Invesco CFO sells 31,075 shares at about $33

Invesco’s CFO reported open-market sales and a separate stock gift of IVZ common shares on September 4, 2026.

Available on EDGAR 09/09/2026 - 12:33 PM EDT Accepted by SEC EDGAR 09/09/2026 - 12:33 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Invesco Ltd. (IVZ) Chief Financial Officer Laura Allison Dukes reported disposing of common shares on September 4, 2026. She sold 31,075 shares in open-market transactions at a weighted average price of $33.1629 per share, with individual prices ranging from $33.125 to $33.185, executed through a broker-dealer as multiple same-way trades within a one-dollar price range. On the same day, she also made a bona fide gift of 7,600 shares of common stock. No Rule 10b5-1 trading plan is reported for these transactions.

Insider Trade Summary

Net Seller: 31,075 shares

Net Sell 2 txns

Insider DUKES LAURA ALLISON

Role Chief Financial Officer

Sold 31,075 shs ($1.03M)

Share of Position Sold 10.7%

Type	Security	Shares	Price	Value
Sale	Common Shares F1, F2	31,075	$33.1629	$1.03M
Gift	Common Shares	7,600	$0.00	$0.00

Holdings After Transaction: Common Shares — 251,583 shares (Direct)

Holdings Before and After: Common Shares, 290,258 to 251,583 shares (Direct)

Footnotes (2)

1. F1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price. range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
2. F2. Reflects the weighted average sale price. The range of prices for such transactions is $33.125 - $33.185.

Key Figures

Shares sold: 31,075 shares Weighted average sale price: $33.1629 per share Sale price range: $33.125–$33.185 per share +2 more

5 metrics

Shares sold 31,075 shares Open-market sale of Invesco common shares on September 4, 2026 by the CFO

Weighted average sale price $33.1629 per share Aggregated price for multiple same-way sale transactions within a one-dollar range

Sale price range $33.125–$33.185 per share Price range for the CFO’s multiple open-market sale trades on September 4, 2026

Shares gifted 7,600 shares Bona fide gift of Invesco common shares by the CFO on September 4, 2026

Total disposed shares (sale plus gift) 38,675 shares Combined share count of CFO’s sale and gift reported for September 4, 2026

Key Terms

open market sale, weighted average sale price, bona fide gift, Rule 10b5-1 trading plan

4 terms

open market sale financial

"She sold 31,075 shares in <b>open market sale</b> transactions at a weighted"

An open market sale is when a company or a shareholder sells shares through the regular stock market to any willing buyer, using ordinary exchange trading rather than private deals. It matters to investors because it increases the number of shares available and can push the price down or change ownership balance—think of it like someone putting extra items on a supermarket shelf for any shopper to buy, which can lower the item's price if supply suddenly grows.

weighted average sale price financial

"She sold 31,075 shares at a <b>weighted average sale price</b> of $33.1629 per"

bona fide gift financial

"she also made a <b>bona fide gift</b> of 7,600 shares of common stock"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

Rule 10b5-1 trading plan regulatory

"No <b>Rule 10b5-1 trading plan</b> is reported for these transactions"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Invesco (IVZ) report for CFO Laura Allison Dukes?

CFO Laura Allison Dukes reported two transactions on September 4, 2026: an open-market sale of 31,075 common shares at a weighted average price of $33.1629, and a separate bona fide gift of 7,600 common shares.

At what price did the Invesco (IVZ) CFO sell her shares?

The CFO’s sale of Invesco common shares used a weighted average price of $33.1629 per share. The filing states that the underlying trades occurred in a price range of $33.125 to $33.185 on September 4, 2026.

How many Invesco (IVZ) shares did the CFO sell in the latest Form 4?

Laura Allison Dukes reported selling 31,075 common shares of Invesco Ltd. on September 4, 2026. These were open-market or private transactions executed through a broker-dealer and aggregated into a single reported line within a one-dollar price range.

Did the Invesco (IVZ) CFO make any stock gifts in this filing?

Yes. On September 4, 2026, the CFO reported a bona fide gift of 7,600 common shares of Invesco Ltd. The gift transaction was reported at a price of $0.00 per share, reflecting that it was a non-sale transfer.

Were the Invesco (IVZ) CFO’s transactions made under a Rule 10b5-1 plan?

No. The filing indicates no Rule 10b5-1 trading plan for these transactions. The document-level checkbox for Rule 10b5-1 is not marked as affirming plan use, and the footnotes describe execution mechanics but do not reference any trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DUKES LAURA ALLISON

(Last) (First) (Middle)

1331 SPRING STREET, NW

SUITE 2500

(Street)

ATLANTA GEORGIA 30309

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	09/04/2026(1)		S		31,075	D	$33.1629(2)	259,183	D
Common Shares	09/04/2026		G		7,600	D	$0	251,583	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price. range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

2. Reflects the weighted average sale price. The range of prices for such transactions is $33.125 - $33.185.

Remarks:

	/s/ Rebecca Smith, as Attorney-in-Fact	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)