STOCK TITAN

[Form 4] Johnson Controls International plc Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Daniel C. McConeghy, listed as a Director and the VP Chief Accounting & Tax Officer of Johnson Controls International plc (JCI), reported option exercise and share sale activity on 09/03/2025. He exercised an employee stock option to acquire 5,917 ordinary shares at an exercise price of $79.54 per share and contemporaneously sold 5,917 shares at a weighted-average price of $105.73 per share (individual sale prices ranged from $105.63 to $105.89). Following the transactions, his direct beneficial ownership is reported as 25,004.99 shares, down from 30,921.99 shares prior to the sale; he also has 2,683.31 shares held indirectly by a 401(k) plan trustee. The Form 4 was signed by attorney-in-fact Leanne Michels on 09/04/2025.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Insider exercised options and sold all acquired shares, realizing a profit while retaining a material direct stake.

The reporting person exercised an option at $79.54 and sold the same 5,917 shares at a weighted-average of $105.73, capturing a per-share spread of roughly $26.19 before taxes and fees. The transaction appears to be an exercise-and-sell of vested options rather than a net buy; direct holdings decreased from 30,921.99 to 25,004.99 shares. The presence of indirect 401(k) holdings indicates continued retirement plan exposure. For investors, this is routine insider liquidity rather than an operational signal; no new compensation grants or unusual timing are disclosed.

TL;DR: Disclosure is complete and timely; transactions are consistent with standard option exercises and sales.

The Form 4 clearly identifies the reporting relationship, transaction codes, exercise price, and weighted-average sale price with a footnote range. The filing was executed by an attorney-in-fact and includes the required explanatory footnote about the sale price range. From a governance perspective, documentation meets Section 16 reporting requirements and shows routine insider liquidity rather than governance concerns or material departures.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MCCONEGHY DANIEL C

(Last) (First) (Middle)
5757 N GREEN BAY AVE

(Street)
MILWAUKEE WI 53209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP Chief Accounting & Tax Ofcr
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 09/03/2025 M 5,917 A $79.54 30,921.99 D
Ordinary Shares 09/03/2025 S 5,917 D $105.73(1) 25,004.99 D
Ordinary Shares 2,683.31 I by 401k plan trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $79.54 09/03/2025 M 5,917 12/08/2023 12/08/2031 Ordinary Shares 5,917 $0 0 D
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $105.63 to $105.89 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Leanne Michels, attorney-in-fact 09/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Johnson Ctls Intl Plc

NYSE:JCI

JCI Rankings

JCI Latest News

JCI Latest SEC Filings

JCI Stock Data

71.43B
609.42M
0.23%
93.04%
4.35%
Building Products & Equipment
Air-cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip
Link
Ireland
CORK