STOCK TITAN

JAKKS director acquires 4,827 shares, 3,478 RSUs

Director Jordan Scott Moelis reported RSU vesting into common shares and a new RSU grant tied to continued board service at JAKKS PACIFIC INC.

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

JAKKS PACIFIC INC (JAKK) reported that director Jordan Scott Moelis had 4,827 RSUs vest on September 9, 2026, converting into 4,827 shares of common stock. The reference price of $24.44 represents the NASDAQ closing price on the trading day before vesting. On the same date, Moelis received a new award of 3,478 RSUs under the company’s 2002 Stock Award and Incentive Plan. These RSUs will vest in one installment on the first anniversary of the grant date, and vesting requires continued service on the Board. Prior to vesting, the RSUs have no voting rights and cannot be transferred, and certain resulting common shares may be subject to the company’s minimum stock ownership provisions.

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Insider Moelis Jordan Scott
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Unit ("RSU") F1, F4 4,827 $24.44 $118K
Grant/Award Restricted Stock Unit ("RSU") F2, F6, F3, F5 3,478 $24.44 $85K
Exercise Common Stock F1, F4, F5 4,827 $24.44 $118K
Holdings After Transaction: Restricted Stock Unit ("RSU") — 3,478 contracts (Direct); Common Stock — 4,827 shares (Direct)
Footnotes (6)
  1. F1. Vested according to the terms of the RSU described in a previous filing.
  2. F2. Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
  3. F3. RSUs will vest in 1 installment on the first anniversary of the date of the grant. The Reporting Person must be a member of the Board of Directors for an RSU to vest.
  4. F4. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
  5. F5. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.
  6. F6. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
RSUs vested 4,827 units RSUs vested on September 9, 2026 and converted into common stock
Common shares acquired from RSU vesting 4,827 shares Shares of JAKKS PACIFIC INC common stock received on September 9, 2026
New RSU grant 3,478 units RSUs granted to Jordan Scott Moelis on September 9, 2026
Reference price for vesting $24.44 per share Closing price on NASDAQ for the trading day preceding the vest date, used for the vested RSUs
Reference price for grant $24.44 per share Closing price on NASDAQ for the trading day preceding the grant date, used for the RSU grant
Common shares held after transactions 4,827 shares Directly held by Jordan Scott Moelis after the September 9, 2026 transactions
RSU vesting schedule 1 installment after 1 year New RSUs vest in a single installment on the first anniversary of grant
Restricted Stock Unit ("RSU") financial
"security titled Restricted Stock Unit ("RSU") with underlying Common Stock"
vesting financial
"RSUs will vest in 1 installment on the first anniversary of the date of the grant"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
minimum stock ownership provisions financial
"shares may be restricted from transfer pursuant to the minimum stock ownership provisions"
Incentive Plan financial
"Issued under Issuer's 2002 Stock award and Incentive Plan"
NASDAQ market
"Represents the closing price of the Company's common stock as reported by NASDAQ"
The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

FAQ

What insider equity transactions did JAKK director Jordan Scott Moelis report on September 9, 2026?

Moelis reported 4,827 RSUs vesting into 4,827 common shares and a new grant of 3,478 RSUs, all dated September 9, 2026, under JAKKS PACIFIC INC’s equity incentive plan.

How many JAKKS (JAKK) Restricted Stock Units vested and into how many shares?

On September 9, 2026, 4,827 Restricted Stock Units vested for Jordan Scott Moelis, converting into 4,827 shares of JAKKS PACIFIC INC common stock, with a reference price of $24.44 per share based on the prior NASDAQ close.

What new RSU award did JAKKS (JAKK) grant to director Jordan Scott Moelis?

JAKKS PACIFIC INC granted Moelis 3,478 RSUs on September 9, 2026. The RSUs were issued under the 2002 Stock Award and Incentive Plan, using $24.44 (the prior NASDAQ close) as the reference price for the grant.

What are the vesting conditions for the new JAKK RSU grant to Jordan Scott Moelis?

The 3,478 RSUs granted to Moelis will vest in one installment on the first anniversary of the grant date. To vest, he must remain a member of the Board of Directors on that vesting date.

Do the JAKK RSUs granted to Jordan Scott Moelis have voting rights or transferability before vesting?

No. The filing states that the RSUs have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting, under the terms of the award agreement.

Were Jordan Scott Moelis’s JAKK transactions made under a Rule 10b5-1 trading plan?

The Form 4 indicates no Rule 10b5-1 plan for these transactions, as the document-level trading plan checkbox is not affirmed and the footnotes do not describe any trading plan.

Are any of Jordan Scott Moelis’s JAKK shares subject to ownership or transfer restrictions?

Yes. A footnote explains that certain shares may be restricted from transfer under JAKKS PACIFIC INC’s minimum stock ownership provisions adopted by the Board of Directors.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moelis Jordan Scott

(Last)(First)(Middle)
C/O JAKKS PACIFIC, INC.
2951 28TH STREET

(Street)
SANTA MONICA CALIFORNIA 90405

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
JAKKS PACIFIC INC [ JAKK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/09/2026M4,827(1)A$24.44(4)4,827(5)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit ("RSU")(1)09/09/2026M4,827 (1) (1)Common Stock4,827$24.44(4)0D
Restricted Stock Unit ("RSU")(2)09/09/2026A3,478 (3) (3)Common Stock3,478$24.44(6)3,478(5)D
Explanation of Responses:
1. Vested according to the terms of the RSU described in a previous filing.
2. Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
3. RSUs will vest in 1 installment on the first anniversary of the date of the grant. The Reporting Person must be a member of the Board of Directors for an RSU to vest.
4. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
5. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.
6. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
/s/ JORDAN SCOTT MOELIS09/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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