Invesco exec exercises RSUs, withholds stock
Invesco Ltd. (IVZ) reported that Senior Managing Director Douglas J. Sharp executed multiple equity-compensation transactions on August 31, 2026.
Rhea-AI Filing Summary
Invesco Ltd. (IVZ) reported that Senior Managing Director Douglas J. Sharp executed multiple equity-compensation transactions on August 31, 2026. Four blocks of Restricted Stock Units were exercised, each RSU converting into one common share, resulting in issuances of matching amounts of Common Shares at a stated price of $0.00 per share as grants or awards. In three separate transactions the company delivered or withheld blocks of common shares at $32.78 per share to pay the exercise price or tax liabilities related to these awards. No Rule 10b5-1 trading plan is reported, and post-transaction share holdings are not listed.
Positive
- None.
Negative
- None.
Insights
Analyzing...
Insider Trade Summary
70,485 shares exercised/converted
Exercise
11 txns
Insider
Sharp Douglas J
Role
Senior Managing Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F2 | 13,548 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F2 | 11,891 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F2 | 22,404 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F2 | 22,642 | $0.00 | $0.00 |
| Grant/Award | Common Shares | 13,548 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Shares | 6,331 | $32.78 | $208K |
| Grant/Award | Common Shares | 11,891 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Shares | 5,524 | $32.78 | $181K |
| Grant/Award | Common Shares | 22,404 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Shares | 10,358 | $32.78 | $340K |
| Grant/Award | Common Shares | 22,642 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Units — 124,628 contracts (Direct);
Common Shares — 88,387 shares (Direct)
Footnotes (2)
- F1. Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
- F2. The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.
Key Figures
RSU exercise block: 13,548 units into 13,548 Common Shares
RSU exercise block: 11,891 units into 11,891 Common Shares
RSU exercise block: 22,404 units into 22,404 Common Shares
+4 more
7 metrics
RSU exercise block
13,548 units into 13,548 Common Shares
RSU derivative exercise/conversion on August 31, 2026
RSU exercise block
11,891 units into 11,891 Common Shares
RSU derivative exercise/conversion on August 31, 2026
RSU exercise block
22,404 units into 22,404 Common Shares
RSU derivative exercise/conversion on August 31, 2026
RSU exercise block
22,642 units into 22,642 Common Shares
RSU derivative exercise/conversion on August 31, 2026
Share disposition block
6,331 Common Shares at $32.78 per share
Payment of exercise price or tax liability on August 31, 2026
Share disposition block
5,524 Common Shares at $32.78 per share
Payment of exercise price or tax liability on August 31, 2026
Share disposition block
10,358 Common Shares at $32.78 per share
Payment of exercise price or tax liability on August 31, 2026
Key Terms
Restricted Stock Units, contingent right, vest in four equal annual installments, expire upon the employee's termination of employment, +1 more
5 terms
Restricted Stock Units financial
"Each Restricted Stock Unit represents a contingent right to receive one Common Share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each Restricted Stock Unit represents a contingent right to receive one Common Share"
vest in four equal annual installments financial
"The Restricted Stock Units vest in four equal annual installments"
expire upon the employee's termination of employment financial
"and expire upon the employee's termination of employment"
Payment of exercise price or tax liability by delivering or withholding securities financial
"transaction code F description indicates Payment of exercise price or tax liability"
FAQ
What equity transactions did IVZ executive Douglas J. Sharp report on August 31, 2026?
Douglas J. Sharp reported exercising four blocks of Restricted Stock Units into equivalent Common Shares and receiving those shares as awards, with related share dispositions used to pay the exercise price or tax liabilities at a reported price of $32.78 per share.
How many types of transactions were included in this IVZ Form 4 for Douglas J. Sharp?
The Form 4 shows three types of transactions: RSU exercises/conversions (code M), stock grants or awards of Common Shares (code A), and share dispositions used to pay exercise price or tax liabilities (code F).
Were Douglas J. Sharp’s IVZ transactions made under a Rule 10b5-1 trading plan?
No. The filing’s Rule 10b5-1 checkbox is marked negative, so no Rule 10b5-1 trading plan is reported in connection with these transactions.
What do the Restricted Stock Unit footnotes mean in the IVZ Form 4?
The footnotes state that each Restricted Stock Unit is a contingent right to receive one Common Share of Invesco Ltd. and that these RSUs vest in four equal annual installments and expire upon termination of the employee’s employment.
AI-generated analysis. How Rhea-AI works. Not financial advice.
