STOCK TITAN

Nuveen JFR VP reports no current share holdings

NUVEEN FLOATING RATE INCOME FUND (JFR) has a new initial ownership report from Parth Doshi.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NUVEEN FLOATING RATE INCOME FUND (JFR) has a new initial ownership report from Parth Doshi. The Form 3 lists Doshi as a reporting person with the description "VP" but not as a director, officer, or ten percent owner. The filing reports no transactions and no reportable share holdings at this time.

Positive

  • None.

Negative

  • None.
Buy transactions 0 buyCount Count of purchase transactions reported for NUVEEN FLOATING RATE INCOME FUND on this Form 3
Sell transactions 0 sellCount Count of sale transactions reported for NUVEEN FLOATING RATE INCOME FUND on this Form 3
Holding entries 0 holdingEntries Number of reportable ownership positions disclosed for NUVEEN FLOATING RATE INCOME FUND
Form 3 regulatory
"initial statement of beneficial ownership on Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"reportingPersons list the reporting person related to the issuer"
ten percent owner regulatory
"is_ten_percent_owner indicates whether the person is a ten percent owner"
derivativeTransactionCount financial
"transactionSummary includes derivativeTransactionCount for derivative records"

FAQ

What does Parth Doshi’s Form 3 filing for JFR report?

It reports that Parth Doshi is a reporting person related to NUVEEN FLOATING RATE INCOME FUND (JFR), described as "VP", with no reportable transactions and no holdings entries disclosed on this Form 3.

Is Parth Doshi a director or officer of NUVEEN FLOATING RATE INCOME FUND (JFR) in this filing?

The Form 3 indicates Doshi is not a director and not an officer of NUVEEN FLOATING RATE INCOME FUND; the “other” relationship field lists "VP" instead.

Does the Form 3 show Parth Doshi as a ten percent owner of JFR?

No. The Form 3 explicitly shows the ten percent owner checkbox as not selected, meaning Doshi is not reported as a ten percent owner of NUVEEN FLOATING RATE INCOME FUND.

Are there any share transactions reported for JFR in this Form 3?

No. The transaction summary shows 0 buy and 0 sell transactions, with netBuySellShares = 0, indicating no reported trades in NUVEEN FLOATING RATE INCOME FUND shares.

Does this Form 3 for JFR indicate any derivative positions for Parth Doshi?

No. The derivative summary is empty and the transaction summary reports 0 derivative transactions and 0 exerciseShares, so no derivative positions are disclosed in this Form 3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Doshi Parth

(Last)(First)(Middle)
333 W. WACKER DRIVE
SUITE 2900

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026
3. Issuer Name and Ticker or Trading Symbol
NUVEEN FLOATING RATE INCOME FUND [ JFR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
VP
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
doshipoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)