Invesco CFO reports tax-withholding share disposition

Invesco Ltd. Chief Financial Officer Laura Allison Dukes reported a routine tax-related share disposition.

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Form Type

Rhea-AI Filing Summary

Invesco Ltd. Chief Financial Officer Laura Allison Dukes reported a routine tax-related share disposition. On the reported date, 52,003 Common Shares were delivered at $27.01 per share to satisfy tax obligations, classified as a tax-withholding disposition rather than an open-market sale. After this transaction, she directly holds 290,258 Common Shares.

Insider Trade Summary

Exercise Price or Tax Liability: 52,003 shares

Exercise Price or Tax Liability 1 txn

Insider DUKES LAURA ALLISON

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Shares	52,003	$27.01	$1.40M

Holdings After Transaction: Common Shares — 290,258 shares (Direct)

Key Figures

Tax-withholding shares: 52,003 shares Per-share value: $27.01 per share Post-transaction holdings: 290,258 shares

3 metrics

Tax-withholding shares 52,003 shares Common Shares delivered to satisfy tax liability

Per-share value $27.01 per share Value used for tax-withholding disposition

Post-transaction holdings 290,258 shares Direct Common Shares held after disposition

Key Terms

tax-withholding disposition, transaction code F, Form 4

3 terms

tax-withholding disposition financial

"classified as a tax-withholding disposition rather than an open-market sale"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

transaction code F regulatory

"Transaction code F indicates payment of an exercise price or tax liability"

Form 4 regulatory

"reflected as a routine Form 4 tax-withholding event"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Invesco (IVZ) CFO Laura Allison Dukes report?

Laura Allison Dukes reported a tax-withholding disposition of 52,003 Invesco Common Shares. The shares were delivered to cover tax obligations, not sold in the open market, and are classified under transaction code F on the Form 4.

How many Invesco (IVZ) shares were involved in the CFO’s tax-withholding transaction?

The transaction involved 52,003 Invesco Common Shares. These shares were used to satisfy tax liabilities at a reported price of $27.01 per share, reflecting a non-market, tax-related disposition rather than a discretionary buy or sell decision.

At what price were the Invesco (IVZ) shares valued in the CFO’s Form 4 filing?

The Common Shares in Laura Allison Dukes’ tax-withholding disposition were valued at $27.01 per share. This price is used to compute the tax-liability payment and does not necessarily indicate an open-market trade or a negotiated sale price.

How many Invesco (IVZ) shares does the CFO hold after the reported transaction?

Following the tax-withholding disposition, Laura Allison Dukes directly holds 290,258 Invesco Common Shares. This post-transaction balance shows she retains a substantial equity position in the company after satisfying her tax obligations through the share delivery.

What does transaction code F mean in the Invesco (IVZ) CFO’s Form 4?

Transaction code F indicates payment of an exercise price or tax liability by delivering securities. For Invesco’s CFO, it reflects 52,003 Common Shares delivered to cover tax obligations, distinguishing this event from an open-market purchase or sale of stock.

Is the Invesco (IVZ) CFO’s Form 4 filing a sign of discretionary selling?

The filing shows a tax-withholding disposition, not a discretionary sale. Code F indicates shares were delivered to cover tax liabilities, and the Form 4 notes this as a payment of tax, which generally carries less informational value than an open-market sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 07/07/2026 - 10:49 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DUKES LAURA ALLISON

(Last)

(First)

(Middle)

1331 SPRING STREET, NW

SUITE 2500

(Street)

ATLANTA

GEORGIA

30309

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	07/02/2026		F		52,003	D	$27.01	290,258	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

Remarks:

	/s/ Rebecca Smith, as Attorney-in-Fact	07/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR