Morgan Stanley (JCI) files Form 144 for 37,753-share resale notice

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting proposed sales related to exercises and vesting under registered plans. The filing lists proposed dispositions including 37,753 shares and 25,018 shares from option exercises on 05/08/2026, plus multiple smaller share vesting amounts on dated grants.

Insights

Corporate Governance Analyst

Routine affiliate resale notice tied to option exercises and RSU vesting.

The Form 144 lists proposed sales by an affiliate, primarily reflecting option exercises (e.g., 37,753 and 25,018 shares on 05/08/2026) and several restricted stock vesting events across 2024–2026. These entries are procedural notices required before public resale.

Cash‑flow treatment and specific underwriters or sale methods are not stated in the excerpt; subsequent transaction details will appear in market reports or later SEC filings if sales occur.

Key Figures

Exercised shares: 37,753 shares Exercised shares: 25,018 shares Restricted stock vesting: 19,189 shares +2 more

5 metrics

Exercised shares 37,753 shares Exercise of options under registered plan on 05/08/2026

Exercised shares 25,018 shares Exercise of options under registered plan on 05/08/2026

Restricted stock vesting 19,189 shares Vesting under a registered plan on 12/05/2025

Restricted stock vesting 2,438 shares Vesting under a registered plan on 12/18/2024

Other vesting entries (examples) 2,002; 2,035; 1,935 shares Vesting dates between 12/08/2024 and 12/08/2025 as listed

Key Terms

Exercise of options under a registered plan, Restricted stock vesting under a registered plan, Form 144

3 terms

Exercise of options under a registered plan financial

"Exercise of options under a registered plan | Issuer | 37753"

Restricted stock vesting under a registered plan financial

"Restricted stock vesting under a registered plan | Issuer | 19189 | 12/05/2025"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	88809	12521243.08	610115603	05/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/08/2026	Exercise of options under a registered plan	Issuer			37753	05/08/2026	Cash
Common	05/08/2026	Exercise of options under a registered plan	Issuer			25018	05/08/2026	Cash
Common	12/08/2024	Restricted stock vesting under a registered plan	Issuer			2002	12/08/2024	Services Rendered
Common	12/18/2024	Restricted stock vesting under a registered plan	Issuer			2438	12/18/2024	Services Rendered
Common	01/21/2025	Restricted stock vesting under a registered plan	Issuer			58	01/21/2025	Services Rendered
Common	04/21/2025	Restricted stock vesting under a registered plan	Issuer			63	04/21/2025	Services Rendered
Common	07/21/2025	Restricted stock vesting under a registered plan	Issuer			44	07/21/2025	Services Rendered
Common	10/20/2025	Restricted stock vesting under a registered plan	Issuer			46	10/20/2025	Services Rendered
Common	12/05/2025	Restricted stock vesting under a registered plan	Issuer			19189	12/05/2025	Services Rendered
Common	12/08/2025	Restricted stock vesting under a registered plan	Issuer			2035	12/08/2025	Services Rendered
Common	01/20/2026	Restricted stock vesting under a registered plan	Issuer			90	01/20/2026	Services Rendered
Common	04/13/2026	Restricted stock vesting under a registered plan	Issuer			73	04/13/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does JCI's Form 144 filing report?

The filing reports proposed sales tied to option exercises and restricted stock vesting. It lists 37,753 and 25,018 shares exercised on 05/08/2026, plus multiple vesting entries from 12/08/2024 through 04/13/2026.

Do the Form 144 entries mean shares were sold immediately?

No. Form 144 notifies the SEC of intended resale by affiliates; it does not confirm completion. The excerpt shows proposed dispositions tied to exercises and vesting, with actual sales reported separately if and when executed.

Who is the filer named on the Form 144?

The filer is Morgan Stanley Smith Barney LLC acting as the selling broker for the affiliate transactions. The filing lists the broker address at 1 New York Plaza, 8th Floor, New York, NY.

What are the largest share amounts listed on this Form 144?

The largest listed proposed dispositions in the excerpt are 37,753 shares and 25,018 shares, both tied to option exercises on 05/08/2026, as shown in the securities-to-be-sold section.

Are the vesting entries taxable events or sales?

The excerpt shows restricted stock vesting (service‑based) on specific dates, which generally creates taxable income upon vesting; the Form 144 entries relate to subsequent resale intent, not the tax treatment itself.