Johnson Controls director gets stock award, tax offset

Johnson Controls International plc director Gretchen R. Haggerty reported compensation-related share movements.

Accepted by SEC EDGAR 03/06/2026 - 04:24 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Johnson Controls International plc director Gretchen R. Haggerty reported compensation-related share movements. She received a grant of 1,285 Ordinary Shares on March 4, 2026, recorded as restricted share units that accrue dividend equivalents and convert to ordinary shares upon vesting. On the same date, 1,115 Ordinary Shares were disposed of at $140.0000 per share to satisfy tax obligations through share withholding. After these transactions, her directly held Ordinary Shares totaled 22,862.4400.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider HAGGERTY GRETCHEN R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Ordinary Shares	1,285	$0.00	$0.00
Exercise Price or Tax Liability	Ordinary Shares	1,115	$140.00	$156K

Holdings After Transaction: Ordinary Shares — 22,862.44 shares (Direct)

Holdings Before and After: Ordinary Shares, 22,692.44 to 22,862.44 shares (Direct)

Footnotes (1)

1. F1. Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

FAQ

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What did Gretchen R. Haggerty report in the latest JCI Form 4?

Director Gretchen R. Haggerty reported a grant of 1,285 Johnson Controls ordinary shares and a related tax-withholding disposition of 1,115 shares. These are compensation-related equity movements rather than open-market buying or selling activity by the director.

How many Johnson Controls (JCI) shares did the director receive?

She received 1,285 Johnson Controls ordinary shares via a restricted share unit grant. These restricted share units also accrue dividend equivalent units and are scheduled to convert into ordinary shares upon vesting, aligning part of her compensation with future company performance.

Why were 1,115 Johnson Controls (JCI) shares disposed of?

The 1,115 Johnson Controls ordinary shares were disposed of at $140.0000 per share to cover tax liabilities through share withholding. This is a common administrative mechanism for equity awards, rather than an open-market sale initiated as an investment decision.

What is Gretchen R. Haggerty’s Johnson Controls share balance after these transactions?

Following the reported grant and tax-withholding disposition, Gretchen R. Haggerty directly holds 22,862.4400 Johnson Controls ordinary shares. This figure reflects her updated ownership after both the restricted share unit award and the related share withholding for taxes.

How do the restricted share units in this JCI filing work?

The filing states the grant consists of restricted share units that accrue dividend equivalent units and later convert to ordinary shares upon vesting. This structure ties the director’s compensation to Johnson Controls’ equity performance over the vesting period.

Does this Johnson Controls Form 4 show open-market buying or selling by the director?

No open-market buying or selling is shown. The filing reports a restricted share unit grant and a tax-withholding disposition of shares, both typical equity compensation events rather than discretionary trades in Johnson Controls stock by the director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HAGGERTY GRETCHEN R

(Last) (First) (Middle)

5757 N GREEN BAY AVE

(Street)

MILWAUKEE WI 53209

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares(1)	03/04/2026		A(1)		1,285	A	$0	23,977.44	D
Ordinary Shares	03/04/2026		F		1,115	D	$140	22,862.44	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

	/s/ Richard Dancy, attorney-in-fact	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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