Invesco Ltd. files Amendment No. 3 to a Schedule 13G/A reporting beneficial ownership of 1,541,703 shares (8.9%) of Invesco AAA CLO Floating Rate Note ETF (CUSIP 46090A721). The filing states these shares are held of record by clients of Invesco Ltd., and Invesco Ltd. reports sole voting and dispositive power over 1,541,703 shares through its role as parent to its investment advisers.
The filing identifies Invesco Advisers, Inc. as the relevant subsidiary and is signed by Robert R. Leveille, Global Head of Compliance, dated 05/06/2026.
Positive
None.
Negative
None.
Insights
Large passive holding reported: 1,541,703 shares (8.9%).
The Schedule 13G/A amendment discloses that Invesco Ltd., through its advisory affiliates, beneficially owns 1,541,703 shares of the ETF and holds sole voting and dispositive power over those shares. The shares are recorded as held by clients of Invesco Ltd.
The filing names Invesco Advisers, Inc. as the subsidiary involved and clarifies that no single shareholder of the fund exceeds 5% economic ownership. Subsequent filings may specify any changes to this position.
Parent-subsidiary attribution and compliance signing completed.
The amendment follows parent holding company reporting conventions, attributing beneficial ownership to Invesco Ltd. and identifying the acquiring subsidiary. The signature by the Global Head of Compliance is included with a 05/06/2026 date.
Filing language reiterates that dividend and sale proceeds rights rest with the fund's shareholders and notes that the fund's shareholders collectively hold economic ownership; no individual shareholder is reported above 5%.
Key Figures
Beneficial ownership:1,541,703 sharesPercent of class:8.9%Sole voting power:1,541,703.00+2 more
5 metrics
Beneficial ownership1,541,703 sharesreported in Schedule 13G/A Amendment No. 3
Percent of class8.9%percent of class reported
Sole voting power1,541,703.00shares over which Invesco Ltd. reports sole voting power
Signature date05/06/2026signed by Robert R. Leveille, Global Head of Compliance
Key Terms
beneficially owned, parent holding company, sole dispositive power, CUSIP
4 terms
beneficially ownedregulatory
"Amount beneficially owned: Invesco Ltd. may be deemed to beneficially own 1,541,703 shares"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
parent holding companyregulatory
"Invesco Ltd., in its capacity as a parent holding company to its investment advisers"
sole dispositive powerregulatory
"Sole power to dispose or to direct the disposition of: 1,541,703"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
CUSIPfinancial
"CUSIP No.: 46090A721"
A CUSIP is a nine-character alphanumeric code that uniquely identifies a U.S. or Canadian financial security—such as a stock, bond, or fund share—like a Social Security number for an investment. It matters to investors because brokers, exchanges and record-keepers use the CUSIP to match trades, track ownership, settle transactions and pull accurate records, reducing errors and ensuring money and securities go to the right place.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 3)
Invesco AAA CLO Floating Rate Note ETF
(Name of Issuer)
Exchange Traded Fund
(Title of Class of Securities)
46090A721
(CUSIP Number)
03/31/2026
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
schemaVersion:
SCHEDULE 13G
CUSIP Number(s):
46090A721
1
Names of Reporting Persons
Invesco Ltd.
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
BERMUDA
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
1,541,703.00
6
Shared Voting Power
0.00
7
Sole Dispositive Power
1,541,703.00
8
Shared Dispositive Power
0.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
1,541,703.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
8.9 %
12
Type of Reporting Person (See Instructions)
HC, IA
SCHEDULE 13G
Item 1.
(a)
Name of issuer:
Invesco AAA CLO Floating Rate Note ETF
(b)
Address of issuer's principal executive offices:
3500 Lacey Road,, Suite 700, Downers Grove, IL 60515
Item 2.
(a)
Name of person filing:
Invesco Ltd. ("Invesco Ltd.")
(b)
Address or principal business office or, if none, residence:
1331 Spring Street NW, Suite 2500, Atlanta, GA 30309
(c)
Citizenship:
Bermuda
(d)
Title of class of securities:
Exchange Traded Fund
(e)
CUSIP No.:
46090A721
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
(k)
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.
Ownership
(a)
Amount beneficially owned:
Invesco Ltd., in its capacity as a parent holding company to its investment advisers, may be deemed to beneficially own 1,541,703 shares of the Issuer which are held of record by clients of Invesco Ltd.
(b)
Percent of class:
8.9 %
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
1,541,703
(ii) Shared power to vote or to direct the vote:
0
(iii) Sole power to dispose or to direct the disposition of:
1,541,703
(iv) Shared power to dispose or to direct the disposition of:
0
Item 5.
Ownership of 5 Percent or Less of a Class.
Not Applicable
Item 6.
Ownership of more than 5 Percent on Behalf of Another Person.
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
However, no one individual has greater than 5% economic ownership. The shareholders of the Fund have the right to receive or the power to direct the receipt of dividends and proceeds from the sale of securities listed above.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
Invesco Advisers, Inc.
Item 8.
Identification and Classification of Members of the Group.
Not Applicable
Item 9.
Notice of Dissolution of Group.
Not Applicable
Item 10.
Certifications:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
What stake does Invesco Ltd. report in Invesco AAA CLO Floating Rate Note ETF (IVZ)?
Invesco Ltd. reports beneficial ownership of 1,541,703 shares, representing 8.9% of the class. The shares are held of record by clients of Invesco Ltd. and the filing attributes sole voting and dispositive power to Invesco Ltd.
Who holds voting and dispositive power over the shares reported by Invesco Ltd.?
The filing states Invesco Ltd. has sole voting power and sole dispositive power over 1,541,703 shares. It attributes the position to Invesco Ltd. in its capacity as parent to its investment advisers.
Which subsidiary is identified in the Schedule 13G/A amendment?
The amendment identifies Invesco Advisers, Inc. as the relevant subsidiary connected with the securities reported. The filing includes an exhibit-style attribution to that subsidiary under the parent holding company disclosure.
Does any single shareholder of the Fund hold more than 5% economic ownership?
The filing states that no one individual has greater than 5% economic ownership. It notes shareholders of the Fund hold rights to dividends and proceeds, and the reported position arises from shares held of record by clients.
What CUSIP and security class are reported in the filing?
The filing reports CUSIP 46090A721 for the security class titled Exchange Traded Fund, referring to the Invesco AAA CLO Floating Rate Note ETF.
