as Attorney-in-Fact	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)