Invesco executive exercises 116,754 RSUs into shares

Invesco Ltd. Senior Managing Director Andrew Tak Shing Lo exercised Restricted Stock Units into common equity.

Rhea-AI Filing Summary

Invesco Ltd. Senior Managing Director Andrew Tak Shing Lo exercised Restricted Stock Units into common equity. On July 2, 2026, he converted 116,754 Restricted Stock Units, each representing one common share, into 116,754 Common Shares.

Following this compensation-related exercise, Lo directly holds 955,847 Common Shares of Invesco Ltd. The filing reports no open‑market purchases or sales and shows no remaining derivative position related to these Restricted Stock Units.

Insider Trade Summary

116,754 shares exercised/converted

Exercise 2 txns

Insider Lo Andrew Tak Shing

Role Senior Managing Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	116,754	$0.00	$0.00
Exercise	Common Shares	116,754	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Shares — 955,847 shares (Direct)

Footnotes (2)

1. F1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
2. F2. The Restricted Stock Units vest in one installment on the 3rd anniversary of the grant date and expire upon the employee's termination of employment.

Key Figures

RSUs exercised: 116,754 units Common Shares acquired: 116,754 shares Shares owned after transaction: 955,847 shares +2 more

5 metrics

RSUs exercised 116,754 units Restricted Stock Units converted into Common Shares on July 2, 2026

Common Shares acquired 116,754 shares Common Shares received from RSU exercise on July 2, 2026

Shares owned after transaction 955,847 shares Total direct Invesco Common Shares held by Lo after exercise

Exercise transactions 1 derivative exercise transactionSummary exerciseCount related to RSU conversion

Remaining RSUs from this award 0 units total_shares_following_transaction for Restricted Stock Units

Key Terms

Restricted Stock Units, derivative security, Senior Managing Director, contingent right

4 terms

Restricted Stock Units financial

"Security title lists "Restricted Stock Units" as a derivative security tied to Common Shares."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"Transaction code description states "Exercise or conversion of derivative security" for the RSU award."

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Senior Managing Director financial

"Reporting person Andrew Tak Shing Lo is identified with the officer title "Senior Managing Director"."

contingent right financial

"Footnote explains each Restricted Stock Unit represents a contingent right to receive one Common Share."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Invesco (IVZ) report for Andrew Tak Shing Lo?

Invesco reported that Senior Managing Director Andrew Tak Shing Lo exercised 116,754 Restricted Stock Units into an equal number of Common Shares on July 2, 2026, as part of equity compensation rather than an open‑market share purchase or sale.

How many Invesco (IVZ) shares does Andrew Tak Shing Lo own after this Form 4?

After exercising 116,754 Restricted Stock Units into Common Shares, Andrew Tak Shing Lo directly owns 955,847 Invesco Common Shares. This reflects his updated equity position following the compensation-related derivative exercise reported in the Form 4 filing.

Did Andrew Tak Shing Lo buy or sell Invesco (IVZ) shares in the market?

The filing does not show any open‑market buying or selling by Andrew Tak Shing Lo. Instead, it reports a derivative exercise where 116,754 Restricted Stock Units were converted into Common Shares as part of his equity compensation package.

What do the Restricted Stock Units in the Invesco (IVZ) Form 4 represent?

Each Restricted Stock Unit represents a contingent right to receive one Invesco Common Share. According to the footnotes, these RSUs vest in a single installment on the third anniversary of the grant date and expire upon termination of the employee’s employment.

Are there any Restricted Stock Units remaining for Andrew Tak Shing Lo at Invesco (IVZ)?

The Form 4 shows that 116,754 Restricted Stock Units were exercised and the derivative position’s reported balance is zero. This indicates the specific RSU award referenced in the filing has been fully converted into Invesco Common Shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/07/2026 - 10:35 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lo Andrew Tak Shing

(Last) (First) (Middle)

1331 SPRING STREET, NW

SUITE 2500

(Street)

ATLANTA GEORGIA 30309

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Managing Director

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	07/02/2026		M		116,754	A	$0	955,847	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	$0	07/02/2026		M			116,754	(2)	(2)	Common Shares	116,754	$0	0	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

2. The Restricted Stock Units vest in one installment on the 3rd anniversary of the grant date and expire upon the employee's termination of employment.

Remarks:

	/s/ Rebecca Smith, as Attorney-in-Fact	07/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)