Planned common-share sales reported by Janus Henderson (NYSE: JHG) in Form 144

Rhea-AI Filing Summary

Janus Henderson Group (JHG) submitted a Form 144 reporting planned sales of common stock through Fidelity Brokerage Services LLC as broker. The notice lists multiple planned transactions tied to ESPP purchases and restricted stock vesting with dated entries from 12/29/2023 through 03/01/2026

Insights

Corporate Governance Specialist

Routine insider sale notice tied to employee share programs.

The Form 144 excerpt lists planned sales of common stock through Fidelity Brokerage Services LLC, with entries linked to ESPP purchases and restricted stock vesting. This indicates transactions originating from compensation and employee purchase events.

Impact appears procedural; the filing documents intent to sell rather than completed market impact. Subsequent transaction reports will show actual volumes and timing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1650	84546.00	154075608	03/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/29/2023	ESPP Purchase	Issuer			24	12/29/2023	Cash
Common	03/28/2024	ESPP Purchase	Issuer			22	03/28/2024	Cash
Common	06/28/2024	ESPP Purchase	Issuer			21	06/28/2024	Cash
Common	09/30/2024	ESPP Purchase	Issuer			19	09/30/2024	Cash
Common	12/31/2024	Restricted Stock Vesting	Issuer			24	12/31/2024	Compensation
Common	12/31/2024	ESPP Purchase	Issuer			138	12/31/2024	Cash
Common	03/01/2025	Restricted Stock Vesting	Issuer			400	03/01/2025	Compensation
Common	03/31/2025	ESPP Purchase	Issuer			144	03/31/2025	Cash
Common	03/31/2025	Restricted Stock Vesting	Issuer			22	03/31/2025	Compensation
Common	06/30/2025	Restricted Stock Vesting	Issuer			21	06/30/2025	Compensation
Common	06/30/2025	ESPP Purchase	Issuer			133	06/30/2025	Cash
Common	09/30/2025	ESPP Purchase	Issuer			116	09/30/2025	Cash
Common	09/30/2025	Restricted Stock Vesting	Issuer			19	09/30/2025	Compensation
Common	12/01/2025	Restricted Stock Vesting	Issuer			388	12/01/2025	Compensation
Common	12/31/2025	ESPP Purchase	Issuer			108	12/31/2025	Cash
Common	12/31/2025	Restricted Stock Vesting	Issuer			17	12/31/2025	Compensation
Common	03/01/2026	Restricted Stock Vesting	Issuer			34	03/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does JHG's Form 144 filing indicate?

It indicates intent to sell common shares via Fidelity Brokerage Services LLC. The excerpt lists multiple planned transactions tied to ESPP purchases and restricted stock vesting, with dated entries from 12/29/2023 to 03/01/2026.

Who is the broker listed in the JHG Form 144 excerpt?

Fidelity Brokerage Services LLC is listed as the broker. The filing shows Fidelity at an address on Salem Street, Smithfield, RI, and identifies the broker role for the planned common stock sales.

Are the planned sales linked to employee programs in the JHG filing?

Yes — the entries reference ESPP purchases and restricted stock vesting. Multiple rows in the excerpt explicitly label transactions as ESPP Purchase or Restricted Stock Vesting, indicating origin from compensation-related events.

Does the excerpt state the total shares to be sold in the Form 144?

The provided excerpt lists individual dated transactions but does not present an aggregated total. The table shows per-event entries (dates and counts) tied to ESPP and vesting events without a single summed offering figure.