STOCK TITAN

ORIX (NYSE: IX) officer buys shares and gains 15,750 stock points

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ORIX Corporation officer Takashi Otsuka reported two moves involving the company’s stock. He made a small open-market purchase of 13.159 shares of Common Stock at $38.22 per share, bringing his direct holdings to 2,332.494 shares.

Separately, a trust under ORIX’s board incentive plan recorded 15,750 share-based compensation points for his benefit, each representing a right to receive one share of Common Stock upon retirement. Following this award, his indirect position through the Board Incentive Plan Trust totals 61,039 share-based compensation points.

Positive

  • None.

Negative

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Insider Otsuka Takashi
Role See Remarks
Bought 13.159 shs ($502.94)
Type Security Shares Price Value
Other Share-based Compensation Points 15,750 $0.00 --
Purchase Common Stock 13.159 $38.22 $502.94
Holdings After Transaction: Share-based Compensation Points — 61,039 shares (Indirect, By Board Incentive Plan Trust); Common Stock — 2,332.494 shares (Direct, null)
Footnotes (1)
  1. Each point represents a right to receive one share of Common Stock. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement.
Open-market purchase 13.159 shares at $38.22 Common Stock bought on 2026-05-20
Direct holdings after trade 2,332.494 shares Common Stock directly owned after 2026-05-20 purchase
New share-based points 15,750 points Share-based Compensation Points granted on 2026-06-23
Total incentive points 61,039 points Share-based Compensation Points held via Board Incentive Plan Trust after grant
Point-to-share ratio 1 point = 1 share Each point is a right to receive one Common Stock share
Share-based Compensation Points financial
"The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program"
Board Incentive Plan Trust financial
"nature_of_ownership: By Board Incentive Plan Trust"
open-market purchase financial
"transaction_action: open-market purchase"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
share-based compensation program financial
"granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Otsuka Takashi

(Last)(First)(Middle)
WORLD TRADE CENTER BUILDING, SOUTH TOWER
2-4-1 HAMAMATSU-CHO, MINATO-KU

(Street)
TOKYOJAPAN105-5135

(City)(State)(Zip)

JAPAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
ORIX CORP [ IX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
[TSE: 8591]
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/20/2026PV13.159A$38.222,332.494D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Share-based Compensation Points(1)06/23/2026J15,750 (2) (2)Common Stock15,750$061,039IBy Board Incentive Plan Trust
Explanation of Responses:
1. Each point represents a right to receive one share of Common Stock.
2. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement.
Remarks:
Managing Executive Officer, Chief Risk Officer
/s/ Tomohiko Ishihara as Attorney-in-Fact for Takashi Otsuka06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did ORIX (IX) officer Takashi Otsuka report?

Takashi Otsuka reported a small open-market purchase of 13.159 ORIX Common Stock shares and an additional 15,750 share-based compensation points via a Board Incentive Plan Trust, tied to ORIX’s share-based compensation program and payable upon retirement.

How many ORIX (IX) shares does Takashi Otsuka hold after these transactions?

After the reported open-market purchase, Takashi Otsuka directly holds 2,332.494 shares of ORIX Common Stock. He also has an indirect interest in 61,039 share-based compensation points through a Board Incentive Plan Trust, each point representing a right to receive one share.

What price did Takashi Otsuka pay for his recent ORIX (IX) share purchase?

Otsuka’s open-market transaction involved buying 13.159 ORIX Common Stock shares at a price of $38.22 per share. This was a routine purchase that modestly increased his direct ownership position as disclosed in the insider filing.

What are ORIX (IX) share-based compensation points reported in this Form 4?

The filing states that each share-based compensation point represents a right to receive one ORIX Common Stock share. The 15,750 points reported are part of a share-based compensation program that entitles Otsuka to receive the stated amount of stock upon retirement.

How are Takashi Otsuka’s ORIX (IX) share-based awards held?

The share-based compensation points are held indirectly through a Board Incentive Plan Trust. The filing notes that this trust structure is used under ORIX Corporation’s share-based compensation program, with 61,039 points reported as held following the latest grant.