Every Form 4 that Invesco LTD (IVZ) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow IVZ and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full IVZ filings page.
Invesco Ltd. and its subsidiary, Invesco Advisers, Inc., reported activity involving Class E Common Stock of Invesco Real Estate Income Trust Inc. Invesco Advisers acquired 16,176 shares on October 1, 2026, as payment of its management fee, at $28.4922 per share. On September 30, 2026, it disposed of 8,969 shares in a repurchase of shares it held, at $28.4922 per share. The reporting persons were directors by deputization; no Rule 10b5-1 plan is reported.
Invesco Ltd. (IVZ) director Phoebe A. Wood reported selling 3,000 Common Shares on September 11, 2026 in an open-market or private transaction at $32.44 per share. After this sale, she directly holds 107,111.157 Common Shares. No Rule 10b5-1 trading plan is reported for this transaction.
Invesco Ltd. (IVZ) reported that Senior Managing Director Andrew Tak Shing Lo sold a total of 143,370 common shares in open-market transactions over two days. On September 8, 2026, he sold 42,530 shares at a weighted average price of $32.845, with prices ranging from $32.80 to $32.94. On September 9, 2026, he sold 100,840 shares at a weighted average price of $32.20, with prices ranging from $32.095 to $32.435. These sales were executed through a broker-dealer, and no Rule 10b5-1 trading plan is indicated.
Invesco Ltd. (IVZ) reports that Senior Managing Director Stephanie Butcher sold 45,095 Common Shares on September 9, 2026, in open market transactions at a weighted average price of $32.28 per share, within a price range of $32.27–$32.30. After these sales, she directly holds 10,205 Common Shares. The trades were executed through a broker-dealer and were not reported as made under a Rule 10b5-1 trading plan.
Invesco Ltd. (IVZ) Chief Financial Officer Laura Allison Dukes reported disposing of common shares on September 4, 2026. She sold 31,075 shares in open-market transactions at a weighted average price of $33.1629 per share, with individual prices ranging from $33.125 to $33.185, executed through a broker-dealer as multiple same-way trades within a one-dollar price range. On the same day, she also made a bona fide gift of 7,600 shares of common stock. No Rule 10b5-1 trading plan is reported for these transactions.
Invesco Ltd. (IVZ) reported that Senior Managing Director Stephanie Butcher exercised 65,442 Restricted Stock Units into an equal number of Common Shares on August 31, 2026. On the same date she acquired these shares as awards and delivered or had withheld 30,760 Common Shares to cover exercise price or tax liability. The RSUs each represent a contingent right to one common share and vest in four equal installments. No Rule 10b5-1 trading plan is reported.
Invesco Ltd. (IVZ) reported that Senior Managing Director Douglas J. Sharp executed multiple equity-compensation transactions on August 31, 2026. Four blocks of Restricted Stock Units were exercised, each RSU converting into one common share, resulting in issuances of matching amounts of Common Shares at a stated price of $0.00 per share as grants or awards. In three separate transactions the company delivered or withheld blocks of common shares at $32.78 per share to pay the exercise price or tax liabilities related to these awards. No Rule 10b5-1 trading plan is reported, and post-transaction share holdings are not listed.
Invesco Ltd. (IVZ), through its wholly owned indirect subsidiary Invesco Advisers, Inc. (IAI), reported paired transactions in Class E Common Stock of Invesco Real Estate Income Trust Inc. IAI disposed of 8,969.068 shares to the issuer on August 31, 2026, as a repurchase, then acquired 15,148.553 shares on September 1, 2026, as payment of its management fee, both at $28.4503 per share. The reporting persons are identified as directors by deputization under Section 16.
Invesco Ltd. (IVZ), through its wholly owned indirect subsidiary Invesco Advisers, Inc., reported a disposition of 52,636.636 shares of Class E Common Stock of Invesco Commercial Real Estate Finance Trust, Inc. on August 31, 2026, via a repurchase by the issuer at $26.037 per share. Following this transaction, Invesco Advisers, Inc. holds 515,246.262 shares of this Class E Common Stock directly. No Rule 10b5-1 trading plan is reported for this transaction.
Invesco Advisers, Inc., an indirect wholly owned subsidiary of Invesco Ltd., acquired 99,706.462 shares of Class E Common Stock of Invesco Commercial Real Estate Finance Trust, Inc. on 2026-08-03 as payment of its management fee under an Amended and Restated Advisory Agreement. Following this grant/award acquisition, Invesco Advisers, Inc. directly holds 567,882.898 Class E shares. Multiple affiliated Invesco entities, including Invesco Ltd., are listed as reporting persons and are described as directors by deputization for Section 16 purposes.
Invesco Ltd. Chief Financial Officer Laura Allison Dukes reported a routine tax-related share disposition. On the reported date, 52,003 Common Shares were delivered at $27.01 per share to satisfy tax obligations, classified as a tax-withholding disposition rather than an open-market sale. After this transaction, she directly holds 290,258 Common Shares.
Invesco Ltd. Senior Managing Director Jeffrey H. Kupor reported a tax-related share disposition on Form 4. He delivered 26,002 common shares at $27.01 per share to satisfy tax obligations, a transaction classified as a tax-withholding disposition rather than an open-market sale. Following this event, he directly owns 125,818 common shares.
Invesco Ltd. Senior Managing Director Andrew Tak Shing Lo exercised Restricted Stock Units into common equity. On July 2, 2026, he converted 116,754 Restricted Stock Units, each representing one common share, into 116,754 Common Shares.
Following this compensation-related exercise, Lo directly holds 955,847 Common Shares of Invesco Ltd. The filing reports no open‑market purchases or sales and shows no remaining derivative position related to these Restricted Stock Units.
Invesco Ltd. President and CEO Andrew Schlossberg reported a tax-withholding disposition of 156,007 Common Shares at $27.01 per share. These shares were delivered to cover tax obligations rather than sold in the open market. Following this transaction, he directly holds 742,708 Common Shares.
Invesco Real Estate Income Trust Inc. reported insider activity involving its adviser. Invesco Advisers, Inc. received 13,811.978 shares of Class E Common Stock at $28.3329 per share as payment of its management fee, increasing its direct holdings to 171,317.892 shares.
Two days earlier, 5,778.635 shares held by Invesco Advisers, Inc. had been repurchased by the issuer at $28.3329 per share, leaving 157,505.914 shares after that transaction. Invesco Advisers, Inc. is a wholly owned indirect subsidiary of Invesco Ltd., and both entities report as directors by deputization under Section 16.
Invesco Real Estate Income Trust Inc. reported routine equity compensation and a related share adjustment involving its adviser. Invesco Advisers, Inc. first transferred 5,778.639 shares of Class E Common Stock back to the issuer at $28.2395 per share. Shortly after, it received 13,216.586 shares of the same stock as payment of its management fee, bringing its direct holdings to 163,284.549 shares.
Invesco Advisers, Inc., an indirect wholly owned subsidiary of Invesco Ltd., disposed of 41,490.79 shares of Class E Common Stock of Invesco Commercial Real Estate Finance Trust, Inc. through a repurchase by the issuer at $25.8768 per share. After this disposition to the issuer, Invesco Advisers directly holds 468,176.436 Class E shares.
WOOD PHOEBE A reported acquisition or exercise transactions in this Form 4 filing.
Invesco Ltd. director Phoebe A. Wood received a grant of 8,112 Common Shares of the company on May 15, 2026 at no purchase price, as part of compensation. After this award, she directly holds a total of 110,111.157 Common Shares, indicating a routine equity-based grant.
Invesco Ltd. director Christopher C. Womack received a grant of 8,112 Common Shares on May 15, 2026 at no stated purchase price, described as a grant, award, or other acquisition. Following this compensation-related award, he directly holds 59,917 Common Shares.
WAGONER G RICHARD JR reported acquisition or exercise transactions in this Form 4 filing.
Invesco Ltd. director G. Richard Wagoner Jr. reported an equity award and updated holdings. He received a grant of 8,112 Common Shares at $0.00 per share as a compensation-related award, bringing his direct ownership to 107,870 Common Shares. A separate entry shows 15,000 Common Shares held indirectly by trust, reflecting additional beneficial ownership through that entity.
Invesco Ltd. director Paula Tolliver received a grant of 8,112 Common Shares on May 15, 2026. The shares were acquired at no stated price as a compensation-related award rather than an open-market purchase. Following this grant, she directly holds a total of 66,272.878 Common Shares, showing her equity stake in the company increased through this non-cash award.
Sheinwald Nigel reported acquisition or exercise transactions in this Form 4 filing.
Invesco Ltd. director Nigel Sheinwald received a grant of 8,112 Common Shares on May 15, 2026, recorded at no cash cost per share. This was a compensation-related award rather than an open-market purchase. Following the grant, he directly holds 101,968 Common Shares.
Johnson Elizabeth S. reported acquisition or exercise transactions in this Form 4 filing.
Invesco Ltd. director Elizabeth S. Johnson received a grant of 8,112 Common Shares on May 15, 2026 as a stock award at no cash cost per share. Following this grant, she directly holds a total of 48,770 Common Shares of Invesco.
Glavin William Francis Jr reported acquisition or exercise transactions in this Form 4 filing.
Invesco Ltd. director William Francis Glavin Jr. received a grant of 8,112 common shares on May 15, 2026 as a stock award at no stated purchase price. Following this equity grant, he directly holds a total of 81,084 Invesco common shares.
Invesco Ltd. director Thomas P. Gibbons reported a stock award of 8,112 common shares of Invesco on 2026-05-15. The shares were recorded at a price of $0.00 per share, reflecting a grant or other acquisition rather than an open‑market purchase. Following this award, Gibbons directly holds 47,202 Invesco common shares. This filing reflects routine equity-based compensation and does not show any share sales.
Finke Thomas M reported acquisition or exercise transactions in this Form 4 filing.
Invesco Ltd. director Thomas M. Finke received a grant of 8,112 Common Shares as equity compensation. The award was recorded at a price of $0.00 per share, indicating it was a non-cash grant rather than an open-market purchase. Following this transaction, Finke directly owns 64,238 Invesco common shares, reflecting his updated stake after the award.
Beshar Sarah reported acquisition or exercise transactions in this Form 4 filing.
Invesco Ltd. director Sarah Beshar received an equity award of 8,112 Common Shares on May 15, 2026. The shares were granted at no cash cost, reflecting a stock-based compensation award rather than an open-market purchase. After this grant, she directly holds 115,165.991 Common Shares. This total includes 18.593 shares that were added through a dividend reinvestment program, showing that a small portion of her holdings has accrued automatically from reinvested dividends rather than new discretionary transactions.
Invesco Realty, Inc., as part of the Invesco group, reported four grant or award acquisitions of common stock of Invesco Commercial Real Estate Finance Trust, Inc. on May 1, 2026. These are compensation-style awards, not open-market purchases.
The transactions cover different share classes: 301,574.9230 shares of Class S at $24.8694 per share, 301,859.5720 shares of Class D at $24.8460, 300,692.6390 shares of Class I at $24.9424, and 290,330.2260 shares of Class E at $25.8327. Following these awards, Invesco Realty’s direct holdings in each class are around 1.5 million shares.
According to the disclosure, these shares are held directly by Invesco Realty, Inc., while other listed Invesco and Oppenheimer entities are indirect beneficial owners through a wholly owned subsidiary structure and are treated as directors by deputization under Section 16.
Invesco Advisers, Inc. reported acquisition or exercise transactions in this Form 4 filing.
Invesco Advisers, Inc., as a reporting person for Invesco Commercial Real Estate Finance Trust, received 85,860.603 shares of Class E Common Stock as a grant. The shares were issued as payment of its management fee under an amended and restated advisory agreement, rather than through an open-market purchase. Following this non-derivative award, Invesco Advisers directly holds 509,667.226 shares of Class E Common Stock.
Invesco Real Estate Income Trust Inc. reported insider transactions involving its external adviser, Invesco Advisers, Inc. (IAI), an indirect wholly owned subsidiary of Invesco Ltd. The filing shows IAI disposed of 5,778.639 shares of Class E Common Stock in a disposition to the issuer on April 30, 2026, at $28.2659 per share, leaving 142,368.089 shares held directly. On May 1, 2026, IAI acquired 13,478.513 shares of Class E Common Stock as payment of its management fee at $28.2659 per share, increasing its direct holdings to 155,846.602 shares. These are compensation-related and issuer disposition transactions by an affiliated advisory entity, not open-market buying or selling.
Invesco Advisers, Inc., a wholly owned indirect subsidiary of Invesco Ltd., reported routine Class E Common Stock movements in Invesco Real Estate Income Trust Inc.. On April 1, it acquired 11,257.143 shares at $28.164 per share as payment of its management fee.
On March 31, the issuer repurchased 5,778.639 shares from Invesco Advisers in a disposition to the issuer. After these compensation- and repurchase-related transactions, Invesco Advisers directly holds 148,146.728 shares of Class E Common Stock, with no derivative positions disclosed.
Invesco Ltd.'s Senior Managing Director and Chief Human Resources Officer, Alan Leonard Smith, reported routine equity compensation activity. On March 13, 2026, he exercised 8,641 Restricted Stock Units, converting them into the same number of common shares. The filing also records an acquisition of 8,641 common shares at a price of $0.00 per share, reflecting a grant or award rather than a market purchase. To cover tax obligations, 3,849 common shares were withheld at $23.00 per share, a non‑market disposition. After these transactions, he directly holds 14,489 common shares. Footnotes note that each Restricted Stock Unit represents a contingent right to receive one common share and that such units vest in four equal annual installments.
Invesco-affiliated entities reported an insider transaction involving Invesco Commercial Real Estate Finance Trust, Inc.. On February 27, 2026, Invesco Advisers, Inc., an indirect wholly owned subsidiary of Invesco Ltd., disposed of 110,485.217 shares of Class E Common Stock back to the issuer at $25.7799 per share in a disposition to the issuer. Following this repurchase, Invesco Advisers, Inc. reported holding 423,806.623 shares of Class E Common Stock.
Invesco Advisers, Inc., an indirect wholly owned subsidiary of Invesco Ltd., reported two offsetting transactions in Invesco Real Estate Income Trust Inc. Class E Common Stock. On February 27, 2026, IAI disposed of 5,778.639 shares back to the issuer at $28.0915 per share. On March 1, 2026, IAI acquired 11,924.853 shares as payment of its management fee at the same price, bringing its direct holdings to 142,668.224 shares.
Invesco Ltd.’s Chief Accounting Officer Terry Vacheron reported several equity compensation moves dated 2026-02-28. He exercised Restricted Stock Units (RSUs) into common shares and received additional RSU and common share awards at no cash cost. A separate disposition of 2,852 common shares at $26.26 per share was made to satisfy tax withholding obligations. Each RSU represents a contingent right to one common share and vests in four equal installments, expiring if employment terminates.
Invesco Ltd. senior managing director and chief human resources officer Alan Leonard Smith reported several equity compensation transactions dated February 28, 2026. He exercised 8,936 Restricted Stock Units, which converted into the same number of common shares, and received a new grant of 32,202 Restricted Stock Units at no cost.
He was also awarded 8,936 common shares, while 4,014 common shares were disposed of at $26.26 per share to cover tax obligations. The footnotes state each Restricted Stock Unit equals one common share and that the units vest in three equal installments and expire upon termination of employment.
Invesco Ltd. Senior Managing Director Douglas J. Sharp reported equity awards and related tax withholding. On February 28, 2026, he was granted 80,969 Restricted Stock Units, each representing a contingent right to receive one Invesco common share, and 46,138 common shares, both at a stated price of $0.00 per share.
The Restricted Stock Units vest in four equal annual installments and expire upon termination of employment. On the same date, 21,685 common shares were disposed of at $26.26 per share in a tax-withholding disposition, leaving 40,115 common shares held directly after the transactions.
Invesco Ltd. director and President & CEO Andrew Schlossberg reported multiple equity transactions dated February 28, 2026. He acquired restricted stock units (RSUs) through exercises and new grants at a price of $0.00 per unit, and also received common share awards at no cost.
Each RSU represents a contingent right to receive one Invesco common share and vests in four equal annual installments, expiring upon termination of employment. The filing also shows a tax-withholding disposition of 94,002 common shares at $26.26 per share, used to cover tax obligations related to these awards.
Invesco Ltd. Senior Managing Director Andrew Tak Shing Lo reported a series of equity compensation transactions on February 28, 2026. He exercised several restricted stock unit (RSU) awards at $0.00 per share, converting them into common shares.
On the same date, he also received new grants of RSUs and common shares at $0.00 per share, increasing his directly held common shares to 839,093. Footnotes state the RSUs are contingent rights that vest in a single installment on the third anniversary of the grant date and expire upon termination of employment.
Invesco Ltd. senior managing director Jeffrey H. Kupor reported multiple equity compensation transactions dated 2026-02-28. He acquired restricted stock units and common shares through awards and derivative exercises, and disposed of a portion of common shares to cover tax obligations.
The filing shows exercises of restricted stock units covering 5,003 units and 6,140 units, along with a grant of 35,343 new restricted stock units, each representing a right to receive one Invesco common share. He also received 5,003 and 6,140 common shares as awards, and 7,130 common shares were withheld at a price of $26.26 per share to satisfy tax liabilities.
Invesco Ltd. senior managing director and CIOO Shannon A. Johnston reported multiple equity compensation transactions. Johnston exercised 8,913 Restricted Stock Units into Common Shares, received a new grant of 37,825 Restricted Stock Units, and was awarded 8,913 Common Shares. To cover tax obligations, 3,970 Common Shares were disposed of at $26.26 per share through a tax-withholding transaction. Each Restricted Stock Unit represents a contingent right to one Common Share and vests in four equal annual installments, expiring upon termination of employment.
Invesco Ltd. Chief Financial Officer Laura Allison Dukes reported multiple equity compensation transactions. On February 28, 2026, she received 73,257 Restricted Stock Units, each representing a contingent right to one common share, and acquired 107,152 common shares through stock awards and RSU conversions. As part of these events, 58,064 common shares were disposed of at $26.26 per share to satisfy tax withholding obligations, leaving her with 342,261 common shares directly held.
Invesco Ltd. Senior Managing Director Stephanie Butcher reported a mixed equity compensation transaction. She received a grant of 66,317 Restricted Stock Units, each representing a contingent right to one Invesco common share. The units vest in four equal annual installments and lapse if her employment terminates.
To satisfy tax obligations, 9,237 common shares were disposed of at $26.26 per share as a tax-withholding transaction rather than an open-market sale. Following these transactions, she directly holds 66,317 Restricted Stock Units and 20,618 common shares of Invesco.
Invesco Ltd. Senior Managing Director Tony Wong reported multiple equity compensation transactions dated February 28, 2026. He acquired Restricted Stock Units (RSUs) through two derivative exercises of 15,343 and 16,612 RSUs, and received a new grant of 66,317 RSUs, each representing a right to one common share and vesting in four equal installments. He also acquired 15,343 and 16,612 common shares as awards, and had 17,854 common shares disposed at $26.26 per share to satisfy tax obligations, leaving him with 126,971 common shares directly owned.
Invesco Ltd. executive Tony Wong, a Senior Managing Director, reported a disposition of 40,113 common shares of Invesco on February 6, 2026 at a price of $26.82 per share, coded as transaction type “F.”
Following this transaction, Wong directly beneficially owns 112,870 common shares of Invesco. The filing reflects a single non-derivative share transaction and shows no derivative securities activity.
Invesco Advisers, Inc., an indirect subsidiary of Invesco Ltd., reported receiving Class E Common Stock of Invesco Commercial Real Estate Finance Trust, Inc. as compensation. On February 2, 2026, it acquired 264,024.114 shares at $25.7712 per share.
The stock was paid in kind for advisory services: 77,218.621 shares as a management fee and 186,805.493 shares as performance-related fees under an amended advisory agreement. Following this transaction, Invesco Advisers, Inc. beneficially owned 534,291.84 shares directly. Several related Invesco and Oppenheimer entities are listed as reporting persons and are treated as directors by deputization for Section 16 purposes.
Invesco Advisers, Inc., together with parent Invesco Ltd., reported two transactions in Class E Common Stock of Invesco Real Estate Income Trust Inc. as directors by deputization. On January 30, 2026, Invesco Advisers had 5,778.639 shares repurchased at $28.1231 per share, leaving 125,013.646 shares beneficially owned.
On February 1, 2026, Invesco Advisers acquired 11,508.364 Class E shares at $28.1231 per share as payment of its management fee, increasing its beneficial holdings to 136,522.010 shares. Both holdings are reported as directly owned by Invesco Advisers, Inc.
Invesco Ltd. insider equity transaction: Senior Managing Director Douglas J. Sharp reported equity award activity involving Invesco common shares and restricted stock units on January 15, 2026. A block of 29,189 Restricted Stock Units was converted into 29,189 common shares at a stated price of $0 per unit, reflecting the vesting of previously granted awards. On the same date, 13,719 common shares were disposed of at $29.39 per share in a transaction coded "F," typically used for shares withheld to cover taxes on vesting. After these transactions, Sharp directly held 15,662 common shares and 58,377 Restricted Stock Units, each RSU representing a contingent right to receive one Invesco common share. The RSUs vest in four equal annual installments and expire upon termination of employment.
Invesco Ltd. reported an insider share transfer by its President and CEO, who is also a director. On 12/11/2025, the reporting person made a transaction in Invesco common shares classified as a code "G" event, which the filing explains as a bona fide gift. The transaction involved 18,800 common shares at a stated price of $0, reflecting that no sale proceeds were received.
Following this gift, the reporting person directly beneficially owned 814,083 common shares of Invesco Ltd., according to the filing. The form indicates the filing is made by one reporting person and confirms their roles as both President and CEO and a director of the company.
Invesco Advisers, Inc. reported an acquisition of equity in Invesco Commercial Real Estate Finance Trust, Inc. on a Form 4. On 11/03/2025, the reporting persons acquired 65,555.083 shares of Class E Common Stock at $25.66 per share. The filing states this stock was received as payment of a management fee. Following the transaction, beneficial ownership stood at 288,170.575 shares, held directly. The reporting persons are identified as directors by deputization for Section 16 purposes, and the filing was made by more than one reporting person.