JAKKS director Liebman gets 4,827 shares

A JAKKS PACIFIC INC director had RSUs vest into common stock and received a new one-year RSU grant subject to continued board service and transfer restrictions.

Rhea-AI Filing Summary

JAKKS PACIFIC INC (JAKK) reported that director Jonathan Roy Liebman had previously granted restricted stock units vest on September 9, 2026, resulting in the conversion of 4,827 RSUs into 4,827 shares of common stock at a reference closing price of $24.44 per share. On the same date, Liebman received a new award of 3,478 RSUs under the company’s stock award and incentive plan; these units carry no voting rights and cannot be transferred before vesting, and they are scheduled to vest in one installment on the first anniversary of the grant if he remains a member of the board. Following these transactions, Liebman directly holds 4,827 shares of common stock, some of which may be subject to the board’s minimum stock ownership provisions, and no Rule 10b5-1 trading plan is reported in connection with these awards.

Insider Trade Summary

4,827 shares exercised/converted

Exercise 3 txns

Insider Liebman Jonathan Roy

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit ("RSU") F1, F4	4,827	$24.44	$118K
Grant/Award	Restricted Stock Unit ("RSU") F2, F6, F3, F5	3,478	$24.44	$85K
Exercise	Common Stock F1, F4, F5	4,827	$24.44	$118K

Holdings After Transaction: Restricted Stock Unit ("RSU") — 3,478 contracts (Direct); Common Stock — 4,827 shares (Direct)

Footnotes (6)

1. F1. Vested according to the terms of the RSU described in a previous filing.
2. F2. Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
3. F3. RSUs will vest in 1 installment on the first anniversary of the date of the grant. The Reporting Person must be a member of the Board of Directors for an RSU to vest.
4. F4. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
5. F5. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.
6. F6. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

Key Figures

RSUs vested and converted into common stock: 4,827 units/shares New restricted stock units granted: 3,478 units Reference closing price: $24.44 per share +2 more

5 metrics

RSUs vested and converted into common stock 4,827 units/shares Vesting and conversion on September 9, 2026

New restricted stock units granted 3,478 units Grant to director on September 9, 2026

Reference closing price $24.44 per share Closing price on trading day preceding vesting and grant, as reported by NASDAQ

Common shares held directly after transactions 4,827 shares Direct holdings of Jonathan Roy Liebman following September 9, 2026 events

RSU vesting schedule 1 installment New 3,478-unit grant vests in one installment on first anniversary of grant

Key Terms

Restricted Stock Unit, vesting, minimum stock ownership provisions, voting rights

4 terms

Restricted Stock Unit financial

"Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

vesting financial

"RSUs will vest in 1 installment on the first anniversary of the date of the grant"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

minimum stock ownership provisions financial

"Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors"

voting rights financial

"securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting"

Voting rights are the ability of shareholders to have a say in important company decisions, like choosing leaders or approving big changes. They matter because they give owners a voice in how the company is run, similar to how voters influence elections, ensuring the company acts in shareholders’ interests.

FAQ

What equity transactions did JAKK director Jonathan Roy Liebman report on September 9, 2026?

He reported 4,827 restricted stock units vesting and converting into 4,827 common shares, and received a new grant of 3,478 restricted stock units that vest in one installment on the first anniversary of the grant if he remains on the board.

How many JAKK common shares does the director hold directly after these Form 4 transactions?

After the reported transactions, Jonathan Roy Liebman directly holds 4,827 shares of JAKKS PACIFIC INC common stock, according to the filing. Certain of these shares may be restricted from transfer by the company’s minimum stock ownership provisions.

What are the vesting terms of the new 3,478 RSU grant at JAKK?

The new grant of 3,478 restricted stock units will vest in one installment on the first anniversary of the grant date. For any unit to vest, the reporting person must be a member of the board of directors on that vesting date.

Do the newly granted JAKK restricted stock units have voting rights or transferability before vesting?

No. The restricted stock units are issued under JAKKS PACIFIC INC’s stock award and incentive plan and, per the agreement, have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered before they vest.

At what price were the JAKK RSU vesting and grant amounts referenced in the Form 4?

Both the vesting of 4,827 restricted stock units and the grant of 3,478 units reference a closing price of $24.44 per share, which is described as the closing price of JAKKS PACIFIC INC common stock on the trading day preceding the vesting or grant date, as reported by NASDAQ.

Was a Rule 10b5-1 trading plan used for these JAKK insider equity transactions?

No. The Form 4 indicates that these transactions were not made pursuant to a Rule 10b5-1 trading plan, and there is no footnote describing any pre-arranged trading arrangement related to the reported awards or vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/11/2026 - 07:01 AM Accepted by SEC EDGAR 09/11/2026 - 07:01 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Liebman Jonathan Roy

(Last) (First) (Middle)

C/O JAKKS PACIFIC, INC.

2951 28TH STREET

(Street)

SANTA MONICA CALIFORNIA 90405

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
JAKKS PACIFIC INC [ JAKK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/09/2026		M		4,827(1)	A	$24.44(4)	4,827(5)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit ("RSU")	(1)	09/09/2026		M			4,827	(1)	(1)	Common Stock	4,827	$24.44(4)	0	D
Restricted Stock Unit ("RSU")	(2)	09/09/2026		A		3,478		(3)	(3)	Common Stock	3,478	$24.44(6)	3,478(5)	D

Explanation of Responses:

1. Vested according to the terms of the RSU described in a previous filing.

2. Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

3. RSUs will vest in 1 installment on the first anniversary of the date of the grant. The Reporting Person must be a member of the Board of Directors for an RSU to vest.

4. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

5. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.

6. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

	/s/ JONATHAN R. LIEBMAN	09/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)