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Joby Aviation's Eric Allison sells 27,593 shares

The Chief Product Officer's reported sale covered taxes due upon RSU release and settlement, as required by the award terms.

(Moderate)

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Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. Chief Product Officer Eric Allison reported the settlement of 53,549 restricted stock units into 53,549 common shares on October 12, 2026, at a reported conversion price of $0.00 per share. On October 13, 2026, he sold 27,593 shares at $5.09 per share to cover taxes due upon the RSU release and settlement, as required by the award terms. The sale was not reported as made under a Rule 10b5-1 plan. The derivative transaction reports 53,549 RSUs following the transaction.

Insider Allison Eric
Role Chief Product Officer
Sold 27,593 shs ($140K)
Approx. gross sale proceeds $140K
Approx. exercise cost $0.00
Type Security Shares Price Value
Sale Common Stock F1 27,593 $5.09 $140K
Exercise Restricted Stock Units (RSUs) F2 53,549 $0.00 $0.00
Exercise Common Stock 53,549 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units (RSUs) — 53,549 contracts (Direct); Common Stock — 745,120 shares (Direct)
Footnotes (2)
  1. F1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
  2. F2. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Common shares sold 27,593 shares October 13, 2026
Sale price $5.09 per share October 13, 2026
RSUs settled 53,549 RSUs October 12, 2026
Common shares acquired upon RSU settlement 53,549 shares October 12, 2026
Reported RSUs following derivative transaction 53,549 RSUs Following the October 12, 2026 transaction
RSU conversion price $0.00 per share October 12, 2026
Initial RSU vesting 16.66% January 12, 2022
Remaining RSU vesting 83.34% in 20 quarterly installments Thereafter, subject to continued service
restricted stock units ("RSUs") financial
"award of restricted stock units ("RSUs") that vests"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
release and settlement financial
"upon the release and settlement of the RSUs"
quarterly installments financial
"remaining 83.34% in 20 quarterly installments thereafter"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many JOBY shares did Eric Allison sell, and at what price?

Eric Allison sold 27,593 common shares at $5.09 per share on October 13, 2026. The sale covered taxes due upon release and settlement of RSUs, as required by the award terms, and was not reported as made under a Rule 10b5-1 plan.

How many JOBY RSUs did Eric Allison settle?

On October 12, 2026, 53,549 RSUs converted into 53,549 common shares, with a reported conversion price of $0.00 per share. The award terms describe each RSU as a contingent right to receive one common share upon vesting.

What was the vesting schedule for Eric Allison's JOBY RSUs?

The award vested with respect to 16.66% of the RSUs on January 12, 2022, and the remaining 83.34% in 20 quarterly installments thereafter, subject to Eric Allison's continued service through each applicable vesting date. Each RSU represented a contingent right to receive one common share upon vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allison Eric

(Last)(First)(Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CALIFORNIA 95060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Product Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/12/2026M53,549A$0772,713D
Common Stock10/13/2026S(1)27,593D$5.09745,120D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)$010/12/2026M53,549 (2) (2)Common Stock53,549$053,549D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for Eric Allison10/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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