What is the nature of the 3,288-share award reported for JHG?

The 3,288-share award is a grant of restricted stock units that vests one year after the grant date. This represents stock-based compensation for Alison A. Quirk, rather than a purchase of shares in the open market.

Janus Henderson (NYSE: JHG) director reports stock grant and tax withholding

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

JANUS HENDERSON GROUP PLC director Alison A. Quirk reported routine equity compensation activity in company stock. On May 11, 2026, she received a grant of 3,288 shares of Common Stock as a restricted stock unit award that vests one year after the grant date. On May 12, 2026, 417 shares were withheld by the company to cover her tax obligations related to vesting of restricted stock units that were granted on May 2, 2025, a non‑market, tax-withholding disposition. After these transactions, she directly holds 15,908 shares of Common Stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Quirk Alison A.

Role null

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	417	$51.61	$22K
Grant/Award	Common Stock	3,288	$51.71	$170K

Holdings After Transaction: Common Stock — 15,908 shares (Direct, null)

Footnotes (1)

Represents a grant of restricted stock units which vests one year after the date of grant. Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units granted on May 2, 2025.

Key Figures

RSU grant: 3,288 shares Tax withholding shares: 417 shares Grant price reference: $51.71 per share +4 more

7 metrics

RSU grant 3,288 shares Restricted stock unit award on May 11, 2026

Tax withholding shares 417 shares Shares withheld for tax obligations on May 12, 2026

Grant price reference $51.71 per share Price per share for 3,288-share grant

Withholding price reference $51.61 per share Price per share for 417-share tax withholding

Post-transaction holdings 15,908 shares Common Stock directly held after reported transactions

Tax-withholding disposition 1 transaction Code F: payment of tax liability using securities

Grant/award acquisition 1 transaction Code A: equity grant of Common Stock

Key Terms

restricted stock units, tax withholding obligations, grant, award, or other acquisition, Payment of exercise price or tax liability by delivering securities

4 terms

restricted stock units financial

"Represents a grant of restricted stock units which vests one year after the date of grant."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting"

grant, award, or other acquisition regulatory

"transaction code description: Grant, award, or other acquisition"

Payment of exercise price or tax liability by delivering securities regulatory

"transaction code description: Payment of exercise price or tax liability by delivering securities"

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Form 4 Insider Transactions: What Each Field Means →

05/13/2026 - 08:06 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Quirk Alison A.

(Last)

(First)

(Middle)

201 BISHOPGATE

(Street)

LONDON

EC2M 3AE

(City)

(State)

(Zip)

UNITED KINGDOM

(Country)

2. Issuer Name and Ticker or Trading Symbol
JANUS HENDERSON GROUP PLC [ JHG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/11/2026		A		3,288⁽¹⁾	A	$51.71	16,325	D
Common Stock	05/12/2026		F		417⁽²⁾	D	$51.61	15,908	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents a grant of restricted stock units which vests one year after the date of grant.

2. Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units granted on May 2, 2025.

	/s/ Lisa Kish, by Power of Attorney for Alison Quirk	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Alison A. Quirk report at JHG?

Alison A. Quirk reported a grant of 3,288 shares of JANUS HENDERSON GROUP PLC Common Stock and a withholding of 417 shares for taxes. Both are routine equity compensation and tax events rather than open-market buying or selling.

Was the JHG insider transaction an open-market buy or sell?

No, the reported JHG transactions were not open-market trades. Quirk received 3,288 shares as a restricted stock unit grant and 417 shares were withheld by the issuer to cover tax obligations on vesting, which does not reflect discretionary market trading.

How many JHG shares does Alison A. Quirk hold after these transactions?

After these transactions, Alison A. Quirk directly holds 15,908 shares of JANUS HENDERSON GROUP PLC Common Stock. This figure incorporates the 3,288-share grant and the 417-share tax withholding disposition reported in the Form 4 filing.

Why were 417 JHG shares disposed of in the Form 4 filing?

The 417-share disposition represents shares withheld by JANUS HENDERSON GROUP PLC to satisfy Alison A. Quirk’s tax withholding obligations. The shares relate to vesting of restricted stock units granted on May 2, 2025, and are not an elective sale.

Does the JHG Form 4 suggest a change in insider sentiment?

The filing mainly reflects routine compensation and tax withholding, not discretionary buying or selling. It shows a 3,288-share restricted stock grant and 417 shares withheld for taxes, which generally carry limited informational value about insider sentiment.