How many share-based compensation points are reported for ORIX CORP (IX)?

The Form 4 shows 2,000 share-based compensation points in the transaction and 4,000 points following the transaction. Each point represents a right to receive one share of ORIX Common Stock, according to the filing footnotes.

What are "Share-based Compensation Points" in ORIX CORP (IX) filings?

Share-based compensation points are derivative securities granted under ORIX Corporation's share-based compensation program. Each point gives the reporting person the right to receive one share of ORIX Common Stock, typically deliverable upon retirement as described in the footnotes.

How are Kato Mami's ORIX (IX) share-based awards held according to the Form 4?

The filing shows the awards held indirectly through a Board Incentive Plan Trust. The nature of ownership is listed as "By Board Incentive Plan Trust," indicating the compensation-related rights are administered via this trust structure rather than as directly held shares.

ORIX CORP (IX) director updates 4,000 share-based compensation points held via trust

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

ORIX CORP director Kato Mami reported a restructuring of share-based compensation awards held through a trust. The Form 4 shows 2,000 "Share-based Compensation Points" as a derivative entry, each point representing the right to receive one share of Common Stock upon retirement under ORIX Corporation's share-based compensation program. After this transaction, 4,000 such points are shown as held indirectly through a Board Incentive Plan Trust. This is a compensation-related derivative reporting entry rather than an open-market stock purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Kato Mami

Role null

Type	Security	Shares	Price	Value
Other	Share-based Compensation Points	2,000	$0.00	--

Holdings After Transaction: Share-based Compensation Points — 4,000 shares (Indirect, By Board Incentive Plan Trust)

Footnotes (1)

Each point represents a right to receive one share of Common Stock. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement.

Key Figures

Share-based Compensation Points Transacted: 2,000 points Share-based Compensation Points After Transaction: 4,000 points Underlying Common Stock Rights: 2,000 shares +1 more

4 metrics

Share-based Compensation Points Transacted 2,000 points Derivative entry on share-based compensation program

Share-based Compensation Points After Transaction 4,000 points Total points following the reported transaction

Underlying Common Stock Rights 2,000 shares Each point represents one share of Common Stock

Transaction Code J Classified as other acquisition or disposition

Key Terms

Share-based Compensation Points, Board Incentive Plan Trust, derivative securities, share-based compensation program

4 terms

Board Incentive Plan Trust financial

"nature_of_ownership: By Board Incentive Plan Trust"

derivative securities financial

"The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/25/2026 - 06:05 AM Accepted by SEC EDGAR 06/25/2026 - 06:04 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kato Mami

(Last)

(First)

(Middle)

WORLD TRADE CENTER BUILDING, SOUTH TOWER

2-4-1 HAMAMATSU-CHO, MINATO-KU

(Street)

TOKYO

JAPAN

105-5135

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
ORIX CORP [ IX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8591]

3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Share-based Compensation Points	⁽¹⁾	06/23/2026		J		2,000		⁽²⁾	⁽²⁾	Common Stock	2,000	$0	4,000	I	By Board Incentive Plan Trust

Explanation of Responses:

1. Each point represents a right to receive one share of Common Stock.

2. The reported derivative securities represent share-based compensation granted under ORIX Corporation's share-based compensation program, which entitles the Reporting Person to receive the stated amount of Common Stock upon retirement.

Remarks:

The professional name of the Reporting Person is Mami Yunoki.

	/s/ Tomohiko Ishihara as Attorney-in-Fact for Mami Kato	06/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did ORIX CORP (IX) director Kato Mami report in this Form 4?

Kato Mami reported a change in share-based compensation awards. The filing lists 2,000 share-based compensation points, each tied to one ORIX Common Stock share, held indirectly through a Board Incentive Plan Trust, with 4,000 points shown after the transaction.

Are there any open-market stock purchases or sales in this ORIX (IX) Form 4?

No open-market buys or sells are shown. The Form 4 reports a derivative entry coded as an "other" transaction, reflecting share-based compensation points under ORIX Corporation's program rather than a market transaction in Common Stock.

Does this ORIX CORP (IX) Form 4 indicate remaining derivative positions for Kato Mami?

Yes, it indicates 4,000 share-based compensation points following the reported transaction. These points represent future rights to receive ORIX Common Stock under the company’s share-based compensation program, as explained in the derivative security description.