JAKKS director gets 4,827 shares, 3,478 RSUs

Q: What did JAKK director Lori MacPherson report in this Form 4?

Lori MacPherson reported 4,827 RSUs vesting into common stock and a new grant of 3,478 RSUs. She also reported 2,042 shares of common stock surrendered to satisfy tax liabilities arising from the RSU vesting on September 9, 2026.

Q: How many JAKK shares vested for Lori MacPherson and at what reference price?

On September 9, 2026, 4,827 RSUs vested for Lori MacPherson, converting into 4,827 shares of JAKKS PACIFIC common stock. The filing cites $24.44 per share, the closing price on the trading day preceding the vesting date, as reported by NASDAQ.

Q: How many JAKK shares did Lori MacPherson surrender for taxes?

Lori MacPherson surrendered 2,042 shares of JAKKS PACIFIC common stock to satisfy tax liabilities associated with the RSU vesting. The filing states this surrender was permitted under the Restricted Stock Unit Agreement and approved by the Compensation Committee.

Q: What new RSU award did Lori MacPherson receive from JAKK?

She received a new award of 3,478 Restricted Stock Units on September 9, 2026. According to the terms, these RSUs vest in one installment on the first anniversary of the grant date, and she must remain a member of the Board of Directors for them to vest.

JAKKS PACIFIC director Lori MacPherson reported RSU vesting, tax-share surrender, and a new RSU grant as part of her board compensation.

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

JAKKS PACIFIC INC (JAKK) director Lori MacPherson reported equity compensation activity on September 9, 2026. 4,827 RSUs vested into an equal number of common shares, and 2,042 shares were surrendered to cover tax liabilities. She also received a new grant of 3,478 RSUs that vest in one year if she remains on the Board.

Insider Trade Summary

4,827 shares exercised/converted

Exercise 4 txns

Insider MacPherson Lori

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit ("RSU") ^{F1, F4}	4,827	$24.44	$118K
Grant/Award	Restricted Stock Unit ("RSU") ^{F2, F6, F3, F5}	3,478	$24.44	$85K
Exercise	Common Stock ^{F1, F4, F5}	4,827	$24.44	$118K
Tax Withholding	Common Stock ^{F7, F4, F5}	2,042	$24.44	$50K

Holdings After Transaction: Restricted Stock Unit ("RSU") — 3,478 contracts (Direct); Common Stock — 2,785 shares (Direct)

Footnotes (7)

F1. Vested according to the terms of the RSU described in a previous filing.
F2. Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
F3. RSUs will vest in 1 installment on the first anniversary of the date of the grant. The Reporting Person must be a member of the Board of Directors for an RSU to vest.
F4. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
F5. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.
F6. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
F7. Represents the number of shares surrendered by the Holder to satisfy the Holder's tax liability arising in connection with the vesting of the Restricted Stock Units, as permitted by the terms of the Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

Key Figures

RSUs vested: 4,827 units Common shares acquired on vesting: 4,827 shares Shares surrendered for taxes: 2,042 shares +2 more

5 metrics

RSUs vested 4,827 units Restricted Stock Units that vested on September 9, 2026

Common shares acquired on vesting 4,827 shares Shares of JAKKS PACIFIC common stock received upon RSU vesting on September 9, 2026

Shares surrendered for taxes 2,042 shares Common shares surrendered to satisfy tax liability from RSU vesting

New RSU grant 3,478 units Restricted Stock Units granted on September 9, 2026, vesting on first anniversary

Reference closing price $24.44 per share Closing price of JAKKS PACIFIC common stock on the trading day preceding September 9, 2026, used for RSU vest and tax/share calculations

Key Terms

Restricted Stock Unit, 2002 Stock award and Incentive Plan, minimum stock ownership provisions, Compensation Committee, +1 more

5 terms

Restricted Stock Unit financial

"Restricted Stock Unit ("RSU") issued under Issuer's 2002 Stock award and Incentive Plan"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

2002 Stock award and Incentive Plan financial

"Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms"

minimum stock ownership provisions financial

"Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions"

Compensation Committee financial

"as approved by the Compensation Committee of the Issuer's Board of Directors"

A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.

Rule 10b5-1 regulatory

"The Rule 10b5-1 checkbox is not selected for these transactions"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did JAKK director Lori MacPherson report in this Form 4?

Lori MacPherson reported 4,827 RSUs vesting into common stock and a new grant of 3,478 RSUs. She also reported 2,042 shares of common stock surrendered to satisfy tax liabilities arising from the RSU vesting on September 9, 2026.

How many JAKK shares vested for Lori MacPherson and at what reference price?

On September 9, 2026, 4,827 RSUs vested for Lori MacPherson, converting into 4,827 shares of JAKKS PACIFIC common stock. The filing cites $24.44 per share, the closing price on the trading day preceding the vesting date, as reported by NASDAQ.

How many JAKK shares did Lori MacPherson surrender for taxes?

Lori MacPherson surrendered 2,042 shares of JAKKS PACIFIC common stock to satisfy tax liabilities associated with the RSU vesting. The filing states this surrender was permitted under the Restricted Stock Unit Agreement and approved by the Compensation Committee.

What new RSU award did Lori MacPherson receive from JAKK?

She received a new award of 3,478 Restricted Stock Units on September 9, 2026. According to the terms, these RSUs vest in one installment on the first anniversary of the grant date, and she must remain a member of the Board of Directors for them to vest.

Do Lori MacPherson's JAKK RSUs have voting or transfer rights before vesting?

The filing states that RSUs issued under the 2002 Stock Award and Incentive Plan have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered before vesting, under the applicable RSU award agreement.

Were Lori MacPherson’s JAKK transactions under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not selected, and no footnote describes these transactions as made under a Rule 10b5-1 trading plan or other pre-arranged trading arrangement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/11/2026 - 07:03 AM EDT Accepted by SEC EDGAR 09/11/2026 - 07:02 AM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MacPherson Lori

(Last)

(First)

(Middle)

C/O JAKKS PACIFIC, INC.

2951 28TH ST.

(Street)

SANTA MONICA

CALIFORNIA

90405

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
JAKKS PACIFIC INC [ JAKK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/09/2026		M		4,827⁽¹⁾	A	$24.44⁽⁴⁾	4,827⁽⁵⁾	D
Common Stock	09/09/2026		F		2,042⁽⁷⁾	D	$24.44⁽⁴⁾	2,785⁽⁵⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit ("RSU")	⁽¹⁾	09/09/2026		M			4,827	⁽¹⁾	⁽¹⁾	Common Stock	4,827	$24.44⁽⁴⁾	0	D
Restricted Stock Unit ("RSU")	⁽²⁾	09/09/2026		A		3,478		⁽³⁾	⁽³⁾	Common Stock	3,478	$24.44⁽⁶⁾	3,478⁽⁵⁾	D

Explanation of Responses:

1. Vested according to the terms of the RSU described in a previous filing.

2. Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

3. RSUs will vest in 1 installment on the first anniversary of the date of the grant. The Reporting Person must be a member of the Board of Directors for an RSU to vest.

4. Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

5. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.

6. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

7. Represents the number of shares surrendered by the Holder to satisfy the Holder's tax liability arising in connection with the vesting of the Restricted Stock Units, as permitted by the terms of the Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

	/s/ LORI MACPHERSON	09/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR