JAKKS Pacific CEO acquires 91,874 shares as awards vest

Q: How many JAKK shares did Stephen G. Berman acquire when his RSUs vested?

Stephen G. Berman acquired 91,874 common shares when 91,874 RSUs vested on October 25, 2026. The reported $30.52 per-share figure is the common stock's closing price for the trading day before vesting.

Q: How many JAKK shares did Stephen G. Berman surrender for tax withholding?

Stephen G. Berman surrendered 49,475 common shares to satisfy a tax-withholding obligation. The surrender was permitted by a previously reported RSU Agreement and approved by the issuer's Compensation Committee.

The CEO's reported position was zero for these vested RSUs, while additional RSUs with different vesting terms were excluded.

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Rhea-AI Filing Summary

JAKKS Pacific Inc. reported that its CEO, President and Secretary, Stephen G. Berman, had 91,874 restricted stock units vest on October 25, 2026, resulting in acquisition of 91,874 common shares. He surrendered 49,475 shares to satisfy a tax-withholding obligation, as permitted by a previously reported RSU Agreement and approved by the Compensation Committee. The reported $30.52 per-share figure is the common stock's closing price for the trading day before vesting. The reported RSU position was 0 after vesting; additional previously granted RSUs with different vesting terms are excluded.

Insider Trade Summary

91,874 shares exercised/converted

Exercise 3 txns

Insider BERMAN STEPHEN G

Role CEO, President and Secretary

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit ("RSU") ^{F1, F3, F5}	91,874	$30.52	$2.80M
Exercise	Common Stock ^{F1, F3, F2}	91,874	$30.52	$2.80M
Tax Withholding	Common Stock ^{F4, F3, F2}	49,475	$30.52	$1.51M

Holdings After Transaction: Restricted Stock Unit ("RSU") — 0 contracts (Direct); Common Stock — 342,851 shares (Direct)

Footnotes (5)

F1. Vested according to the terms of the RSU described in a previous filing.
F2. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
F3. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
F4. Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.
F5. Does not include additional RSUs previously granted and reported with different vesting terms.

Key Figures

RSUs vested: 91,874 RSUs Common shares acquired: 91,874 shares Shares surrendered for tax withholding: 49,475 shares +2 more

5 metrics

RSUs vested 91,874 RSUs October 25, 2026

Common shares acquired 91,874 shares On vesting of RSUs on October 25, 2026

Shares surrendered for tax withholding 49,475 shares On October 25, 2026

Prior-day closing price $30.52 per share Common stock closing price for the trading day before vesting

RSUs remaining in reported derivative position 0 RSUs After vesting; excludes additional previously granted RSUs with different vesting terms

Key Terms

Restricted Stock Unit ("RSU"), tax withholding obligation, minimum stock ownership provisions

3 terms

Restricted Stock Unit ("RSU") financial

"the terms of the RSU described in a previous filing"

tax withholding obligation financial

"to satisfy a tax withholding obligation"

minimum stock ownership provisions financial

"restricted from transfer pursuant to the minimum stock ownership provisions"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many JAKK shares did Stephen G. Berman acquire when his RSUs vested?

Stephen G. Berman acquired 91,874 common shares when 91,874 RSUs vested on October 25, 2026. The reported $30.52 per-share figure is the common stock's closing price for the trading day before vesting.

How many JAKK shares did Stephen G. Berman surrender for tax withholding?

Stephen G. Berman surrendered 49,475 common shares to satisfy a tax-withholding obligation. The surrender was permitted by a previously reported RSU Agreement and approved by the issuer's Compensation Committee.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/27/2026 - 07:01 AM EDT Accepted by SEC EDGAR 10/27/2026 - 07:00 AM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BERMAN STEPHEN G

(Last)

(First)

(Middle)

C/O JAKKS PACIFIC, INC.

2951 28TH STREET

(Street)

SANTA MONICA

CALIFORNIA

90405

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
JAKKS PACIFIC INC [ JAKK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CEO, President and Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/25/2026		M		91,874⁽¹⁾	A	$30.52⁽³⁾	392,326⁽²⁾	D
Common Stock	10/25/2026		F		49,475⁽⁴⁾	D	$30.52⁽³⁾	342,851⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit ("RSU")	⁽¹⁾	10/25/2026		M			91,874	⁽¹⁾	⁽¹⁾	Common Stock	91,874	$30.52⁽³⁾	0⁽⁵⁾	D

Explanation of Responses:

1. Vested according to the terms of the RSU described in a previous filing.

2. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

3. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

4. Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

5. Does not include additional RSUs previously granted and reported with different vesting terms.

	/s/ STEPHEN G. BERMAN	10/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR