JHG CFO discloses 52,303-share ownership stake

Q: How many JANUS HENDERSON (JHG) shares does the CFO report owning?

The CFO reports beneficial ownership of 52,303 shares of JANUS HENDERSON common stock. This total is based on holdings reported as of April 1, 2026 and combines standard common shares with equity awards such as restricted stock units.

Q: Is the JHG CFO’s ownership in the Form 3 direct or indirect?

The ownership reported in the Form 3 is described as direct. This means the 52,303 shares of common stock, including 38,910 restricted stock units, are held directly in the CFO’s name rather than through an intermediary entity or trust.

Q: Does the JHG Form 3 indicate any recent stock purchases or sales by the CFO?

The Form 3 functions as an initial ownership report and does not show specific purchases or sales. It simply discloses that the CFO directly beneficially owns 52,303 shares of common stock, including 38,910 restricted stock units.

JANUS HENDERSON GROUP PLC filed an initial ownership report showing that Chief Financial Officer Sukhdeep Singh Grewal holds 52,303 shares of the company’s common stock as of April 1, 2026.

Accepted by SEC EDGAR 04/06/2026 - 06:35 PM EDT

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

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Form Type

Rhea-AI Filing Summary

JANUS HENDERSON GROUP PLC filed an initial ownership report showing that Chief Financial Officer Sukhdeep Singh Grewal holds 52,303 shares of the company’s common stock as of April 1, 2026.

The holding includes 38,910 restricted stock units, which typically represent share-based compensation that may vest over time subject to continued service or other conditions.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider GREWAL SUKHDEEP SINGH

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 52,303 shares (Direct)

Footnotes (1)

F1. Includes 38,910 restricted stock units.

Key Figures

CFO common stock holdings: 52,303 shares Restricted stock units held: 38,910 RSUs

2 metrics

CFO common stock holdings 52,303 shares Direct beneficial ownership as of April 1, 2026

Restricted stock units held 38,910 RSUs Included within total reported holdings

Key Terms

restricted stock units, Form 3, Common Stock

3 terms

restricted stock units financial

"Includes 38,910 restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 3 regulatory

"The Form 3 filing shows that JHG Chief Financial Officer..."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing by JHG CFO Sukhdeep Singh Grewal show?

The Form 3 filing shows that JHG Chief Financial Officer Sukhdeep Singh Grewal beneficially owns 52,303 shares of common stock. This amount includes 38,910 restricted stock units, reflecting both current share ownership and equity-based compensation awards.

How many JANUS HENDERSON (JHG) shares does the CFO report owning?

The CFO reports beneficial ownership of 52,303 shares of JANUS HENDERSON common stock. This total is based on holdings reported as of April 1, 2026 and combines standard common shares with equity awards such as restricted stock units.

How many restricted stock units does the JHG CFO hold according to the Form 3?

According to the Form 3, the JHG Chief Financial Officer holds 38,910 restricted stock units. These units generally represent share-based compensation that may convert into common stock in the future if vesting and other specified conditions are satisfied.

Is the JHG CFO’s ownership in the Form 3 direct or indirect?

The ownership reported in the Form 3 is described as direct. This means the 52,303 shares of common stock, including 38,910 restricted stock units, are held directly in the CFO’s name rather than through an intermediary entity or trust.

Does the JHG Form 3 indicate any recent stock purchases or sales by the CFO?

The Form 3 functions as an initial ownership report and does not show specific purchases or sales. It simply discloses that the CFO directly beneficially owns 52,303 shares of common stock, including 38,910 restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

GREWAL SUKHDEEP SINGH

(Last)

(First)

(Middle)

201 BISHOPGATE

(Street)

LONDON

EC2M 3AE

(City)

(State)

(Zip)

UNITED KINGDOM

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026

3. Issuer Name and Ticker or Trading Symbol
JANUS HENDERSON GROUP PLC [ JHG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	52,303⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

1. Includes 38,910 restricted stock units.

	/s/ Lisa Kish, by Power of Attorney for Sukh Grewal	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR