Invesco Ltd. SEC Filings

Invesco Ltd. received an amended Schedule 13G/A from hedge fund–related entities led by Millennium Management and Integrated Core Strategies reporting significant holdings of its common stock. Integrated Core Strategies reports beneficial ownership of 19,759,432 shares, representing 4.4% of the class, with shared voting and dispositive power.

Millennium Management LLC, Millennium Group Management LLC, and Israel A. Englander each report beneficial ownership of 21,848,486 shares, or 4.9% of Invesco’s common stock, all with shared voting and dispositive power. The filers certify the shares were not acquired to change or influence control of Invesco.

Invesco Ltd. filed an amended Schedule 13G reporting a significant ownership position in the Invesco Russell 1000 Dynamic Multifactor ETF as of 12/31/2025. Invesco may be deemed to beneficially own 19,623,449 shares, representing 25.9% of the ETF’s outstanding shares.

Invesco has sole voting power over 19,158,742 shares and sole dispositive power over 19,623,449 shares. The shares are held of record by clients of Invesco’s investment advisers, including a fund advised by Invesco Advisers, Inc. that owns 5.94% of the security. Invesco certifies the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the ETF.

Invesco Ltd. filed an amended Schedule 13G reporting a significant passive ownership stake in the Invesco Variable Rate Investment Grade ETF as of 12/31/2025.

Invesco Ltd., a Bermuda company, may be deemed to beneficially own 13,338,402 shares of the ETF, representing 24.6% of the outstanding class, held in client accounts advised by its subsidiaries. It reports sole voting and dispositive power over these shares, with no shared power.

The filing notes that Invesco Advisers, Inc., a subsidiary of Invesco Ltd., advises accounts including Impact 22 LLC - Funded, which owns 8.54% of the securities, and Invesco Global Allocation Fund GMAG Intl Credit, which owns 5.14%. However, no individual investor has more than 5% economic ownership; the respective fund shareholders are entitled to dividends and sale proceeds. Invesco certifies the holdings are in the ordinary course of business and not for influencing control of the ETF.

Invesco Ltd. has filed an amended Schedule 13G reporting beneficial ownership of 2,467,545 shares of the Invesco Fundamental High Yield Corporate Bond ETF, representing 12.2% of the fund’s outstanding shares as of the event date 12/31/2025.

Invesco, a Bermuda parent holding company, reports sole voting and dispositive power over these shares through its investment adviser subsidiaries, with the shares held in client accounts. The filing states the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the ETF, and that no individual investor has more than 5% economic ownership.

Invesco Ltd. executive Tony Wong, a Senior Managing Director, reported a disposition of 40,113 common shares of Invesco on February 6, 2026 at a price of $26.82 per share, coded as transaction type “F.”

Following this transaction, Wong directly beneficially owns 112,870 common shares of Invesco. The filing reflects a single non-derivative share transaction and shows no derivative securities activity.

Invesco Ltd. reported preliminary assets under management of $2,231.7 billion as of January 31, 2026, a 2.8% increase from the previous month-end. The firm recorded net long-term inflows of $16.9 billion, with additional non-management fee earning net inflows of $0.3 billion and money market net outflows of $0.2 billion.

Assets under management were aided by favorable market returns adding $39 billion and foreign exchange effects adding $6.0 billion. Preliminary average total assets under management for the quarter through January 31 were $2,209.8 billion, and preliminary average active assets under management were $1,127.4 billion.

Invesco Ltd. filed an amended Schedule 13G reporting beneficial ownership of 1,609,096 shares of the Invesco AAA CLO Floating Rate Note ETF, representing 10.1% of the fund’s outstanding shares. Invesco Ltd., a Bermuda company, reports this stake as a parent holding company to its investment advisers.

The shares are held of record by clients of Invesco Ltd., and no single client has more than 5% economic ownership. Invesco reports sole voting and sole dispositive power over the 1,609,096 shares and certifies the position is held in the ordinary course of business, without any intent to change or influence control of the ETF. Invesco Advisers, Inc. is identified as the relevant subsidiary.

Invesco Ltd. filed an amended Schedule 13G reporting passive ownership in the Invesco AAA CLO Floating Rate Note ETF as of 12/31/2025. Invesco Ltd., as parent holding company to its investment advisers, may be deemed to beneficially own 1,609,096 shares, representing 9.6% of the ETF’s outstanding shares. These shares are held of record by clients of Invesco Ltd., and no individual client has more than 5% economic ownership. Voting and dispositive power over these shares is reported as solely held by Invesco Ltd., and the position is certified as being held in the ordinary course of business without intent to change or influence control of the issuer.

Invesco Advisers, Inc., an indirect subsidiary of Invesco Ltd., reported receiving Class E Common Stock of Invesco Commercial Real Estate Finance Trust, Inc. as compensation. On February 2, 2026, it acquired 264,024.114 shares at $25.7712 per share.

The stock was paid in kind for advisory services: 77,218.621 shares as a management fee and 186,805.493 shares as performance-related fees under an amended advisory agreement. Following this transaction, Invesco Advisers, Inc. beneficially owned 534,291.84 shares directly. Several related Invesco and Oppenheimer entities are listed as reporting persons and are treated as directors by deputization for Section 16 purposes.