STOCK TITAN

Janus Henderson (JHG) director gets stock award, 392 shares withheld for tax

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Janus Henderson Group director Anne Sheehan reported routine equity compensation and related tax withholding. She received a grant of 3,288 shares of Common Stock on May 11, 2026 at a reference price of $51.71 per share, representing restricted stock units that vest one year after the grant date.

On May 12, 2026, the issuer withheld 392 shares at $51.61 per share to satisfy her tax withholding obligations tied to the vesting of restricted stock units granted on May 2, 2025. After these transactions, Sheehan directly holds 16,264.982 shares of Common Stock, indicating a modest, compensation-related update rather than an open-market trade.

Positive

  • None.

Negative

  • None.
Insider Sheehan Anne
Role null
Type Security Shares Price Value
Tax Withholding Common Stock 392 $51.61 $20K
Grant/Award Common Stock 3,288 $51.71 $170K
Holdings After Transaction: Common Stock — 16,264.982 shares (Direct, null)
Footnotes (1)
  1. Represents a grant of restricted stock units which vests one year after the date of grant. Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units granted on May 2, 2025.
Equity grant 3,288 shares Grant of Common Stock on May 11, 2026
Grant reference price $51.71 per share Price per share for 3,288-share grant
Shares withheld for tax 392 shares Withholding on May 12, 2026 for RSU vesting
Tax withholding price $51.61 per share Price per share on 392-share tax withholding
Post-transaction holdings 16,264.982 shares Directly owned after May 12, 2026 transactions
Tax withholding shares (summary) 392 shares TaxWithholdingShares in transactionSummary
restricted stock units financial
"Represents a grant of restricted stock units which vests one year after the date of grant."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units..."
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sheehan Anne

(Last)(First)(Middle)
201 BISHOPGATE

(Street)
LONDONEC2M 3AE

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Issuer Name and Ticker or Trading Symbol
JANUS HENDERSON GROUP PLC [ JHG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/11/2026A3,288(1)A$51.7116,656.982D
Common Stock05/12/2026F392(2)D$51.6116,264.982D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted stock units which vests one year after the date of grant.
2. Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units granted on May 2, 2025.
/s/ Lisa Kish, by Power of Attorney for Anne Sheehan05/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Janus Henderson (JHG) director Anne Sheehan report?

Anne Sheehan reported a compensation-related stock grant and tax withholding. She received 3,288 shares of Janus Henderson common stock, then 392 shares were withheld to cover taxes on a previously granted restricted stock unit award, both reflected in her updated direct holdings.

How many Janus Henderson (JHG) shares does Anne Sheehan hold after this Form 4?

After these transactions, Anne Sheehan directly holds 16,264.982 shares of Janus Henderson common stock. This reflects the 3,288-share grant and the 392 shares withheld for tax obligations, giving investors a clear view of her updated equity position with the company.

Was Anne Sheehan’s Janus Henderson (JHG) Form 4 an open-market buy or sale?

No, the filing shows no open-market buy or sale. It reports a 3,288-share grant of restricted stock units and a 392-share disposition solely to satisfy tax withholding, which is a routine, non-market mechanism rather than a discretionary purchase or sale decision.

What do the restricted stock units in Anne Sheehan’s Janus Henderson (JHG) filing represent?

The restricted stock units represent an equity compensation grant that converts into shares after vesting. In this filing, 3,288 restricted stock units vest one year after the grant date, aligning the director’s compensation with Janus Henderson’s long-term share performance over that vesting period.

Why were 392 Janus Henderson (JHG) shares withheld in Anne Sheehan’s Form 4?

The 392 shares were withheld by Janus Henderson to cover Anne Sheehan’s tax withholding obligations. This withholding related to the vesting of restricted stock units granted on May 2, 2025, and is a standard practice rather than an open-market share sale.