Nuveen JFR VP reports no current share holdings
NUVEEN FLOATING RATE INCOME FUND (JFR) has a new initial ownership report from Parth Doshi.
Rhea-AI Filing Summary
NUVEEN FLOATING RATE INCOME FUND (JFR) has a new initial ownership report from Parth Doshi. The Form 3 lists Doshi as a reporting person with the description "VP" but not as a director, officer, or ten percent owner. The filing reports no transactions and no reportable share holdings at this time.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions: 0 buyCount
Sell transactions: 0 sellCount
Holding entries: 0 holdingEntries
3 metrics
Buy transactions
0 buyCount
Count of purchase transactions reported for NUVEEN FLOATING RATE INCOME FUND on this Form 3
Sell transactions
0 sellCount
Count of sale transactions reported for NUVEEN FLOATING RATE INCOME FUND on this Form 3
Holding entries
0 holdingEntries
Number of reportable ownership positions disclosed for NUVEEN FLOATING RATE INCOME FUND
Key Terms
Form 3, reporting person, ten percent owner, derivativeTransactionCount
4 terms
Form 3 regulatory
"initial statement of beneficial ownership on Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"reportingPersons list the reporting person related to the issuer"
ten percent owner regulatory
"is_ten_percent_owner indicates whether the person is a ten percent owner"
derivativeTransactionCount financial
"transactionSummary includes derivativeTransactionCount for derivative records"
FAQ
What does Parth Doshi’s Form 3 filing for JFR report?
It reports that Parth Doshi is a reporting person related to NUVEEN FLOATING RATE INCOME FUND (JFR), described as "VP", with no reportable transactions and no holdings entries disclosed on this Form 3.
Is Parth Doshi a director or officer of NUVEEN FLOATING RATE INCOME FUND (JFR) in this filing?
The Form 3 indicates Doshi is not a director and not an officer of NUVEEN FLOATING RATE INCOME FUND; the “other” relationship field lists "VP" instead.
Does the Form 3 show Parth Doshi as a ten percent owner of JFR?
No. The Form 3 explicitly shows the ten percent owner checkbox as not selected, meaning Doshi is not reported as a ten percent owner of NUVEEN FLOATING RATE INCOME FUND.
Does this Form 3 for JFR indicate any derivative positions for Parth Doshi?
No. The derivative summary is empty and the transaction summary reports 0 derivative transactions and 0 exerciseShares, so no derivative positions are disclosed in this Form 3.
AI-generated analysis. How Rhea-AI works. Not financial advice.