JAKKS director awarded 4,827 shares, 3,478 RSUs

A JAKKS Pacific director had RSUs vest into common stock and received a new RSU grant valued at the prior day’s $24.44 closing price.

Rhea-AI Filing Summary

JAKKS PACIFIC INC (JAKK) reported that director Neilwantie Mahabir-Somai had 4,827 restricted stock units vest on September 9, 2026, converting into 4,827 shares of common stock held directly. On the same date, the director received a new award of 3,478 restricted stock units that were issued under the company’s 2002 Stock Award and Incentive Plan. The vested and granted awards were valued using the $24.44 Nasdaq closing price for the trading day preceding the vesting or grant, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

4,827 shares exercised/converted

Exercise 3 txns

Insider Mahabir-Somai Neilwantie

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit ("RSU") F1, F4	4,827	$24.44	$118K
Grant/Award	Restricted Stock Unit ("RSU") F2, F6, F3, F5	3,478	$24.44	$85K
Exercise	Common Stock F1, F4, F5	4,827	$24.44	$118K

Holdings After Transaction: Restricted Stock Unit ("RSU") — 3,478 contracts (Direct); Common Stock — 4,827 shares (Direct)

Footnotes (6)

1. F1. Vested according to the terms of the RSU described in a previous filing.
2. F2. Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
3. F3. RSUs will vest in 1 installment on the first anniversary of the date of the grant. The Reporting Person must be a member of the Board of Directors for an RSU to vest.
4. F4. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
5. F5. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.
6. F6. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

Key Figures

RSUs vested: 4,827 units Common shares received on vesting: 4,827 shares New RSU grant: 3,478 units +2 more

5 metrics

RSUs vested 4,827 units Restricted stock units that vested for the director on September 9, 2026

Common shares received on vesting 4,827 shares Shares of JAKKS Pacific common stock issued upon RSU vesting

New RSU grant 3,478 units Restricted stock units granted to the director on September 9, 2026

Valuation price per share $24.44 per share Nasdaq closing price for the trading day preceding vesting and grant, used for valuation

Common shares held directly after transactions 4,827 shares Director’s direct holdings of JAKKS Pacific common stock following the reported transactions

Key Terms

Restricted Stock Unit, vesting, minimum stock ownership provisions, trading day preceding the date of vest

4 terms

Restricted Stock Unit financial

"Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

vesting financial

"RSUs will vest in 1 installment on the first anniversary of the date of the grant"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

minimum stock ownership provisions financial

"Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors"

trading day preceding the date of vest market

"Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did JAKK director Neilwantie Mahabir-Somai report on this Form 4?

The director reported 4,827 restricted stock units vesting and converting into 4,827 shares of common stock on September 9, 2026, plus a new grant of 3,478 restricted stock units on the same date, all held directly, with some shares subject to transfer restrictions.

How many JAKK common shares does the director hold directly after these transactions?

After these transactions, the director holds 4,827 shares of JAKKS Pacific common stock directly. Certain of these shares may be restricted from transfer under the company’s minimum stock ownership provisions adopted by the board of directors.

What are the key terms of the new JAKK RSU grant reported?

The director received 3,478 restricted stock units issued under JAKKS Pacific’s 2002 Stock Award and Incentive Plan. These RSUs will vest in one installment on the first anniversary of the grant date, and vesting requires the director to remain a member of the board of directors.

How were the JAKK RSU vesting and grant values determined?

Both the vesting of 4,827 RSUs and the grant of 3,478 RSUs used $24.44 per share, which represents the closing price of JAKKS Pacific common stock on Nasdaq for the trading day preceding the date of vesting or grant, as stated in the footnotes.

Do the newly granted JAKK RSUs carry voting rights or transferability?

The newly granted 3,478 restricted stock units have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered before vesting, in accordance with the Agreement for Award of Restricted Stock Units under the company’s 2002 Stock Award and Incentive Plan.

Was a Rule 10b5-1 trading plan involved in these JAKK transactions?

No. The filing indicates that no Rule 10b5-1 trading plan is reported for these transactions, so the vesting, share issuance, and RSU grant are not described as occurring under a pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/11/2026 - 07:03 AM EDT Accepted by SEC EDGAR 09/11/2026 - 07:03 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mahabir-Somai Neilwantie

(Last) (First) (Middle)

C/O JAKKS PACIFIC, INC.

2951 28TH STREET

(Street)

SANTA MONICA CALIFORNIA 90405

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
JAKKS PACIFIC INC [ JAKK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/09/2026		M		4,827(1)	A	$24.44(4)	4,827(5)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit ("RSU")	(1)	09/09/2026		M			4,827	(1)	(1)	Common Stock	4,827	$24.44(4)	0	D
Restricted Stock Unit ("RSU")	(2)	09/09/2026		A		3,478		(3)	(3)	Common Stock	3,478	$24.44(6)	3,478(5)	D

Explanation of Responses:

1. Vested according to the terms of the RSU described in a previous filing.

2. Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

3. RSUs will vest in 1 installment on the first anniversary of the date of the grant. The Reporting Person must be a member of the Board of Directors for an RSU to vest.

4. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

5. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.

6. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

	/s/ NEILWANTIE MAHABIR	09/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)