Nuveen JFR trustee sells 4,464 shares at $7.65

A trustee of NUVEEN FLOATING RATE INCOME FUND reported selling his remaining common shares and now holds none directly.

Rhea-AI Filing Summary

NUVEEN FLOATING RATE INCOME FUND (JFR) had a Form 4 filed for Trustee Terence J. Toth, reporting a sale of 4,464 shares of Common Stock on September 8, 2026, at an average price of $7.6508 per share in an open market or private transaction. Following this sale, he reported holding no shares directly, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Net Seller: 4,464 shares

Net Sell 1 txn

Insider TOTH TERENCE J

Role Insider

Sold 4,464 shs ($34K)

Type	Security	Shares	Price	Value
Sale	Common Stock	4,464	$7.6508	$34K

Holdings After Transaction: Common Stock — 0 shares (Direct)

Key Figures

Shares sold: 4,464 shares Sale price per share: $7.6508 per share Shares held after transaction: 0 shares +1 more

4 metrics

Shares sold 4,464 shares Common Stock sale on September 8, 2026

Sale price per share $7.6508 per share Average price for the September 8, 2026 sale

Shares held after transaction 0 shares Direct holdings of Common Stock following the sale

Net shares sold in filing 4,464 shares Net sell direction across all reported transactions

Key Terms

Common Stock, open market or private transaction, Rule 10b5-1

3 terms

Common Stock financial

"reporting a sale of 4,464 shares of Common Stock on September"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

open market or private transaction financial

"at an average price of $7.6508 per share in an open market or private transaction"

Rule 10b5-1 regulatory

"no Rule 10b5-1 trading plan is reported"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transaction did JFR report on this Form 4?

The filing reports that Trustee Terence J. Toth sold 4,464 shares of NUVEEN FLOATING RATE INCOME FUND Common Stock on September 8, 2026 in a sale categorized as an open market or private transaction.

At what price were the JFR shares sold by the trustee?

The 4,464 JFR Common Stock shares were sold at an average price of $7.6508 per share, as disclosed in the Form 4 for the transaction dated September 8, 2026.

How many NUVEEN FLOATING RATE INCOME FUND (JFR) shares does the insider hold after this transaction?

After the reported sale, Trustee Terence J. Toth is shown as holding 0 shares of NUVEEN FLOATING RATE INCOME FUND Common Stock directly.

Was the JFR insider sale made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox as not affirmed, and there is no footnote stating that the sale was made under a Rule 10b5-1 trading plan.

What is the total number of JFR shares sold by the insider in this Form 4?

The Form 4 transaction summary shows a total of 4,464 shares sold, with no reported purchases, gifts, or derivative exercises in this filing.

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Available on EDGAR 09/08/2026 - 04:35 PM Accepted by SEC EDGAR 09/08/2026 - 04:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TOTH TERENCE J

(Last) (First) (Middle)

333 W. WACKER DRIVE

SUITE 2900

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NUVEEN FLOATING RATE INCOME FUND [ JFR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Trustee

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2026		S		4,464	D	$7.6508	0.0000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

tothpoa.txt

	Mark L. Winget/ Signed Under POA	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)