Invesco (NYSE: IVZ) executive converts 116,754 RSUs into common shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Invesco Ltd. Senior Managing Director Andrew Tak Shing Lo exercised Restricted Stock Units into common equity. On July 2, 2026, he converted 116,754 Restricted Stock Units, each representing one common share, into 116,754 Common Shares.
Following this compensation-related exercise, Lo directly holds 955,847 Common Shares of Invesco Ltd. The filing reports no open‑market purchases or sales and shows no remaining derivative position related to these Restricted Stock Units.
Positive
- None.
Negative
- None.
Insider Trade Summary
116,754 shares exercised/converted
Mixed
2 txns
Insider
Lo Andrew Tak Shing
Role
Senior Managing Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 116,754 | $0.00 | -- |
| Exercise | Common Shares | 116,754 | $0.00 | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct, null);
Common Shares — 955,847 shares (Direct, null)
Footnotes (1)
- Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. The Restricted Stock Units vest in one installment on the 3rd anniversary of the grant date and expire upon the employee's termination of employment.
Key Figures
RSUs exercised: 116,754 units
Common Shares acquired: 116,754 shares
Shares owned after transaction: 955,847 shares
+2 more
5 metrics
RSUs exercised
116,754 units
Restricted Stock Units converted into Common Shares on July 2, 2026
Common Shares acquired
116,754 shares
Common Shares received from RSU exercise on July 2, 2026
Shares owned after transaction
955,847 shares
Total direct Invesco Common Shares held by Lo after exercise
Exercise transactions
1 derivative exercise
transactionSummary exerciseCount related to RSU conversion
Remaining RSUs from this award
0 units
total_shares_following_transaction for Restricted Stock Units
Key Terms
Restricted Stock Units, derivative security, Senior Managing Director, contingent right
4 terms
Restricted Stock Units financial
"Security title lists "Restricted Stock Units" as a derivative security tied to Common Shares."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"Transaction code description states "Exercise or conversion of derivative security" for the RSU award."
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Senior Managing Director financial
"Reporting person Andrew Tak Shing Lo is identified with the officer title "Senior Managing Director"."
contingent right financial
"Footnote explains each Restricted Stock Unit represents a contingent right to receive one Common Share."
FAQ
What insider transaction did Invesco (IVZ) report for Andrew Tak Shing Lo?
Invesco reported that Senior Managing Director Andrew Tak Shing Lo exercised 116,754 Restricted Stock Units into an equal number of Common Shares on July 2, 2026, as part of equity compensation rather than an open‑market share purchase or sale.
What do the Restricted Stock Units in the Invesco (IVZ) Form 4 represent?
Each Restricted Stock Unit represents a contingent right to receive one Invesco Common Share. According to the footnotes, these RSUs vest in a single installment on the third anniversary of the grant date and expire upon termination of the employee’s employment.
Are there any Restricted Stock Units remaining for Andrew Tak Shing Lo at Invesco (IVZ)?
The Form 4 shows that 116,754 Restricted Stock Units were exercised and the derivative position’s reported balance is zero. This indicates the specific RSU award referenced in the filing has been fully converted into Invesco Common Shares.