STOCK TITAN

ORIX CORP (IX) executive reports 37,370 new share-based compensation points via trust

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ORIX CORP executive Suzuki Yoshiteru reported a restructuring-type share-based compensation transaction through a board incentive trust. The filing shows 37,370 share-based compensation points, each representing a right to receive one share of Common Stock, credited under ORIX’s share-based compensation program.

These rights are held indirectly through the Board Incentive Plan Trust rather than directly by the executive. After this transaction, the reported balance of share-based compensation points is 217,380. The award entitles the executive to receive the stated amount of Common Stock upon retirement, and does not involve any open-market buying or selling of shares.

Positive

  • None.

Negative

  • None.
Insider Suzuki Yoshiteru
Role See remarks
Type Security Shares Price Value
Other Share-based Compensation Points 37,370 $0.00 --
Holdings After Transaction: Share-based Compensation Points — 217,380 shares (Indirect, By Board Incentive Plan Trust)
Footnotes (1)
  1. Each point represents a right to receive one share of Common Stock. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement.
Share-based compensation points transacted 37,370 points Restructuring-type transaction on 2026-06-23
Points following transaction 217,380 points Total share-based compensation points after reported event
Underlying shares per point 1 share per point Each point equals one share of Common Stock
Exercise price 0.0000 Conversion or exercise price for the derivative points
Share-based Compensation Points financial
"security_title: "Share-based Compensation Points""
share-based compensation program financial
"represent share-based compensation granted under ORIX Corporation's share-based compensation program"
Board Incentive Plan Trust financial
"nature_of_ownership: "By Board Incentive Plan Trust""
derivative securities financial
"The reported derivative securities represent share-based compensation granted"
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Suzuki Yoshiteru

(Last)(First)(Middle)
WORLD TRADE CENTER BUILDING, SOUTH TOWER
2-4-1 HAMAMATSU-CHO, MINATO-KU

(Street)
TOKYOJAPAN105-5135

(City)(State)(Zip)

JAPAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
ORIX CORP [ IX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See remarks
2a. Foreign Trading Symbol
[TSE: 8591]
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Share-based Compensation Points(1)06/23/2026J37,370 (2) (2)Common Stock37,370$0217,380IBy Board Incentive Plan Trust
Explanation of Responses:
1. Each point represents a right to receive one share of Common Stock.
2. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement.
Remarks:
Senior Managing Executive Officer Chief Operating Officer, USA & Europe Business Unit, President and Chief Executive Officer, ORIX Corporation USA
/s/ Tomohiko Ishihara as Attorney-in-Fact for Yoshiteru Suzuki06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did ORIX CORP (IX) report in this Form 4 for Suzuki Yoshiteru?

ORIX CORP reported that executive Suzuki Yoshiteru had 37,370 share-based compensation points recorded through a Board Incentive Plan Trust. Each point is a right to receive one share of Common Stock under the company’s share-based compensation program upon retirement.

Does this ORIX CORP (IX) Form 4 show an insider buying or selling shares?

No, the Form 4 does not show open-market buying or selling. It reports an “other” transaction code J, reflecting restructuring-type share-based compensation points held via a trust, not a purchase or sale of ORIX CORP Common Stock in the market.

How many share-based compensation points does Suzuki Yoshiteru hold after this transaction at ORIX CORP (IX)?

After the reported transaction, Suzuki Yoshiteru is shown with 217,380 share-based compensation points. Each point represents a right to receive one share of ORIX CORP Common Stock under the company’s share-based compensation program upon retirement, held indirectly through a trust.

What does each share-based compensation point represent in the ORIX CORP (IX) filing?

Each share-based compensation point represents a right to receive one share of ORIX CORP Common Stock. These rights are part of the company’s share-based compensation program and are designed to deliver the stated number of shares to the executive upon retirement.

How is ownership of the compensation points structured in this ORIX CORP (IX) Form 4?

The points are reported as indirectly owned, with the nature of ownership described as “By Board Incentive Plan Trust.” This means the rights are held through a Board Incentive Plan Trust rather than directly, while still being attributed to the reporting person in the filing.