Nuveen JFR officer files initial Form 3

NUVEEN FLOATING RATE INCOME FUND disclosed an initial ownership report for insider Joseph Castro, who serves as Executive Vice President and Chief Risk & Compliance Officer.

Accepted by SEC EDGAR 02/23/2026 - 12:00 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

NUVEEN FLOATING RATE INCOME FUND disclosed an initial ownership report for insider Joseph Castro, who serves as Executive Vice President and Chief Risk & Compliance Officer. This Form 3 does not list any share transactions, but formally registers his insider status for ongoing ownership reporting.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for JFR and Joseph Castro represent?

The Form 3 filing establishes Joseph Castro as an insider of NUVEEN FLOATING RATE INCOME FUND. It is an initial ownership report and serves as a baseline for future Form 4 or Form 5 disclosures of any trades.

Did Joseph Castro buy or sell any JFR shares in this Form 3?

No, this Form 3 for NUVEEN FLOATING RATE INCOME FUND shows no reported share transactions. It strictly records insider status and initial ownership position, with future trades to be reported on subsequent insider transaction forms.

What is Joseph Castro’s role at NUVEEN FLOATING RATE INCOME FUND (JFR)?

Joseph Castro is identified as an officer of NUVEEN FLOATING RATE INCOME FUND with the title EVP, Chief Risk & Compliance. This senior role triggers insider reporting obligations under Section 16 of U.S. securities regulations.

Why is a Form 3 important for JFR investors to know about?

Form 3 creates a public record of insider status and initial holdings for key officers and directors. For JFR, it ensures future trades by Joseph Castro will be disclosed, supporting transparency around insider activity and governance.

Does this JFR Form 3 include any special ownership footnotes?

The provided data include no substantive footnotes beyond a blank entry. There are no additional disclosures about indirect holdings, voting power, or beneficial ownership disclaimers in the supplied portion of the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Castro Joseph

(Last) (First) (Middle)

333 W. WACKER DRIVE

SUITE 2900

(Street)

CHICAGO IL 60606

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2025

3. Issuer Name and Ticker or Trading Symbol
NUVEEN FLOATING RATE INCOME FUND [ JFR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Risk & Compliance

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

castropoa.txt

No securities are beneficially owned.

	Mark L. Winget/ Signed Under Power of Attorney	10/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.