Joby Aviation grants Dipender Saluja 2,971 stock units

JOBY's reported investment-entity positions are listed separately from the director's direct shares, with footnotes describing beneficial-ownership disclaimers.

Rhea-AI Filing Summary

Joby Aviation, Inc. director Dipender Saluja acquired 2,971 restricted stock units on October 5, 2026; the units were fully vested on the grant date. His directly held common stock following the grant was 196,433 shares.

As of October 5, 2026, separate common-stock positions were held by Technology Impact Fund, L.P. (21,514,683 shares), Capricorn-Libra Investment Group, L.P. (5,399,372), Technology Impact Growth Fund, LP (1,556,592), Capricorn-Libra Partners, LLC (321,926), and Saluja B. LLC (22,004). Saluja disclaimed beneficial ownership of these entity-held shares except to the extent of his pecuniary interest, if any.

Insider Trade Summary

Grant/Award: 2,971 shares

Grant/Award 6 txns

Insider Saluja Dipender

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	2,971	$0.00	$0.00
holding	Common Stock F3	--	--	--
holding	Common Stock F4	--	--	--
holding	Common Stock F5	--	--	--
holding	Common Stock F6	--	--	--
holding	Common Stock F7	--	--	--

Holdings After Transaction: Common Stock — 196,433 shares (Direct); Common Stock — 21,514,683 shares (Indirect, By Technology Impact Fund, L.P.); Common Stock — 5,399,372 shares (Indirect, By Capricorn-Libra Investment Group, L.P.); Common Stock — 1,556,592 shares (Indirect, By Technology Impact Growth Fund, LP); Common Stock — 321,926 shares (Indirect, By Capricorn-Libra Partners, LLC); Common Stock — 22,004 shares (Indirect, By LLC)

Footnotes (7)

1. F1. Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.
2. F2. The RSUs are fully vested on the grant date.
3. F3. The shares of common stock are held of record by Technology Impact Fund, L.P., ("TIF"). The Reporting Person is an owner of the general partner of TIF. The Reporting Person disclaims beneficial ownership of the shares held by TIF except to the extent of his pecuniary interest therein, if any.
4. F4. The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the Reporting Person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.
5. F5. The shares of common stock are held of record by Technology Impact Growth Fund, LP, ("TIGF"). The Reporting Person is an owner of the general partner of TIGF. The Reporting Person disclaims beneficial ownership of the shares held by TIGF except to the extent of his pecuniary interest therein, if any.
6. F6. The shares of common stock are held of record by Capricorn-Libra Partners, LLC ("C-L Partners"). The Reporting Person is the sole manager of C-L Partners. The Reporting Person disclaims beneficial ownership of the shares held by C-L Partners except to the extent of his pecuniary interest therein, if any.
7. F7. The shares of common stock are held of record by Saluja B. LLC, of which the Reporting Person is the manager. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Key Figures

Restricted stock units awarded: 2,971 RSUs Direct common stock following grant: 196,433 shares Common stock held by Technology Impact Fund, L.P.: 21,514,683 shares +4 more

7 metrics

Restricted stock units awarded 2,971 RSUs Fully vested on October 5, 2026

Direct common stock following grant 196,433 shares Dipender Saluja, following the October 5, 2026 grant

Common stock held by Technology Impact Fund, L.P. 21,514,683 shares As of October 5, 2026

Common stock held by Capricorn-Libra Investment Group, L.P. 5,399,372 shares As of October 5, 2026

Common stock held by Technology Impact Growth Fund, LP 1,556,592 shares As of October 5, 2026

Common stock held by Capricorn-Libra Partners, LLC 321,926 shares As of October 5, 2026

Common stock held by Saluja B. LLC 22,004 shares As of October 5, 2026

Key Terms

Restricted Stock Units, fully vested, beneficial ownership, pecuniary interest

4 terms

Restricted Stock Units financial

"Represents Restricted Stock Units ("RSUs")"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

fully vested financial

"The RSUs are fully vested on the grant date"

beneficial ownership financial

"disclaims beneficial ownership of the shares held by TIF"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"except to the extent of his pecuniary interest therein, if any"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did JOBY director Dipender Saluja receive?

Dipender Saluja received 2,971 restricted stock units on October 5, 2026, and they were fully vested on the grant date. Each RSU represents a contingent right to receive one share of Joby Aviation common stock.

What authority did Dipender Saluja have over Capricorn-Libra Investment Group's JOBY shares?

Saluja had voting and dispositive power over shares held by Capricorn-Libra Investment Group, L.P. and therefore may be deemed their beneficial owner. He disclaimed beneficial ownership except to the extent of his pecuniary interest, if any.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/06/2026 - 04:08 PM Accepted by SEC EDGAR 10/06/2026 - 04:08 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Saluja Dipender

(Last) (First) (Middle)

C/O JOBY AVIATION, INC.

333 ENCINAL STREET

(Street)

SANTA CRUZ CALIFORNIA 95060

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/05/2026		A		2,971(1)(2)	A	$0	196,433	D
Common Stock								21,514,683	I	By Technology Impact Fund, L.P.(3)
Common Stock								5,399,372	I	By Capricorn-Libra Investment Group, L.P.(4)
Common Stock								1,556,592	I	By Technology Impact Growth Fund, LP(5)
Common Stock								321,926	I	By Capricorn-Libra Partners, LLC(6)
Common Stock								22,004	I	By LLC(7)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

2. The RSUs are fully vested on the grant date.

3. The shares of common stock are held of record by Technology Impact Fund, L.P., ("TIF"). The Reporting Person is an owner of the general partner of TIF. The Reporting Person disclaims beneficial ownership of the shares held by TIF except to the extent of his pecuniary interest therein, if any.

4. The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the Reporting Person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.

5. The shares of common stock are held of record by Technology Impact Growth Fund, LP, ("TIGF"). The Reporting Person is an owner of the general partner of TIGF. The Reporting Person disclaims beneficial ownership of the shares held by TIGF except to the extent of his pecuniary interest therein, if any.

6. The shares of common stock are held of record by Capricorn-Libra Partners, LLC ("C-L Partners"). The Reporting Person is the sole manager of C-L Partners. The Reporting Person disclaims beneficial ownership of the shares held by C-L Partners except to the extent of his pecuniary interest therein, if any.

7. The shares of common stock are held of record by Saluja B. LLC, of which the Reporting Person is the manager. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Remarks:

	/s/ Kate DeHoff, Attorney-in-Fact for Dipender Saluja	10/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)