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Johnson Controls (NYSE: JCI) EVP logs 3,901-share tax withholding

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Form Type
4

Rhea-AI Filing Summary

Johnson Controls International plc EVP and CHRO Christopher M. Scalia reported two F-code tax-withholding dispositions covering 3,901 Ordinary Shares on 2026-07-14, both valued at $145.24 per share. The shares were delivered to satisfy tax obligations on equity compensation, and Scalia continues to hold JCI ordinary shares directly.

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Insider Scalia Christopher M
Role EVP and CHRO
Type Security Shares Price Value
Exercise Price or Tax Liability Ordinary Shares 1,831 $145.24 $266K
Exercise Price or Tax Liability Ordinary Shares 2,070 $145.24 $301K
Holdings After Transaction: Ordinary Shares — 23,878.47 shares (Direct)
Tax-withheld shares 3,901 Ordinary Shares Total shares withheld for tax obligations on 2026-07-14
First tax-withholding transaction 2,070 Ordinary Shares Shares disposed at $145.2400 per share on 2026-07-14
Second tax-withholding transaction 1,831 Ordinary Shares Shares disposed at $145.2400 per share on 2026-07-14
Transaction price $145.2400 per share Price used for both tax-withholding dispositions
Tax-withholding transactions 2 Number of Form 4 F-code dispositions reported
tax-withholding disposition financial
"transaction_action: tax-withholding disposition for Ordinary Shares"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Ordinary Shares financial
"security_title shows Ordinary Shares of Johnson Controls"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
Payment of exercise price or tax liability by delivering securities financial
"transaction_code_description: Payment of exercise price or tax liability"

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FAQ

What insider transactions did JCI executive Christopher M. Scalia report on this Form 4?

Christopher M. Scalia reported two F-code tax-withholding dispositions totaling 3,901 JCI Ordinary Shares. The transactions occurred on 2026-07-14, with all shares valued at $145.24 each and were used to cover tax obligations tied to equity compensation.

Were Christopher M. Scalia’s JCI Form 4 transactions open-market stock sales?

No, the JCI transactions were tax-withholding dispositions coded F, not open-market sales. The shares were delivered to satisfy exercise price or tax liabilities associated with equity awards, rather than sold voluntarily in the open market.

How many Johnson Controls (JCI) shares were withheld for taxes and at what price?

A total of 3,901 JCI Ordinary Shares were withheld for taxes at $145.24 per share. These comprised two dispositions of 2,070 shares and 1,831 shares, each reported as F-code transactions on 2026-07-14 by executive Christopher M. Scalia.

Does Christopher M. Scalia still own Johnson Controls (JCI) shares after these transactions?

Yes, Christopher M. Scalia continues to hold JCI Ordinary Shares directly after the tax-withholding events. The reported Form 4 only details shares delivered to satisfy tax liabilities and does not indicate a full exit from his equity position.

What does transaction code F mean in the JCI Form 4 filed by Christopher M. Scalia?

Transaction code F represents payment of exercise price or tax liability by delivering securities. In this JCI filing, both transactions are F-code tax-withholding dispositions, indicating shares were used to cover obligations related to equity compensation rather than discretionary stock sales.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Scalia Christopher M

(Last)(First)(Middle)
5757 N. GREEN BAY AVE

(Street)
MILWAUKEE WISCONSIN 53209

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP and CHRO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares07/14/2026F1,831D$145.2425,948.47D
Ordinary Shares07/14/2026F2,070D$145.2423,878.47D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Olga Brankov, attorney-in-fact07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)